17th Aug 2015 11:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 14/08/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 951,193 | 18.32 GBP | 18.12 GBP |
Common - ISIN GB00B03MM408 | Sale | 840,869 | 18.34 GBP | 18.1 GBP |
ADR - ISIN US7802592060 | Purchase | 605 | 56.5 USD | 56.43 USD |
Common - ISIN GB00B03MLX29 | Purchase | 997,593 | 18.15 GBP | 17.96 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 823,500 | 25.53 EUR | 25.3 EUR |
Common - ISIN GB00B03MLX29 | Sale | 960,815 | 18.15 GBP | 17.97 GBP |
Common - ISIN GB00B03MLX29 | Sale | 891,069 | 25.5 EUR | 25.31 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 28,689 | 25.389 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 323 | 25.383 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,455 | 18.002 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 22,000 | 18.045 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,018 | 18.054 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 64 | 18.054 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 520 | 18.116 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 63 | 18.116 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,441 | 25.451 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 546 | 25.451 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 275 | 25.44 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,063 | 18.06 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 507 | 18.05 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 177 | 18.06 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 53 | 18.05 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 482,123 | 25.422 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,342 | 25.422 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 800,747 | 18.055 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,334 | 18.055 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,432 | 18.039 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,910 | 18.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,504 | 25.357 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 811 | 25.358 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 25.359 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 470 | 25.359 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 875 | 25.422 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 687 | 25.422 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 399 | 25.422 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 347 | 25.422 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 35 | 25.424 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 18.029 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,301 | 18.03 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,615 | 25.308 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 256 | 18.083 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 341 | 18.076 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,253 | 18.032 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 100 | 25.432 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 125 | 25.417 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 236 | 25.442 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 336 | 25.455 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 421 | 25.42 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 541 | 25.504 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,920 | 25.364 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 21,069 | 18.023 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 26 | 25.399 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,053 | 18.006 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 63 | 18.043 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 462 | 18.043 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 821 | 25.533 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,441 | 25.417 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,876 | 25.417 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 400 | 18.08 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,432 | 25.39 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,458 | 25.419 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 482,123 | 25.419 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 481 | 18.052 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 800,747 | 18.052 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,910 | 18.021 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,144 | 18.021 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,288 | 18.04 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,236 | 25.403 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 347 | 25.301 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 687 | 25.372 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,050 | 17.971 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 270 | 18.051 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 293 | 18.021 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 34,631 | 18.107 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,615 | 25.38 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 64 | 18.279 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,000 | 18.175 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 962,978 | 21.5 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,989 | 18.234 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,905 | 18.234 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 901 | 18.221 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 810 | 18.202 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 179 | 18.221 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 712,360 | 18.187 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 685 | 18.187 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,591 | 18.28 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,905 | 18.191 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 312 | 18.199 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,709 | 18.162 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 953 | 18.146 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,738 | 18.172 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 962,978 | 21.5 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,525 | 18.207 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 712,201 | 18.185 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,591 | 18.264 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,875 | 18.187 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 353 | 18.161 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 442 | 18.131 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,454 | 18.14 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 26,724 | 18.14 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 13,362 | 18.14 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,681 | 18.14 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,135 | 18.14 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,135 | 18.14 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,135 | 18.14 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN GB00B03MLX29 | Call Option | Purchasing | 225,000 |
26 EUR
| American |
18/03/2016
|
1.02 EUR
|
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 17/08/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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