12th Nov 2015 11:37
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 11/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,640,511 | 17.01 GBP | 16.64 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,932,849 | 16.98 GBP | 16.64 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,511,397 | 16.92 GBP | 16.56 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,675,338 | 24.05 EUR | 23.61 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 1,300 | 25.76 CHF | 25.6 CHF |
Common - ISIN GB00B03MLX29 | Sale | 1,399,235 | 16.94 GBP | 16.55 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,715,768 | 24.07 EUR | 23.61 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,300 | 25.76 CHF | 25.6 CHF |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,511 | 16.701 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,180 | 23.755 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,975 | 16.604 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 33,054 | 16.779 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 24,045 | 23.76 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,110 | 16.681 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,749 | 16.681 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,494 | 16.681 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,459 | 16.681 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,892 | 16.681 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,483 | 16.681 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,656 | 16.75 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 113 | 16.703 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 426 | 16.703 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 431 | 16.703 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 200 | 23.713 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,067 | 23.873 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 450,997 | 23.873 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,057,015 | 16.75 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,479 | 16.805 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,066 | 16.761 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 17,314 | 16.761 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 421 | 23.9 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 283 | 23.9 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,835 | 16.763 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,218 | 23.646 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 347 | 23.629 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,601 | 16.729 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 39 | 16.617 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 30 | 16.693 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 30 | 16.716 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 889 | 23.791 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 681 | 16.853 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,656 | 16.728 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,914 | 16.704 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 216 | 23.875 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 449,405 | 23.876 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,057,015 | 16.752 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 319 | 16.752 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,314 | 16.775 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,066 | 16.757 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,479 | 16.757 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 421 | 24.025 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 48,179 | 23.938 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 34,324 | 23.959 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 22,818 | 23.959 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,582 | 23.951 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 704 | 23.9 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 600 | 23.929 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 915 | 16.554 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 985 | 16.858 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 106 | 23.882 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 32,065 | 23.919 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 10,911 | 16.773 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 256 | 16.934 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 318 | 16.902 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,288 | 16.854 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,054 | 16.702 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,741 | 16.68 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10,092 | 16.674 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,266 | 16.668 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 799 | 16.797 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 365 | 16.871 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 695 | 16.801 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 708 | 16.856 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,305 | 16.86 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 500 | 16.841 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 888,943 | 16.841 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,825 | 16.825 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9,940 | 16.845 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 35,867 | 16.879 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 223,636 | 16.775 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 69,564 | 16.775 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,560 | 16.807 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 38 | 16.701 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 30 | 16.797 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 29 | 16.758 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,904 | 16.65 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 281 | 16.899 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,319 | 16.809 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,600 | 16.834 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 229 | 16.885 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 888,779 | 16.844 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 29,906 | 16.876 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,940 | 16.866 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,961 | 16.866 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 26,202 | 16.978 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 34,708 | 16.926 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 12/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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