29th May 2015 11:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 28/05/2015 | ||
| YES If YES, specify which: (Royal Dutch Shell PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 674,733 | 11.515 GBP | 11.345 GBP |
Common - ISIN GB0008762899 | Sale | 602,393 | 11.52 GBP | 11.35 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Short | 150,000 | 11.482 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 368,667 | 11.438 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 368,667 | 11.439 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 558 | 11.439 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 8,000 | 11.497 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 8,523 | 11.515 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 5,681 | 11.515 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 18,700 | 11.515 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,035 | 11.515 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 18,561 | 11.515 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 353 | 11.454 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 478 | 11.439 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,038 | 11.439 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,038 | 11.458 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1 | 11.464 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,387 | 11.458 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 10,155 | 11.477 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 26,610 | 11.37 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 14,184 | 11.426 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,318 | 11.396 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,138 | 11.472 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 16,572 | 11.432 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 19,824 | 11.432 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 16,572 | 11.429 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 11,479 | 11.452 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 8,345 | 11.429 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 29/05/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 28/05/2015 | |||||
| YES If YES, specify which: (BG Group PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common (B SHARES) - ISIN GB00B03MM408 | Purchase | 510,554 | 19.86 GBP | 19.68 GBP | |||
Common (B SHARES) - ISIN GB00B03MM408 | Sale | 438,564 | 19.86 GBP | 19.67 GBP | |||
Common (A SHARES) - ISIN GB00B03MLX29 | Purchase | 308,428 | 27.62 EUR | 27.4 EUR | |||
Common (A SHARES) - ISIN GB00B03MLX29 | Purchase | 732,757 | 19.68 GBP | 19.44 GBP | |||
Common (A SHARES) - ISIN GB00B03MLX29 | Sale | 252,562 | 27.6 EUR | 27.4 EUR | |||
Common (A SHARES) - ISIN GB00B03MLX29 | Sale | 809,470 | 19.67 GBP | 19.46 GBP | |||
ADR (A SHARES) - ISIN US7802592060 | Purchase | 1,959 | 60.15 USD | 60.01 USD | |||
ADR (A SHARES) - ISIN US7802592060 | Sale | 903 | 55.78 USD | 55.78 USD | |||
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 10,387 | 19.543 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 34 | 27.406 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 15 | 27.406 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 809 | 19.539 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 512,087 | 19.539 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,604 | 19.539 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 3,526 | 19.632 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 26,474 | 19.632 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 570 | 27.517 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 261 | 19.537 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 343 | 19.459 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 471 | 19.537 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 216 | 27.404 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 14,691 | 19.571 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 20,264 | 19.571 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,474 | 19.571 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 9,880 | 19.571 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 148,986 | 27.473 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 769 | 19.507 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 6,432 | 27.503 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 257 | 19.543 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 512,087 | 19.537 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,390 | 27.468 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 57 | 19.615 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 128 | 19.481 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 471 | 19.615 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 343 | 19.615 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 261 | 19.481 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 800 | 27.417 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 3,684 | 19.537 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 163 | 19.517 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 163 | 19.547 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 163 | 19.542 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 680 | 27.469 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,133 | 19.539 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 120 | 19.539 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 148,986 | 27.473 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2,740 | 19.501 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 330,228 | 19.795 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 570 | 19.834 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 46 | 19.669 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 272 | 19.669 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 9,475 | 19.848 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 9,907 | 19.813 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 2 | 19.845 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 48 | 19.845 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 4,553 | 19.794 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 3,406 | 19.820 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 3,114 | 19.794 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 35 | 19.75 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 238 | 19.853 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 25,000 | 19.77 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 50,000 | 19.77 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 330,228 | 19.793 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 754 | 19.808 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 2 | 19.781 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 272 | 19.781 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 1,722 | 19.79 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 1,655 | 19.832 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 197 | 19.86 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 1,535 | 19.79 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 2,517 | 19.86 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 252 | 19.822 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 6,182 | 19.822 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 659 | 19.822 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 40 | 19.845 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 4,553 | 19.764 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 6,520 | 19.799 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 29/05/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L