16th Sep 2015 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 15/09/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,888,465 | 16.41 GBP | 15.9 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,780,418 | 16.42 GBP | 15.89 GBP |
Common - ISIN GB00B03MM408 | Sale | 25 | 22.42 EUR | 22.42 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 2,913,143 | 16.36 GBP | 15.84 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,027,645 | 28 EUR | 21.76 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,831,576 | 16.34 GBP | 15.84 GBP |
Common - ISIN GB00B03MLX29 | Sale | 931,660 | 22.43 EUR | 21.76 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,487 | 15.958 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 105 | 22.247 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,871 | 16.269 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 791 | 16.03 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,618 | 22.13 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,903 | 22.13 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 898 | 22.032 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 399 | 22.032 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 251 | 22.13 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,930 | 16.18 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 654,418 | 22.116 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,115,698 | 16.122 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,649 | 16.095 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,177 | 16.091 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 547 | 22.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 291 | 22.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,640 | 22.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,434 | 22.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 67,129 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,093 | 22.412 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 547 | 22.412 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 92,628 | 22.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 318 | 22.244 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,074 | 22.345 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 270 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,363 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,499 | 22.194 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 22.194 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 914 | 16.248 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 273 | 16.078 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,468 | 15.844 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,537 | 21.757 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 110 | 16.222 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,469 | 22.006 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,685 | 15.931 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 20,838 | 15.931 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 601 | 16.091 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 245 | 16.047 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 271 | 16.047 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,997 | 22.066 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,890 | 16.031 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,241 | 16.055 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,889 | 16.055 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,351 | 22.115 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 654,418 | 22.115 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 899 | 16.121 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,115,980 | 16.121 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,258 | 16.117 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,391 | 16.082 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,177 | 16.117 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,122 | 22.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 90,506 | 22.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 727 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,636 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 270 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 547 | 22.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 753 | 21.951 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,093 | 21.951 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,074 | 22.345 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 291 | 22.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 692 | 21.97 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,074 | 22.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 67,129 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 497 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,363 | 16.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,500 | 21.998 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,805 | 16.105 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 24,218 | 16.105 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 36,516 | 16.105 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8 | 15.867 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 933 | 16.306 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 317 | 16.341 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,465 | 16.013 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25 | 22.42 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 320 | 15.99 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 700 | 16.255 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 757,289 | 16.18 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 331 | 16.164 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 238 | 16.198 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,907 | 16.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,273 | 16.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 668 | 16.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 859 | 16.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 504 | 16.157 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 336 | 16.034 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 733 | 16.295 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 524 | 16.049 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,065 | 15.896 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,589 | 16.136 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,705 | 16.324 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9,460 | 16.381 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 40,000 | 16.317 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 15,173 | 16.048 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,866 | 16.316 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 125 | 16.028 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 320 | 16.028 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 860 | 16.028 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,630 | 16.028 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,265 | 16.028 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 100 | 16.02 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 15,318 | 16.061 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,105 | 16.178 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,832 | 16.178 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 757,289 | 16.178 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 569 | 16.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 353 | 16.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 506 | 16.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 198 | 16.406 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 217 | 16.406 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 336 | 16.155 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 504 | 16.155 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 642 | 16.155 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 593 | 16.316 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,162 | 16.316 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,848 | 16.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 20 | 16.172 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 524 | 16.172 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
Common - ISIN GB00B03MLX29 | Put Option | Exercising | 1,900 | 28 EUR |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 16/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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