8th Dec 2017 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 07 December 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 3977129 | 5.030187 GBP | 4.94251 GBP |
25p ordinary | Sell
| 3910846 | 5.030187 GBP | 4.94251 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 76689 | 5.06006976228664 GBP |
25p ordinary | CFD
| Long | 5466 | 5.05901939260885 GBP |
25p ordinary | CFD
| Long | 71940 | 5.07805907700862 GBP |
25p ordinary | CFD
| Long | 63790 | 5.06313952030099 GBP |
25p ordinary | CFD
| Long | 8540 | 5.05688992974239 GBP |
25p ordinary | CFD
| Long | 5000 | 5.053988 GBP |
25p ordinary | CFD
| Long | 8855 | 5.02 GBP |
25p ordinary | CFD
| Long | 33100 | 5.070382 GBP |
25p ordinary | CFD
| Long | 6828 | 5.091772 GBP |
25p ordinary | CFD
| Long | 10700 | 5.068794 GBP |
25p ordinary | CFD
| Long | 1164 | 5.0751 GBP |
25p ordinary | CFD
| Long | 36575 | 5.069925 GBP |
25p ordinary | CFD
| Long | 12921 | 5.030187 GBP |
25p ordinary | CFD
| Long | 467 | 5.071418 GBP |
25p ordinary | CFD
| Long | 25379 | 5.069885 GBP |
25p ordinary | CFD
| Long | 1400 | 5.077096 GBP |
25p ordinary | CFD
| Long | 44207 | 5.075723 GBP |
25p ordinary | CFD
| Long | 47659 | 5.080566 GBP |
25p ordinary | CFD
| Long | 17827 | 5.073878 GBP |
25p ordinary | CFD
| Long | 30146 | 5.07522 GBP |
25p ordinary | CFD
| Long | 5000 | 5.08 GBP |
25p ordinary | CFD
| Long | 518098 | 5.03008272566194 GBP |
25p ordinary | CFD
| Long | 99747 | 5.07416944870522 GBP |
25p ordinary | CFD
| Long | 486730 | 5.02861282435847 GBP |
25p ordinary | CFD
| Short | 1335 | 5.063642 GBP |
25p ordinary | CFD
| Short | 1556 | 5.07566838 GBP |
25p ordinary | CFD
| Short | 26629 | 5.030187 GBP |
25p ordinary | CFD
| Short | 1415 | 5.07567491 GBP |
25p ordinary | CFD
| Short | 10000 | 4.96501 GBP |
25p ordinary | CFD
| Short | 2805 | 4.956749 GBP |
25p ordinary | CFD
| Short | 1600 | 4.964313 GBP |
25p ordinary | CFD
| Short | 4000 | 4.960075 GBP |
25p ordinary | CFD
| Short | 1013 | 5.076654 GBP |
25p ordinary | CFD
| Short | 2674 | 5.021004 GBP |
25p ordinary | CFD
| Short | 4346 | 5.063259 GBP |
25p ordinary | CFD
| Short | 5396 | 4.996657 GBP |
25p ordinary | CFD
| Short | 2881 | 5.053117 GBP |
25p ordinary | CFD
| Short | 208 | 5.0005 GBP |
25p ordinary | CFD
| Short | 1320 | 5.055506 GBP |
25p ordinary | CFD
| Short | 6567 | 5.053327 GBP |
25p ordinary | CFD
| Short | 29849 | 5.064539 GBP |
25p ordinary | CFD
| Short | 63542 | 5.0825 GBP |
25p ordinary | CFD
| Short | 1863 | 5.053579 GBP |
25p ordinary | CFD
| Short | 13322 | 5.08996322 GBP |
25p ordinary | CFD
| Short | 8855 | 5.02 GBP |
25p ordinary | CFD
| Short | 6458 | 5.072434 GBP |
25p ordinary | CFD
| Short | 411514 | 5.072435 GBP |
25p ordinary | CFD
| Short | 33948 | 5.069487 GBP |
25p ordinary | CFD
| Short | 23171 | 5.07566829 GBP |
25p ordinary | CFD
| Short | 65611 | 5.1025 GBP |
25p ordinary | CFD
| Short | 961 | 5.053698 GBP |
25p ordinary | CFD
| Short | 24685 | 5.053581 GBP |
25p ordinary | CFD
| Short | 9101 | 5.05358 GBP |
25p ordinary | CFD
| Short | 2071 | 5.053604 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 08 December 2017 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L