15th Oct 2010 11:54
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Management VII LP and |
|
|
principal trader is connected: |
CVC Capital Partners |
|
|
(d) Date dealing undertaken: |
14/10/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
|
Purchase |
16,752 |
GBP 10.30 |
GBP 10.30 |
|
|
Common - NL0009347863 |
|
Sale |
806 |
GBP 10.30 |
GBP 10.30 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
13637 |
GBP 10.30 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
15/10/2010 |
|
|
Contact name: Lucy Hayes |
|
|
Telephone number: 0207 995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
principal trader is connected: |
Group Plc |
|
|
(d) Date dealing undertaken: |
14/10/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
|
Purchase |
399,259 |
GBP 7.09 |
GBP 7.06 |
|
|
Common - GB0001411924 |
|
Sale |
85,544 |
GBP 7.08 |
GBP 7.06 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0001411924 |
Swap |
LONG |
286042 |
GBP 7.09 |
|
|
Common - GB0001411924 |
Swap |
LONG |
825 |
GBP 7.08 |
|
|
Common - GB0001411924 |
Swap |
LONG |
959 |
GBP 7.08 |
|
|
Common - GB0001411924 |
Swap |
LONG |
1000 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Swap |
LONG |
1806 |
GBP 7.08 |
|
|
Common - GB0001411924 |
Swap |
LONG |
2238 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Swap |
LONG |
2271 |
GBP 7.08 |
|
|
Common - GB0001411924 |
Swap |
LONG |
4737 |
GBP 7.08 |
|
|
Common - GB0001411924 |
Swap |
LONG |
11400 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Swap |
LONG |
525 |
GBP 7.08 |
|
|
Common - GB0001411924 |
Swap |
LONG |
39962 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Swap |
LONG |
14000 |
GBP 7.07 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0001411924 |
Swap |
SHORT |
525 |
GBP 7.08 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
14000 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
9535 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
6350 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
4737 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
2700 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
2350 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
1000 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Swap |
SHORT |
825 |
GBP 7.08 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
15/10/2010 |
|
|
Contact name: Lucy Hayes |
|
|
Telephone number: 0207 995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Wellstream Holdings Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Wellstream Holdings Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
14/10/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - |
|
Purchase |
14,768 |
GBP 7.61 |
GBP 7.58 |
|
|
Common - |
|
Sale |
25,481 |
GBP 7.61 |
GBP 7.58 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
LONG |
795 |
GBP 7.58 |
|
|
Common - |
Swap |
LONG |
1378 |
GBP 7.59 |
|
|
Common - |
Swap |
LONG |
671 |
GBP 7.58 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
SHORT |
795 |
GBP 7.60 |
|
|
Common - |
Swap |
SHORT |
2707 |
GBP 7.58 |
|
|
Common - |
Swap |
SHORT |
2026 |
GBP 7.58 |
|
|
Common - |
Swap |
SHORT |
1610 |
GBP 7.58 |
|
|
Common - |
Swap |
SHORT |
1469 |
GBP 7.58 |
|
|
Common - |
Swap |
SHORT |
1078 |
GBP 7.59 |
|
|
Common - |
Swap |
SHORT |
1063 |
GBP 7.58 |
|
|
Common - |
Swap |
SHORT |
890 |
GBP 7.59 |
|
|
Common - |
Swap |
SHORT |
32 |
GBP 7.59 |
|
|
Common - |
Swap |
SHORT |
704 |
GBP 7.60 |
|
|
Common - |
Swap |
SHORT |
671 |
GBP 7.60 |
|
|
Common - |
Swap |
SHORT |
281 |
GBP 7.58 |
|
|
Common - |
Swap |
SHORT |
254 |
GBP 7.58 |
|
|
Common - |
Swap |
SHORT |
231 |
GBP 7.60 |
|
|
Common - |
Swap |
SHORT |
216 |
GBP 7.58 |
|
|
Common - |
Swap |
SHORT |
120 |
GBP 7.58 |
|
|
Common - |
Swap |
SHORT |
53 |
GBP 7.58 |
|
|
Common - |
Swap |
SHORT |
924 |
GBP 7.58 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
15/10/2010 |
|
|
Contact name: Lucy Hayes |
|
|
Telephone number: 0207 995 9850 |
Related Shares:
BRE.LSky