21st Oct 2010 11:26
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FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
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|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
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|
Rule 8.5 of the Takeover Code (the "Code") |
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|
1. KEY INFORMATION |
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
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|
relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Management VII LP and |
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|
principal trader is connected: |
CVC Capital Partners |
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(d) Date dealing undertaken: |
20/10/2010 |
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(e) Has the EPT previously disclosed, or is it today |
NO |
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|
disclosing, under the Code in respect of any other |
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|
party to this offer? |
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
|
Purchase |
3,308 |
GBP 10.12 |
GBP 10.03 |
|
|
Common - NL0009347863 |
|
Sale |
1,637 |
GBP 10.18 |
GBP 10.03 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
1321 |
GBP 10.12 |
|
|
Common - NL0009347863 |
Swap |
LONG |
460 |
GBP 10.12 |
|
|
Common - NL0009347863 |
Swap |
LONG |
370 |
GBP 10.12 |
|
|
Common - NL0009347863 |
Swap |
LONG |
361 |
GBP 10.12 |
|
|
Common - NL0009347863 |
Swap |
LONG |
126 |
GBP 10.12 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
137 |
GBP 10.18 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
370 |
GBP 10.11 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
460 |
GBP 10.11 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
21/10/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
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|
principal trader is connected: |
Group Plc |
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|
(d) Date dealing undertaken: |
20/10/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
|
Purchase |
76,389 |
GBP 6.96 |
GBP 6.95 |
|
|
Common - GB0001411924 |
|
Sale |
63,498 |
GBP 6.98 |
GBP 6.95 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0001411924 |
Swap |
LONG |
3112 |
GBP 6.96 |
|
|
Common - GB0001411924 |
Swap |
LONG |
211 |
GBP 6.96 |
|
|
Common - GB0001411924 |
Swap |
LONG |
540 |
GBP 6.97 |
|
|
Common - GB0001411924 |
Swap |
LONG |
576 |
GBP 6.96 |
|
|
Common - GB0001411924 |
Swap |
LONG |
608 |
GBP 6.96 |
|
|
Common - GB0001411924 |
Swap |
LONG |
612 |
GBP 6.96 |
|
|
Common - GB0001411924 |
Swap |
LONG |
790 |
GBP 6.96 |
|
|
Common - GB0001411924 |
Swap |
LONG |
1000 |
GBP 6.95 |
|
|
Common - GB0001411924 |
Swap |
LONG |
1167 |
GBP 6.95 |
|
|
Common - GB0001411924 |
Swap |
LONG |
1793 |
GBP 6.96 |
|
|
Common - GB0001411924 |
Swap |
LONG |
2000 |
GBP 6.95 |
|
|
Common - GB0001411924 |
Swap |
LONG |
190 |
GBP 6.97 |
|
|
Common - GB0001411924 |
Swap |
LONG |
2695 |
GBP 6.95 |
|
|
Common - GB0001411924 |
Swap |
LONG |
48416 |
GBP 6.96 |
|
|
Common - GB0001411924 |
Swap |
LONG |
2679 |
GBP 6.96 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0001411924 |
Swap |
SHORT |
451 |
GBP 6.95 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
36076 |
GBP 6.95 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
3418 |
GBP 6.95 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
2000 |
GBP 6.94 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
1793 |
GBP 6.95 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
1167 |
GBP 6.95 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
1000 |
GBP 6.98 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
790 |
GBP 6.96 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
612 |
GBP 6.96 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
608 |
GBP 6.95 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
576 |
GBP 6.96 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
21/10/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Wellstream Holdings Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Wellstream Holdings Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
20/10/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - |
|
Purchase |
308,641 |
GBP 7.47 |
GBP 7.39 |
|
|
Common - |
|
Sale |
295,162 |
GBP 7.42 |
GBP 7.39 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
LONG |
1940 |
GBP 7.41 |
|
|
Common - |
Swap |
LONG |
17342 |
GBP 7.43 |
|
|
Common - |
Swap |
LONG |
4418 |
GBP 7.41 |
|
|
Common - |
Swap |
LONG |
2935 |
GBP 7.41 |
|
|
Common - |
Swap |
LONG |
188 |
GBP 7.39 |
|
|
Common - |
Swap |
LONG |
2408 |
GBP 7.41 |
|
|
Common - |
Swap |
LONG |
1217 |
GBP 7.40 |
|
|
Common - |
Swap |
LONG |
1068 |
GBP 7.39 |
|
|
Common - |
Swap |
LONG |
758 |
GBP 7.40 |
|
|
Common - |
Swap |
LONG |
668 |
GBP 7.40 |
|
|
Common - |
Swap |
LONG |
456 |
GBP 7.39 |
|
|
Common - |
Swap |
LONG |
410 |
GBP 7.40 |
|
|
Common - |
Swap |
LONG |
2773 |
GBP 7.41 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
SHORT |
1940 |
GBP 7.41 |
|
|
Common - |
Swap |
SHORT |
4418 |
GBP 7.41 |
|
|
Common - |
Swap |
SHORT |
2773 |
GBP 7.41 |
|
|
Common - |
Swap |
SHORT |
713 |
GBP 7.39 |
|
|
Common - |
Swap |
SHORT |
40 |
GBP 7.41 |
|
|
Common - |
Swap |
SHORT |
188 |
GBP 7.40 |
|
|
Common - |
Swap |
SHORT |
388 |
GBP 7.41 |
|
|
Common - |
Swap |
SHORT |
410 |
GBP 7.41 |
|
|
Common - |
Swap |
SHORT |
463 |
GBP 7.42 |
|
|
Common - |
Swap |
SHORT |
500 |
GBP 7.42 |
|
|
Common - |
Swap |
SHORT |
2408 |
GBP 7.40 |
|
|
Common - |
Swap |
SHORT |
640 |
GBP 7.39 |
|
|
Common - |
Swap |
SHORT |
2313 |
GBP 7.41 |
|
|
Common - |
Swap |
SHORT |
758 |
GBP 7.41 |
|
|
Common - |
Swap |
SHORT |
759 |
GBP 7.44 |
|
|
Common - |
Swap |
SHORT |
1066 |
GBP 7.42 |
|
|
Common - |
Swap |
SHORT |
1217 |
GBP 7.41 |
|
|
Common - |
Swap |
SHORT |
1582 |
GBP 7.42 |
|
|
Common - |
Swap |
SHORT |
6 |
GBP 7.42 |
|
|
Common - |
Swap |
SHORT |
520 |
GBP 7.41 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
21/10/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
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