29th Sep 2015 11:46
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 28/09/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 905,342 | 15.66 GBP | 15.15 GBP |
Common - ISIN GB00B03MM408 | Sale | 910,836 | 15.66 GBP | 15.15 GBP |
ADR - ISIN US7802592060 | Sale | 1,720 | 55.78 USD | 55.78 USD |
Common - ISIN GB00B03MLX29 | Purchase | 1,298,265 | 15.62 GBP | 15.09 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,196,289 | 21.37 EUR | 20.58 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,362,578 | 15.6 GBP | 15.09 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,171,120 | 21.37 EUR | 20.58 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,143 | 15.293 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,843 | 20.914 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,960 | 15.181 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,393 | 20.916 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 43,610 | 15.254 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 269 | 15.446 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 555 | 15.39 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,224 | 21.2 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,248 | 21.2 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,400 | 15.301 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,600 | 21.17 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 21.17 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 710,014 | 20.895 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 962,180 | 15.286 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,105 | 15.379 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,517 | 15.327 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 906 | 15.327 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,097 | 20.689 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 447 | 20.919 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 606 | 15.25 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 20.637 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 32,658 | 15.295 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,994 | 15.295 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,737 | 15.295 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,243 | 15.295 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 21,554 | 15.093 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,260 | 20.582 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,386 | 15.221 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,647 | 21.072 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,872 | 15.501 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 20 | 20.713 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 355 | 15.086 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 423 | 15.179 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 682 | 21.26 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,542 | 21.118 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,690 | 21.118 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,091 | 15.251 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,221 | 15.223 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,994 | 15.223 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 63 | 20.893 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 709,728 | 20.893 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 215 | 15.285 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,959 | 15.285 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 962,180 | 15.285 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,517 | 15.329 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,011 | 15.399 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 71 | 20.706 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 373 | 20.706 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 103 | 15.186 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 230 | 15.186 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 234 | 15.218 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 376 | 15.218 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,556 | 15.257 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,379 | 15.374 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,851 | 15.219 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,394 | 15.152 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 17,902 | 15.332 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,788 | 15.562 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,293 | 15.562 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,264 | 15.448 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,410 | 15.145 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,200 | 15.509 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,803 | 15.509 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,700 | 15.509 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,537 | 15.509 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 473 | 15.375 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 300 | 15.509 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 200 | 15.355 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 140 | 15.509 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 586,131 | 15.385 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,240 | 15.518 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 587 | 15.229 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 329 | 15.369 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 281 | 15.664 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 109 | 15.664 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 37 | 15.664 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,113 | 15.229 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 45 | 15.143 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 23,002 | 15.158 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,400 | 15.319 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,860 | 15.265 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,278 | 15.507 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 550 | 15.22 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 621 | 15.22 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 633 | 15.22 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 340 | 15.53 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,699 | 15.35 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,580 | 15.293 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 657 | 15.383 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 586,889 | 15.383 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,240 | 15.58 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 806 | 15.395 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,951 | 15.308 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 29/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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