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Form 8.5 (EPT/RI)

18th Sep 2012 11:58

RNS Number : 5284M
Bank of America Merrill Lynch
18 September 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Redrow PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Redrow PLC

(d)

Date dealing undertaken:

17/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0007282386

Purchase

2,971

1.516 GBP

1.491 GBP

Common - ISIN GB0007282386

Sale

5,219

1.52 GBP

1.507 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0007282386

Swaps

Long

187

1.513 GBP

Common - ISIN GB0007282386

Swaps

Long

327

1.513 GBP

Common - ISIN GB0007282386

Swaps

Long

547

1.513 GBP

Common - ISIN GB0007282386

Swaps

Long

1,269

1.513 GBP

Common - ISIN GB0007282386

Swaps

Long

1,647

1.513 GBP

Common - ISIN GB0007282386

Swaps

Long

1,770

1.513 GBP

Common - ISIN GB0007282386

Swaps

Long

502

1.513 GBP

Common - ISIN GB0007282386

Swaps

Long

2,546

1.513 GBP

Common - ISIN GB0007282386

Swaps

Long

105

1.514 GBP

Common - ISIN GB0007282386

Swaps

Long

1,068

1.519 GBP

Common - ISIN GB0007282386

Swaps

Long

2,002

1.514 GBP

Common - ISIN GB0007282386

Swaps

Long

2,044

1.507 GBP

Common - ISIN GB0007282386

Swaps

Short

969

1.516 GBP

Common - ISIN GB0007282386

Swaps

Short

2,002

1.491 GBP

Common - ISIN GB0007282386

Swaps

Short

3,048

1.513 GBP

Common - ISIN GB0007282386

Swaps

Short

5,747

1.513 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

18/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Melrose Resources PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Petroceltic International PLC

(d)

Date dealing undertaken:

17/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0009354589

Sale

1,500

1.298 GBP

1.298 GBP

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0009354589

Swaps

Long

6

1.3 GBP

Common - ISIN GB0009354589

Swaps

Short

6

1.3 GBP

Common - ISIN GB0009354589

Swaps

Long

1,500

1.297 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

 

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

18/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

European Aeronautic Defence and Space Co NV

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

17/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN NL0000235190

Purchase

850,604

25.975 EUR

25.1 EUR

Common - ISIN NL0000235190

Sale

999,507

25.98 EUR

25.1 EUR

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN NL0000235190

Swaps

Short

198

25.75 EUR

Common - ISIN NL0000235190

Swaps

Long

1,383

25.305 EUR

Common - ISIN NL0000235190

Swaps

Short

982

25.442 EUR

Common - ISIN NL0000235190

Swaps

Long

2,756

25.45 EUR

Common - ISIN NL0000235190

Swaps

Long

3,295

25.45 EUR

Common - ISIN NL0000235190

Swaps

Long

110,160

25.305 EUR

Common - ISIN NL0000235190

Swaps

Short

127

25.305 EUR

Common - ISIN NL0000235190

Swaps

Long

3

25.305 EUR

Common - ISIN NL0000235190

Swaps

Long

3

25.305 EUR

Common - ISIN NL0000235190

Swaps

Long

3

25.305 EUR

Common - ISIN NL0000235190

Swaps

Long

5

25.305 EUR

Common - ISIN NL0000235190

Swaps

Long

6

25.305 EUR

Common - ISIN NL0000235190

Swaps

Long

90

25.305 EUR

Common - ISIN NL0000235190

Swaps

Long

242

25.305 EUR

Common - ISIN NL0000235190

Swaps

Long

300

25.1 EUR

Common - ISIN NL0000235190

Swaps

Short

290

25.7 EUR

Common - ISIN NL0000235190

Swaps

Long

230,000

28 EUR

Common - ISIN NL0000235190

Swaps

Short

230,000

28 EUR

Common - ISIN NL0000235190

Swaps

Long

1,000

25.902 EUR

Common - ISIN NL0000235190

Swaps

Short

500

25.641 EUR

Common - ISIN NL0000235190

Swaps

Short

500

25.703 EUR

Common - ISIN NL0000235190

Swaps

Short

500

25.703 EUR

Common - ISIN NL0000235190

Swaps

Long

500

25.904 EUR

Common - ISIN NL0000235190

Swaps

Long

500

25.904 EUR

Common - ISIN NL0000235190

Swaps

Short

253

25.821 EUR

Common - ISIN NL0000235190

Swaps

Short

2,501

25.821 EUR

Common - ISIN NL0000235190

Swaps

Long

111,600

25.305 EUR

Common - ISIN NL0000235190

Swaps

Short

110

25.305 EUR

Common - ISIN NL0000235190

Swaps

Short

127

25.854 EUR

Common - ISIN NL0000235190

Swaps

Short

215

25.863 EUR

Common - ISIN NL0000235190

Swaps

Short

242

25.305 EUR

Common - ISIN NL0000235190

Swaps

Short

730

25.854 EUR

Common - ISIN NL0000235190

Swaps

Short

1,383

25.305 EUR

Common - ISIN NL0000235190

Swaps

Short

6,051

25.45 EUR

Common - ISIN NL0000235190

Swaps

Short

45,000

25.703 EUR

Common - ISIN NL0000235190

Swaps

Short

110,160

25.305 EUR

Common - ISIN NL0000235190

Swaps

Short

111,600

25.305 EUR

Common - ISIN NL0000235190

Swaps

Long

127

25.305 EUR

Common - ISIN NL0000235190

Swaps

Long

1,383

25.777 EUR

Common - ISIN NL0000235190

Swaps

Long

4,547

25.802 EUR

Common - ISIN NL0000235190

Swaps

Long

8,526

25.805 EUR

Common - ISIN NL0000235190

Swaps

Long

24,910

25.78 EUR

Common - ISIN NL0000235190

Swaps

Long

73,617

25.768 EUR

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

18/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

BAE Systems PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

17/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0002634946

Purchase

976,083

3.505 GBP

3.42 GBP

Common - ISIN GB0002634946

Sale

1,180,883

3.48 GBP

3.422 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0002634946

Swaps

Short

23,700

3.432 GBP

Common - ISIN GB0002634946

Swaps

Short

382

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

37

3.444 GBP

Common - ISIN GB0002634946

Swaps

Short

344

3.444 GBP

Common - ISIN GB0002634946

Swaps

Short

1,897

3.444 GBP

Common - ISIN GB0002634946

Swaps

Short

2,524

3.444 GBP

Common - ISIN GB0002634946

Swaps

Long

43,110

3.432 GBP

Common - ISIN GB0002634946

Swaps

Short

1,970

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

678

3.47 GBP

Common - ISIN GB0002634946

Swaps

Long

4,840

3.492 GBP

Common - ISIN GB0002634946

Swaps

Short

9,559

3.453 GBP

Common - ISIN GB0002634946

Swaps

Short

4

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

4

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

7

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

286

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

292

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

313

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

313

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

14,773

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

26,983

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

28,775

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

30,481

3.47 GBP

Common - ISIN GB0002634946

Swaps

Long

244,657

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

4,074

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

17,579

3.427 GBP

Common - ISIN GB0002634946

Swaps

Long

11,066

3.467 GBP

Common - ISIN GB0002634946

Swaps

Long

1,500

3.433 GBP

Common - ISIN GB0002634946

Swaps

Short

1,500

3.428 GBP

Common - ISIN GB0002634946

Swaps

Short

4,000

3.428 GBP

Common - ISIN GB0002634946

Swaps

Short

10,000

3.463 GBP

Common - ISIN GB0002634946

Swaps

Long

382

3.47 GBP

Common - ISIN GB0002634946

Swaps

Long

2,648

3.47 GBP

Common - ISIN GB0002634946

Swaps

Long

3,848

3.437 GBP

Common - ISIN GB0002634946

Swaps

Long

4,074

3.47 GBP

Common - ISIN GB0002634946

Swaps

Long

17,535

3.447 GBP

Common - ISIN GB0002634946

Swaps

Long

30,505

3.446 GBP

Common - ISIN GB0002634946

Swaps

Long

102,231

3.47 GBP

Common - ISIN GB0002634946

Swaps

Short

382

3.433 GBP

Common - ISIN GB0002634946

Swaps

Short

933

3.437 GBP

Common - ISIN GB0002634946

Swaps

Short

1,333

3.43 GBP

Common - ISIN GB0002634946

Swaps

Short

2,824

3.433 GBP

Common - ISIN GB0002634946

Swaps

Short

3,250

3.427 GBP

Common - ISIN GB0002634946

Swaps

Short

10,000

3.463 GBP

Common - ISIN GB0002634946

Swaps

Short

18,251

3.436 GBP

Common - ISIN GB0002634946

Swaps

Short

244,657

3.47 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

18/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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