3rd Oct 2011 11:50
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this INVESTEC LTD
form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 30/09/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - ZAE000081949 Purchase 76,706 ZAR 44.20 ZAR 44.20
Common - ZAE000081949 Sale 76,706 ZAR 44.20 ZAR 44.20
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant securities
security
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 03/10/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this Autonomy Corporation Plc
form relates:
(c) Name of the party to the offer with which exempt Advisor to Autonomy Corporation Plc
principal trader is connected:
(d) Date dealing undertaken: 30/09/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0055007982 Purchase 155,268 GBP 25.50 GBP 25.43
Common - GB0055007982 Sale 155,282 GBP 25.46 GBP 25.43
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB0055007982 Swap SHORT 2520 GBP 25.43
Common - GB0055007982 Swap SHORT 378 GBP 25.43
Common - GB0055007982 Swap SHORT 112 GBP 25.44
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB0055007982 Swap LONG 1 GBP 25.43 Common - GB0055007982 Swap LONG 1 GBP 25.43
Common - GB0055007982 Swap LONG 2 GBP 25.43 Common - GB0055007982 Swap LONG 2 GBP 25.43
Common - GB0055007982 Swap LONG 2 GBP 25.43
Common - GB0055007982 Swap LONG 2 GBP 25.43
Common - GB0055007982 Swap LONG 3 GBP 25.43
Common - GB0055007982 Swap LONG 15 GBP 25.43
Common - GB0055007982 Swap LONG 20 GBP 25.43
Common - GB0055007982 Swap LONG 75 GBP 25.43
Common - GB0055007982 Swap LONG 106 GBP 25.43
Common - GB0055007982 Swap LONG 2125 GBP 25.43
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 03/10/2011
Contact name: Balenkosi Dungeni
Telephone number: +44 20 7996 1639
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this Evolution Group Plc
form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 30/09/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0030221864 Purchase 49,181 GBP 0.80 GBP 0.79
Common - GB0030221864 Sale 95,571 GBP 0.80 GBP 0.79
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB0030221864 Swap SHORT 4952 GBP 0.79
Common - GB0030221864 Swap SHORT 4025 GBP 0.79
Common - GB0030221864 Swap SHORT 2773 GBP 0.80
Common - GB0030221864 Swap SHORT 431 GBP 0.80
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB0030221864 Swap LONG 431 GBP 0.80
Common - GB0030221864 Swap LONG 4952 GBP 0.80
Common - GB0030221864 Swap LONG 5246 GBP 0.80
Common - GB0030221864 Swap LONG 6668 GBP 0.80
Common - GB0030221864 Swap LONG 41274 GBP 0.80
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 03/10/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this INVESTEC PLC
form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 30/09/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 41,193 GBP 3.59 GBP 3.50
Common - GB00B17BBQ50 Sale 47,794 GBP 3.55 GBP 3.49
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B17BBQ50 Swap SHORT 433 GBP 3.54
Common - GB00B17BBQ50 Swap SHORT 411 GBP 3.59
Common - GB00B17BBQ50 Swap SHORT 3705 GBP 3.54
Common - GB00B17BBQ50 Swap SHORT 1841 GBP 3.54
Common - GB00B17BBQ50 Swap SHORT 1404 GBP 3.51
Common - GB00B17BBQ50 Swap SHORT 1219 GBP 3.55
Common - GB00B17BBQ50 Swap SHORT 912 GBP 3.51
Common - GB00B17BBQ50 Swap SHORT 718 GBP 3.51
Common - GB00B17BBQ50 Swap SHORT 693 GBP 3.55
Common - GB00B17BBQ50 Swap SHORT 468 GBP 3.51
Common - GB00B17BBQ50 Swap SHORT 175 GBP 3.48
Common - GB00B17BBQ50 Swap SHORT 654 GBP 3.48
Common - GB00B17BBQ50 Swap SHORT 952 GBP 3.48
Common - GB00B17BBQ50 Swap SHORT 558 GBP 3.51
Common - GB00B17BBQ50 Swap SHORT 1030 GBP 3.48
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B17BBQ50 Swap LONG 1030 GBP 3.53
Common - GB00B17BBQ50 Swap LONG 952 GBP 3.53
Common - GB00B17BBQ50 Swap LONG 5 GBP 3.52
Common - GB00B17BBQ50 Swap LONG 39 GBP 3.48
Common - GB00B17BBQ50 Swap LONG 175 GBP 3.53
Common - GB00B17BBQ50 Swap LONG 503 GBP 3.48
Common - GB00B17BBQ50 Swap LONG 511 GBP 3.50
Common - GB00B17BBQ50 Swap LONG 1264 GBP 3.51
Common - GB00B17BBQ50 Swap LONG 706 GBP 3.52
Common - GB00B17BBQ50 Swap LONG 1157 GBP 3.53
Common - GB00B17BBQ50 Swap LONG 1277 GBP 3.50
Common - GB00B17BBQ50 Swap LONG 1422 GBP 3.48
Common - GB00B17BBQ50 Swap LONG 1422 GBP 3.48
Common - GB00B17BBQ50 Swap LONG 3471 GBP 3.51
Common - GB00B17BBQ50 Swap LONG 5665 GBP 3.51
Common - GB00B17BBQ50 Swap LONG 693 GBP 3.50
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 03/10/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
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