16th Nov 2015 11:21
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 13/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,114,974 | 16.12 GBP | 15.75 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,448,882 | 16.1 GBP | 15.74 GBP |
ADR - ISIN US7802592060 | Purchase | 1,511 | 48.43 USD | 48.4 USD |
Common - ISIN GB00B03MLX29 | Purchase | 1,739,907 | 15.99 GBP | 15.61 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 807,273 | 22.79 EUR | 22.3 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,764,055 | 15.98 GBP | 15.67 GBP |
Common - ISIN GB00B03MLX29 | Sale | 936,825 | 22.84 EUR | 22.27 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,562 | 15.681 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,607 | 22.417 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 143 | 15.761 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 808 | 15.685 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,182 | 22.489 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,896 | 15.709 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,557 | 15.799 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 390 | 15.719 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,614 | 15.719 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 178 | 22.564 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,888 | 22.641 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,148 | 22.564 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 670 | 15.685 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,197 | 15.685 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,583 | 15.685 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 650 | 15.945 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,791 | 22.528 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 617,584 | 22.528 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,321,587 | 15.791 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 31 | 15.815 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 75 | 22.506 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 220 | 22.511 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 73 | 15.732 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 100 | 15.777 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 148 | 15.732 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 383 | 15.732 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 650 | 15.777 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,805 | 15.801 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,075 | 15.721 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,043 | 22.462 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,192 | 15.783 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,639 | 22.618 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,064 | 15.9 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,007 | 15.867 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,887 | 15.867 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,358 | 15.933 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,573 | 22.513 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 178 | 22.54 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 670 | 15.805 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 617,584 | 22.53 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 361 | 22.53 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,317,648 | 15.794 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 213 | 15.794 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 31 | 15.82 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 211 | 22.579 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 75 | 22.579 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 177 | 22.434 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 164 | 22.534 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 68 | 22.434 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 43 | 22.534 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 248 | 15.834 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,300 | 15.779 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 82 | 15.779 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 18 | 15.779 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,835 | 15.919 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,637 | 15.919 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 53 | 15.919 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 56,396 | 22.523 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,353 | 22.523 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 37 | 22.412 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,670 | 15.82 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 138 | 15.876 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,042 | 15.811 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,687 | 15.929 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,031 | 15.838 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,626 | 15.831 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 287 | 15.843 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,823 | 15.843 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,535 | 15.861 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 874,589 | 15.907 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 76 | 15.895 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 395 | 15.941 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 135 | 15.801 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 160 | 15.898 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 161 | 15.801 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 330 | 15.831 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 436 | 15.898 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 580 | 15.851 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 228 | 15.896 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,210 | 15.896 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,039 | 15.824 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,853 | 15.81 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 265 | 15.908 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 48 | 15.91 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 423 | 15.93 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,634 | 15.997 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,823 | 15.86 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7 | 15.86 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,592 | 15.96 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 956 | 15.972 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 839 | 15.93 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 519 | 16.065 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 873,792 | 15.911 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,144 | 15.911 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 395 | 15.91 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 76 | 15.91 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 764 | 15.917 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 571 | 15.921 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,083 | 15.964 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,838 | 15.966 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,045 | 15.95 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 703 | 15.943 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19,618 | 15.845 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 57,297 | 15.928 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 57,292 | 15.944 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 58,758 | 15.928 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 58,691 | 15.944 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 28,663 | 15.928 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 28,710 | 15.944 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,491 | 15.928 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,516 | 15.944 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 16/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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