9th Apr 2015 15:36
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 08/04/2015 | ||
| YES If YES, specify which: Royal Dutch Shell PLC |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 34,545,803 | 13.002 GBP | 11.515 GBP |
Common - ISIN GB0008762899 | Sale | 31,004,918 | 13 GBP | 11.515 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Long | 33,547 | 12.769 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 19,267 | 12.769 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 751 | 12.979 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 32,500 | 12.625 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 32,500 | 12.586 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 70,200 | 12.564 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,401 | 11.647 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 774 | 11.647 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 9,103 | 11.647 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,960,591 | 12.199 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,957,976 | 12.2 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,250 | 12.199 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 531 | 11.975 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 54,951 | 12.505 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 28,500 | 12.505 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 33,000 | 12.505 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 33,000 | 12.357 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 50,049 | 12.505 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 48,500 | 12.505 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 36 | 12.59 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 49,020 | 12.59 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 9,366 | 11.53 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,262 | 11.985 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,900 | 12.594 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 35,203 | 12.629 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 459 | 12.119 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 110,447 | 12.119 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 5,839 | 12.164 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 750 | 12.146 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 4,385 | 12.162 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 575 | 12.994 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 950 | 12.155 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 705 | 12.166 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,015 | 12.164 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,885 | 12.155 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 6,278 | 12.166 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,835 | 12.155 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 268 | 12.718 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,422 | 11.863 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,835 | 12.718 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 268 | 11.863 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 4,250 | 12.48 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 4,250 | 12.769 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 526 | 12.56 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,694 | 12.954 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,656 | 12.507 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 65,062 | 12.457 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 88,000 | 11.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 220,000 | 12.034 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 88,000 | 11.826 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,915 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 24,608 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,683 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,381 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 17,120 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,011 | 12.962 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 32,751 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,589 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 5,914 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,732 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 55,779 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,937 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,483 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 63,792 | 12.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 116,300 | 17.209 USD |
Common - ISIN GB0008762899 | Swaps | Short | 22,544 | 12.6 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 24,006 | 12.6 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 22,544 | 12.979 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 76,172 | 12.6 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 25,280 | 12.411 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 21,767 | 12.783 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 142,264 | 11.542 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 17,264 | 12.498 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 4,259 | 12.687 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 300,000 | 11.999 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 19,000 | 12.538 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 386,329 | 12.889 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 6,506 | 11.542 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 25,000 | 12.507 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 23,706 | 12.783 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 76,636 | 11.542 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 125,000 | 12.999 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 23,507 | 12.405 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 25,280 | 12.414 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 21,767 | 12.294 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 9,930 | 12.464 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 100,000 | 13.002 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 65,889 | 13.002 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 4,111 | 12.538 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 25,280 | 12.783 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 6,971 | 12.158 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 104,695 | 11.528 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 9,693 | 11.529 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 125,000 | 13.261 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 21,636 | 12.498 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 75,866 | 12.682 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 5,996 | 12.783 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 6,971 | 12.889 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 150,000 | 11.528 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 30,549 | 13.002 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 15,098 | 12.538 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 23,507 | 12.538 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 19,284 | 12.538 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 9,930 | 12.783 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,153 | 12.32 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 45,305 | 11.528 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,562 | 13.002 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 13,321 | 12.783 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 20,553 | 12.158 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 13,321 | 12.292 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 19,000 | 12.538 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 100,000 | 11.982 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 100,000 | 11.66 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 887 | 12.044 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 88 | 12.044 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,300 | 11.703 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,175 | 12.954 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 167 | 12.56 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 527 | 12.507 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,214 | 12.677 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,689 | 12.312 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,690 | 12.492 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,476 | 12.509 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,689 | 12.06 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,690 | 11.691 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 21,310 | 12.492 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 21,311 | 12.06 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 21,310 | 11.691 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 14,790 | 12.769 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 35,883 | 12.769 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 5,917 | 12.769 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 9,514 | 12.769 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,325 | 12.769 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 36,781 | 12.769 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 14,347 | 12.769 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 19,267 | 12.857 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 21,311 | 12.312 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 12,786 | 12.677 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 8,524 | 12.509 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 30,000 | 12.034 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 12,000 | 11.826 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 12,000 | 11.995 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,332 | 12.56 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 9,357 | 12.954 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 4,196 | 12.507 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 4,114 | 12.156 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 77 | 12.156 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 853 | 12.156 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 17,500 | 12.586 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 37,800 | 12.564 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 17,500 | 12.625 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 390,000 | 12.008 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 260,000 | 12.008 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 300,000 | 12.109 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 200,000 | 12.109 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 09/04/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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