5th Jun 2015 11:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 04 June 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 1,297,100256,221 | 26.4700 EUR19.2800 GBP | 26.0000 EUR19.0150 GBP |
EUR 0.07 A ordinary | Sales | 1,262,8271,427,269 | 26.4700 EUR19.2800 GBP | 26.0050 EUR19.0150 GBP |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 2,311,3051,000,000 | 19.3750 GBP29.4294 USD | 19.1600 GBP29.4294 USD |
EUR 0.07 B ordinary | Sales | 2,837,865 | 19.3800 GBP | 19.1550 GBP |
ADR / (1.00 : 2.00) | Purchases | 375,000 (750,000) | 59.3082 USD | 59.3082 USD |
ADR / (1.00 : 2.00) | Sales | 500,000 (1,000,000) | 59.0000 USD | 59.0000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Reducing a long position | 598 | 19.0150 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 3,002 | 19.0150 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 3,265 | 19.0150 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 5,767 | 19.0703 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 345 | 19.0703 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 598 | 19.0750 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 12,600 | 19.1015 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 84,359 | 19.1041 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 11,654 | 19.1041 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 5,478 | 26.0428 EUR |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 59,000 | 19.0918 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Reducing a short position | 55 | 19.1800 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 139 | 19.1800 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 955 | 19.1800 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 36,000 | 19.1865 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 311 | 19.2020 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,132 | 19.2132 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 628 | 19.2132 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,040 | 19.2132 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 14,619 | 19.2132 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 3,848 | 19.2219 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,040 | 19.2300 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 22 | 19.2589 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 4,556 | 19.2647 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 11,654 | 19.2706 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 359 | 19.2706 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 84,000 | 19.2706 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 14,274 | 19.2012 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 630 | 19.2040 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a short position | 260 | 19.2040 GBP |
EUR 0.07 B ordinary | SWAP | Opening a short position | 9,340 | 19.2619 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Warrant | Call Warrant | Purchasing | 10,000 | 21.9534 EUR | AMERICAN | 31/12/2030 | 5.1600 EUR |
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Warrant | Call Warrant | Purchasing | 1,000 | 22.8837 EUR | AMERICAN | 31/12/2030 | 3.8700 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 05 June 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L