28th Oct 2015 11:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 27/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,868,923 | 17.45 GBP | 17.05 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,830,901 | 17.45GBP | 17.03 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,127,673 | 17.26 GBP | 17.04 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,309,015 | 24.21 EUR | 23.57 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,402,013 | 17.39 GBP | 17.04 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,104,772 | 24.16 EUR | 23.6 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 55,117 | 23.874 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 40 | 23.859 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4 | 17.22 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,945 | 17.22 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 113 | 17.174 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 222 | 17.174 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 320 | 23.786 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,997 | 23.786 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,195 | 24.015 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 183 | 17.13 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,810 | 17.161 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 100 | 24.12 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 622,627 | 23.847 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,388,803 | 17.162 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,408 | 23.946 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 189 | 23.757 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 285 | 23.757 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 497 | 23.757 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 136 | 17.151 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 688 | 17.149 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,000 | 24.063 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,475 | 17.294 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 60,205 | 23.806 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 53 | 17.078 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 53 | 17.129 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,483 | 17.142 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,945 | 17.228 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4 | 17.228 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,680 | 17.141 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,938 | 23.828 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,195 | 23.958 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,538 | 23.958 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 320 | 23.958 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,560 | 17.115 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 117 | 23.858 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 23.715 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 621,472 | 23.847 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 617 | 23.847 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,388,227 | 17.165 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,446 | 17.165 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,936 | 23.898 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 285 | 23.599 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 358 | 17.129 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,559 | 17.065 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,702 | 17.085 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,207 | 17.085 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,113 | 17.106 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,320 | 17.085 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,480 | 17.12 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,000 | 24.057 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 46 | 17.093 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,678 | 17.089 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,241 | 24.043 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 135,000 | 17.194 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,642 | 17.204 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 995 | 17.222 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 721 | 17.451 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 505 | 17.192 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,390 | 17.244 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,208 | 17.232 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 153 | 17.3 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 560 | 17.3 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,734 | 17.308 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,368 | 17.326 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,261,357 | 17.235 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,487 | 17.236 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,433 | 17.45 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 704 | 17.356 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 135,000 | 17.271 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,642 | 17.273 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,650 | 17.213 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,219 | 17.201 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,549 | 17.201 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,330 | 17.213 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,808 | 17.213 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,067 | 17.201 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,530 | 17.201 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 533 | 17.201 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 476 | 17.213 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 237 | 17.201 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 84 | 17.201 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 52 | 17.169 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 51 | 17.167 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 37 | 17.201 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 36 | 17.213 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 33 | 17.213 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 21 | 17.201 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12,790 | 17.199 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 721 | 17.214 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,301 | 17.227 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,680 | 17.239 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,152 | 17.206 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,198 | 17.23 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 980 | 17.22 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 509 | 17.218 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,261,357 | 17.236 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,870 | 17.236 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 769 | 17.34 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 664 | 17.394 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 258 | 17.179 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11 | 17.179 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,070 | 17.198 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 704 | 17.198 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 211 | 17.179 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 211 | 17.191 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 178 | 17.198 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 72 | 17.189 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,753 | 17.222 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 22,270 | 17.161 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 28/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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