3rd Jul 2015 11:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 02/07/2015 | ||
| YES If YES, specify which: (Royal Dutch Shell PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 1,131,878 | 10.765 GBP | 10.615 GBP |
Common - ISIN GB0008762899 | Sale | 980,670 | 10.77 GBP | 10.618 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Long | 5134 | 10.629 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2409 | 10.629 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 22883 | 10.629 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 11740 | 10.629 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 705 | 10.629 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2956 | 10.721 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 4613 | 10.691 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 15572 | 10.687 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1890 | 10.595 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 19633 | 10.595 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 21523 | 10.595 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 7500 | 10.751 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 494 | 10.656 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 16646 | 10.75 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 379 | 10.641 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1118 | 10.625 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1587 | 10.639 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3635 | 10.643 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 16646 | 10.72 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 496281 | 10.683 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 496281 | 10.682 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 13500 | 10.707 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 211500 | 10.707 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 36518 | 10.687 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 20916 | 10.685 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 7283 | 10.687 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 7283 | 10.685 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 20916 | 10.685 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 36518 | 10.683 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 6329 | 10.69 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1213 | 10.69 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 684 | 10.685 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 460 | 10.735 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 423 | 10.689 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 422 | 10.69 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 385 | 10.69 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 310 | 10.69 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 310 | 10.67 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 422 | 10.681 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1213 | 10.697 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1617 | 10.693 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 6329 | 10.693 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 100 | 10.748 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 03/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 02/07/2015 | |||||
| YES If YES, specify which: (BG Group PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
| |||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB00B03MM408 | Purchase | 1,398,614 | 18.42 GBP | 18.17 GBP | |||
Common - ISIN GB00B03MM408 | Sale | 1,365,876 | 18.41 GBP | 18.17 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 1,841,069 | 18.27 GBP | 18.01 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 462,986 | 25.83 EUR | 25.51 EUR | |||
Common - ISIN GB00B03MLX29 | Sale | 1,882,169 | 18.28 GBP | 18 GBP | |||
Common - ISIN GB00B03MLX29 | Sale | 483,186 | 25.81 EUR | 25.51 EUR | |||
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swap | Long | 21,790 | 25.578 EUR |
Common - ISIN GB00B03MLX29 | Swap | Long | 241,608 | 25.69 EUR |
Common - ISIN GB00B03MLX29 | Swap | Long | 3,114 | 25.75 EUR |
Common - ISIN GB00B03MLX29 | Swap | Long | 939 | 25.75 EUR |
Common - ISIN GB00B03MLX29 | Swap | Long | 11,100 | 18.12 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 9,283 | 18.112 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 5,311 | 18.165 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,316 | 18.165 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 3 | 18.165 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 777,558 | 18.171 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 5,447 | 18.168 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 4,661 | 18.168 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 493 | 18.081 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,183 | 18.106 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 736 | 18.216 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 450 | 18.164 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,911 | 18.167 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,709 | 18.167 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 225 | 18.163 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 100 | 18.214 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 35,000 | 18.117 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 13,043 | 25.783 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 60,072 | 25.693 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 241,608 | 25.687 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 821 | 25.742 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 862 | 25.727 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,431 | 25.717 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,719 | 25.717 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 209 | 25.791 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 800 | 25.719 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 820 | 25.722 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,200 | 25.74 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 4,053 | 25.75 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,000 | 25.663 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 10,436 | 18.229 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,145 | 18.146 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,000 | 18.236 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 130 | 18.1 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 191 | 18.1 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 361 | 18.1 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,320 | 18.209 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 5,311 | 18.209 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 780,362 | 18.169 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 493 | 18.186 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 4,661 | 18.186 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 5,447 | 18.173 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 452 | 18.246 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 571 | 18.018 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,911 | 18.15 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 9,072 | 18.15 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 19,760 | 18.15 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,555 | 18.36 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 732 | 18.36 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 475 | 18.36 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 281 | 18.36 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 6,707 | 18.36 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,427 | 18.36 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 777 | 18.288 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 349 | 18.288 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 36 | 18.288 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 6,606 | 18.335 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 3,520 | 18.335 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 434 | 18.335 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 502,047 | 18.319 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 94,202 | 18.332 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 6,013 | 18.332 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 21,439 | 18.313 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 9,805 | 18.315 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 3,055 | 18.374 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 282 | 18.374 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 565 | 18.303 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 228 | 18.379 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 129 | 18.379 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 9,587 | 18.07 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 50,000 | 18.267 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 100,000 | 18.267 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 8,821 | 18.378 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 909 | 18.201 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 11,010 | 18.282 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 11,699 | 18.341 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 11,700 | 18.373 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 353 | 18.398 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,500 | 18.389 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 544 | 18.361 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,882 | 18.361 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 8 | 18.34 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 434 | 18.34 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,520 | 18.344 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 501,825 | 18.318 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,839 | 18.29 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 7,966 | 18.333 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 21,439 | 18.29 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 282 | 18.381 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,818 | 18.381 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 100 | 18.355 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 8,743 | 18.07 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 844 | 18.07 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 35,000 | 18.276 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 03/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L