7th Jan 2016 10:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Home Retail Group Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc |
(d) Date dealing undertaken: | 06 January 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES J Sainsbury Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 5967671 | 1.36500 GBP | 1.29700 GBP |
10p ordinary | Sell
| 4038720 | 1.38800 GBP | 1.28500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 10433 | 1.32280169 GBP |
10p ordinary | CFD
| Long | 20931 | 1.3353 GBP |
10p ordinary | CFD
| Long | 35244 | 1.32280161 GBP |
10p ordinary | CFD
| Long | 30000 | 1.2985546 GBP |
10p ordinary | CFD
| Long | 4397 | 1.3075 GBP |
10p ordinary | CFD
| Long | 164786 | 1.327892 GBP |
10p ordinary | CFD
| Long | 16620 | 1.316651 GBP |
10p ordinary | CFD
| Long | 250000 | 1.33799 GBP |
10p ordinary | CFD
| Long | 175719 | 1.32861625 GBP |
10p ordinary | CFD
| Long | 176300 | 1.329982 GBP |
10p ordinary | CFD
| Long | 50700 | 1.330236 GBP |
10p ordinary | CFD
| Long | 127541 | 1.33309994 GBP |
10p ordinary | CFD
| Long | 79020 | 1.32473728 GBP |
10p ordinary | CFD
| Long | 47603 | 1.31770456 GBP |
10p ordinary | CFD
| Long | 875 | 1.35 GBP |
10p ordinary | CFD
| Long | 1629 | 1.35 GBP |
10p ordinary | CFD
| Long | 500 | 1.356 GBP |
10p ordinary | CFD
| Long | 4164 | 1.342 GBP |
10p ordinary | CFD
| Long | 326505 | 1.32280305 GBP |
10p ordinary | CFD
| Short | 582422 | 1.32577856 GBP |
10p ordinary | CFD
| Short | 411578 | 1.329482 GBP |
10p ordinary | CFD
| Short | 1109973 | 1.33596 GBP |
10p ordinary | CFD
| Short | 30365 | 1.343577 GBP |
10p ordinary | CFD
| Short | 19465 | 1.33079938 GBP |
10p ordinary | CFD
| Short | 55200 | 1.313348 GBP |
10p ordinary | CFD
| Short | 221412 | 1.334795 GBP |
10p ordinary | CFD
| Short | 30900 | 1.328505 GBP |
10p ordinary | CFD
| Short | 298878 | 1.328608 GBP |
10p ordinary | CFD
| Short | 4210 | 1.32909976 GBP |
10p ordinary | CFD
| Short | 16717 | 1.32909852 GBP |
10p ordinary | CFD
| Short | 101667 | 1.342 GBP |
10p ordinary | CFD
| Short | 3937 | 1.29899991445 GBP |
10p ordinary | CFD
| Short | 1300 | 1.325494 GBP |
10p ordinary | CFD
| Short | 250000 | 132.68 GBP |
10p ordinary | CFD
| Short | 159900 | 131.9977 GBP |
10p ordinary | CFD
| Short | 153000 | 130.923007 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 07 January 2016 |
| Contact name: | Mostafa Dehghanpour |
| Telephone number: | +44 (0)20 7568 9978 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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