6th Oct 2015 11:37
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 05/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,933,342 | 17.06 GBP | 16.47 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,141,251 | 17.06 GBP | 16.48 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,350,359 | 16.9 GBP | 16.44 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,415,172 | 22.95 EUR | 22.29 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,496,653 | 16.9 GBP | 16.46 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,461,905 | 24.94 EUR | 22.3 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,960 | 16.539 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,410 | 22.77 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,198 | 16.749 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,109 | 16.652 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 317 | 16.718 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,616 | 22.715 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,025 | 22.715 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,296 | 16.83 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,517 | 22.784 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 650,493 | 22.784 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,104,921 | 16.752 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,901 | 16.664 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 17,607 | 16.575 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 430 | 22.388 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 303 | 22.716 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 343 | 22.784 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 860 | 22.784 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 28,112 | 22.665 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 25,870 | 22.755 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,013 | 16.442 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 162,985 | 22.522 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 22,365 | 16.822 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,665 | 16.822 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 398 | 16.822 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14,694 | 22.883 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,188 | 22.883 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,960 | 16.539 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 34,019 | 22.629 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 37,129 | 16.753 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 178 | 22.777 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,531 | 16.722 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,745 | 16.722 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 908 | 16.77 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,184 | 22.44 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,616 | 22.44 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,624 | 16.817 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,076 | 16.817 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,752 | 16.855 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 300 | 22.427 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 649,353 | 22.789 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,104,675 | 16.754 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,722 | 16.571 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,901 | 16.654 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 885 | 16.654 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 860 | 22.724 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 303 | 22.724 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 277 | 22.724 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 25,870 | 22.755 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,500 | 16.826 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,660 | 16.851 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,181 | 16.825 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,500 | 22.66 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 21,974 | 16.784 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,355 | 16.784 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 72,014 | 22.902 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 35,280 | 22.902 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,139 | 22.902 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 127 | 16.586 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,860 | 16.611 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,570 | 16.939 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,548 | 17.061 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 39 | 16.913 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,188 | 16.846 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,429 | 16.846 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 459 | 16.842 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 700 | 16.919 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 949,496 | 16.878 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 65 | 16.59 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9,545 | 16.491 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,914 | 17.007 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,830 | 16.903 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,854 | 17.007 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,143 | 17.007 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,279 | 16.962 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,908 | 16.885 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 50,000 | 17.002 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,431 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,414 | 17.047 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 45,190 | 16.832 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,631 | 16.815 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 33,959 | 16.815 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,781 | 16.63 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,113 | 16.63 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,738 | 16.821 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 550 | 16.821 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 39 | 16.821 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,370 | 16.585 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,000 | 16.897 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 949,327 | 16.878 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,287 | 16.878 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 65 | 16.585 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,763 | 16.98 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 707 | 16.911 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,000 | 17.02 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 06/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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