17th Jul 2014 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SHIRE PLC |
(d) Date dealing undertaken: | 16 July 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - disclosed previously for ABBVIE INC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
5p ordinary | Purchases | 2,459,7101,389 | 48.5928 GBP82.1117 USD | 47.2800 GBP82.1117 USD |
5p ordinary | Sales | 1,836,872 | 48.3300 GBP | 47.2700 GBP |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
5p ordinary | CFD | Reducing a short position | 1,074 | 42.8728 GBP |
5p ordinary | CFD | Reducing a short position | 753 | 42.8728 GBP |
5p ordinary | CFD | Reducing a short position | 2,753 | 42.9219 GBP |
5p ordinary | CFD | Reducing a short position | 3,409 | 42.9219 GBP |
5p ordinary | CFD | Reducing a short position | 5,416 | 43.6574 GBP |
5p ordinary | CFD | Reducing a short position | 7,726 | 43.6574 GBP |
5p ordinary | CFD | Reducing a short position | 2,040 | 44.9040 GBP |
5p ordinary | CFD | Reducing a short position | 1,423 | 44.9040 GBP |
5p ordinary | CFD | Reducing a short position | 865 | 44.9062 GBP |
5p ordinary | CFD | Reducing a short position | 866 | 44.9062 GBP |
5p ordinary | CFD | Reducing a short position | 114 | 45.2016 GBP |
5p ordinary | CFD | Reducing a short position | 1,946 | 45.3475 GBP |
5p ordinary | CFD | Reducing a short position | 1,948 | 45.3475 GBP |
5p ordinary | CFD | Reducing a short position | 2,022 | 45.4159 GBP |
5p ordinary | CFD | Reducing a short position | 2,191 | 45.4159 GBP |
5p ordinary | CFD | Reducing a short position | 268 | 45.5273 GBP |
5p ordinary | CFD | Reducing a short position | 889 | 45.6976 GBP |
5p ordinary | CFD | Reducing a short position | 890 | 45.6976 GBP |
5p ordinary | CFD | Reducing a short position | 6,732 | 45.7777 GBP |
5p ordinary | CFD | Reducing a short position | 873 | 45.9150 GBP |
5p ordinary | CFD | Reducing a short position | 870 | 45.9150 GBP |
5p ordinary | CFD | Reducing a short position | 5,798 | 45.9219 GBP |
5p ordinary | CFD | Reducing a short position | 4,045 | 45.9219 GBP |
5p ordinary | CFD | Reducing a short position | 4,571 | 45.9743 GBP |
5p ordinary | CFD | Reducing a short position | 4,586 | 45.9743 GBP |
5p ordinary | CFD | Reducing a short position | 3,891 | 46.1049 GBP |
5p ordinary | CFD | Reducing a short position | 3,879 | 46.1049 GBP |
5p ordinary | CFD | Reducing a short position | 1,423 | 46.2376 GBP |
5p ordinary | CFD | Reducing a short position | 2,040 | 46.2376 GBP |
5p ordinary | CFD | Reducing a short position | 871 | 46.3285 GBP |
5p ordinary | CFD | Reducing a short position | 873 | 46.3285 GBP |
5p ordinary | CFD | Reducing a short position | 2,394 | 46.3309 GBP |
5p ordinary | CFD | Reducing a short position | 2,403 | 46.3309 GBP |
5p ordinary | CFD | Reducing a short position | 436 | 46.7794 GBP |
5p ordinary | CFD | Reducing a short position | 435 | 46.7794 GBP |
5p ordinary | CFD | Reducing a short position | 4,330 | 47.2088 GBP |
5p ordinary | CFD | Reducing a short position | 4,324 | 47.2088 GBP |
5p ordinary | CFD | Opening a long position | 8,669 | 47.4288 GBP |
5p ordinary | CFD | Reducing a short position | 1,800 | 47.6144 GBP |
5p ordinary | CFD | Reducing a short position | 3,000 | 47.6144 GBP |
5p ordinary | CFD | Opening a short position | 5,000 | 47.6814 GBP |
5p ordinary | CFD | Opening a short position | 2,000 | 47.7310 GBP |
5p ordinary | CFD | Opening a short position | 500 | 47.8500 GBP |
5p ordinary | CFD | Reducing a short position | 1,100 | 47.8600 GBP |
5p ordinary | CFD | Opening a short position | 1,100 | 48.0000 GBP |
5p ordinary | CFD | Reducing a short position | 28 | 48.0109 GBP |
5p ordinary | CFD | Reducing a short position | 16 | 48.0109 GBP |
5p ordinary | CFD | Reducing a short position | 18 | 48.0109 GBP |
5p ordinary | CFD | Reducing a short position | 17 | 48.0109 GBP |
5p ordinary | CFD | Reducing a short position | 414 | 48.0109 GBP |
5p ordinary | CFD | Reducing a short position | 13 | 48.0109 GBP |
5p ordinary | CFD | Reducing a short position | 18 | 48.0109 GBP |
5p ordinary | CFD | Reducing a short position | 1,973 | 48.1912 GBP |
5p ordinary | CFD | Reducing a short position | 33,168 | 48.1912 GBP |
5p ordinary | CFD | Reducing a short position | 1,201 | 48.1912 GBP |
5p ordinary | CFD | Reducing a short position | 136,682 | 48.1912 GBP |
5p ordinary | CFD | Reducing a short position | 4,950 | 48.1912 GBP |
5p ordinary | CFD | Reducing a short position | 54,467 | 48.1912 GBP |
5p ordinary | CFD | Opening a long position | 15,330 | 48.2223 GBP |
5p ordinary | CFD | Opening a short position | 865 | 48.5928 GBP |
5p ordinary | CFD | Opening a short position | 866 | 48.5928 GBP |
5p ordinary | CFD | Reducing a short position | 866 | 48.6025 GBP |
5p ordinary | CFD | Reducing a short position | 865 | 48.6025 GBP |
5p ordinary | CFD | Reducing a short position | 2,594 | 49.6863 GBP |
5p ordinary | CFD | Reducing a short position | 2,598 | 49.6863 GBP |
5p ordinary | CFD | Reducing a short position | 3,031 | 49.9729 GBP |
5p ordinary | CFD | Reducing a short position | 3,026 | 49.9729 GBP |
5p ordinary | CFD | Reducing a short position | 8,659 | 49.9867 GBP |
5p ordinary | CFD | Reducing a short position | 8,648 | 49.9867 GBP |
5p ordinary | CFD | Reducing a short position | 865 | 50.0750 GBP |
5p ordinary | CFD | Reducing a short position | 865 | 50.0750 GBP |
5p ordinary | CFD | Opening a short position | 753 | 73.4968 USD |
5p ordinary | CFD | Opening a short position | 1,074 | 73.4968 USD |
5p ordinary | CFD | Opening a short position | 2,753 | 73.5809 USD |
5p ordinary | CFD | Opening a short position | 3,409 | 73.5809 USD |
5p ordinary | CFD | Opening a short position | 5,416 | 74.8419 USD |
5p ordinary | CFD | Opening a short position | 7,726 | 74.8419 USD |
5p ordinary | CFD | Opening a short position | 2,040 | 76.9789 USD |
5p ordinary | CFD | Opening a short position | 1,423 | 76.9789 USD |
5p ordinary | CFD | Opening a short position | 866 | 76.9827 USD |
5p ordinary | CFD | Opening a short position | 865 | 76.9827 USD |
5p ordinary | CFD | Opening a short position | 114 | 77.4891 USD |
5p ordinary | CFD | Opening a short position | 1,946 | 77.7392 USD |
5p ordinary | CFD | Opening a short position | 1,948 | 77.7392 USD |
5p ordinary | CFD | Opening a short position | 2,191 | 77.8565 USD |
5p ordinary | CFD | Opening a short position | 2,022 | 77.8565 USD |
5p ordinary | CFD | Opening a short position | 268 | 78.0474 USD |
5p ordinary | CFD | Opening a short position | 890 | 78.3393 USD |
5p ordinary | CFD | Opening a short position | 889 | 78.3393 USD |
5p ordinary | CFD | Opening a short position | 6,732 | 78.4767 USD |
5p ordinary | CFD | Opening a short position | 873 | 78.7122 USD |
5p ordinary | CFD | Opening a short position | 870 | 78.7122 USD |
5p ordinary | CFD | Opening a short position | 5,798 | 78.7240 USD |
5p ordinary | CFD | Opening a short position | 4,045 | 78.7240 USD |
5p ordinary | CFD | Opening a short position | 4,586 | 78.8137 USD |
5p ordinary | CFD | Opening a short position | 4,571 | 78.8137 USD |
5p ordinary | CFD | Opening a short position | 3,891 | 79.0376 USD |
5p ordinary | CFD | Opening a short position | 3,879 | 79.0376 USD |
5p ordinary | CFD | Opening a short position | 1,423 | 79.2652 USD |
5p ordinary | CFD | Opening a short position | 2,040 | 79.2652 USD |
5p ordinary | CFD | Opening a short position | 873 | 79.4209 USD |
5p ordinary | CFD | Opening a short position | 871 | 79.4209 USD |
5p ordinary | CFD | Opening a short position | 2,394 | 79.4250 USD |
5p ordinary | CFD | Opening a short position | 2,403 | 79.4250 USD |
5p ordinary | CFD | Opening a short position | 436 | 80.1938 USD |
5p ordinary | CFD | Opening a short position | 435 | 80.1938 USD |
5p ordinary | CFD | Opening a short position | 4,324 | 80.9301 USD |
5p ordinary | CFD | Opening a short position | 4,330 | 80.9301 USD |
5p ordinary | CFD | Opening a short position | 1,389 | 82.1117 USD |
5p ordinary | CFD | Opening a short position | 866 | 83.3193 USD |
5p ordinary | CFD | Opening a short position | 865 | 83.3193 USD |
5p ordinary | CFD | Opening a short position | 2,598 | 85.1771 USD |
5p ordinary | CFD | Opening a short position | 2,594 | 85.1771 USD |
5p ordinary | CFD | Opening a short position | 3,031 | 85.6685 USD |
5p ordinary | CFD | Opening a short position | 3,026 | 85.6685 USD |
5p ordinary | CFD | Opening a short position | 8,659 | 85.6922 USD |
5p ordinary | CFD | Opening a short position | 8,648 | 85.6922 USD |
5p ordinary | CFD | Opening a short position | 865 | 85.8436 USD |
5p ordinary | CFD | Opening a short position | 865 | 85.8436 USD |
5p ordinary | SWAP | Increasing a short position | 25,000 | 47.7049 GBP |
5p ordinary | SWAP | Opening a short position | 232,000 | 47.8388 GBP |
5p ordinary | SWAP | Opening a short position | 58,000 | 47.8388 GBP |
5p ordinary | SWAP | Opening a short position | 120,000 | 48.0473 GBP |
5p ordinary | SWAP | Opening a short position | 30,000 | 48.0473 GBP |
5p ordinary | SWAP | Opening a short position | 200,000 | 48.3483 GBP |
5p ordinary | SWAP | Opening a short position | 40,000 | 48.3624 GBP |
5p ordinary | SWAP | Opening a short position | 160,000 | 48.3624 GBP |
5p ordinary | Swap* | Closing a long position | 999,856 | 47.8600 GBP |
5p ordinary | Swap* | Opening a long position | 999,856 | 47.8600 GBP |
*Please note this SWAP is part of a basket of securities for which SHIRE PLC is a component.
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 17 July 2014 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire