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Form 8.5 (EPT/RI)

8th May 2012 10:04

RNS Number : 8587C
GoldmanSachs International
08 May 2012
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

GLENCORE INTERNATIONAL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

XSTRATA PLC

(d) Date dealing undertaken:

04 May 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for XSTRATA PLC

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.01 ordinary

Purchases

2,690,57621,830344,735

4.2425 GBP60.1969 HKD6.8565 USD

4.0645 GBP45.1427 HKD6.6400 USD

USD 0.01 ordinary

Sales

5,926,30421,830219,300

4.2300 GBP60.1969 HKD6.6400 USD

4.0570 GBP45.1427 HKD6.6400 USD

Convertible Bond

Purchases

2,000,000

130.7500 USD

130.7500 USD

Convertible Bond

Sales

2,000,000

131.0000 USD

131.0000 USD

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.01 ordinary

CFD

Reducing a long position

20,000

4.0716 GBP

USD 0.01 ordinary

CFD

Reducing a long position

350,000

4.0828 GBP

USD 0.01 ordinary

CFD

Opening a long position

154,000

4.0831 GBP

USD 0.01 ordinary

CFD

Reducing a long position

350,000

4.0868 GBP

USD 0.01 ordinary

CFD

Opening a short position

20,000

4.1003 GBP

USD 0.01 ordinary

CFD

Opening a short position

4,251

4.1010 GBP

USD 0.01 ordinary

CFD

Opening a long position

1,400

4.1022 GBP

USD 0.01 ordinary

CFD

Opening a short position

3,180

4.1037 GBP

USD 0.01 ordinary

CFD

Opening a long position

15,000

4.1148 GBP

USD 0.01 ordinary

CFD

Opening a long position

740,000

4.1214 GBP

USD 0.01 ordinary

CFD

Reducing a long position

27,720

4.1283 GBP

USD 0.01 ordinary

CFD

Opening a long position

463,000

4.1418 GBP

USD 0.01 ordinary

CFD

Opening a long position

19,320

4.1555 GBP

USD 0.01 ordinary

CFD

Opening a long position

370,000

4.1620 GBP

USD 0.01 ordinary

CFD

Reducing a long position

1,400

4.2429 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

16,590

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

5,498

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

393,493

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

16,846

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

8,977

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

10,316

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

11,588

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

21,747

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

12,892

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

209,684

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

93,202

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

8,842

4.0893 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

174,903

4.0893 GBP

USD 0.01 ordinary

SWAP

Opening a long position

10,900

4.1347 GBP

USD 0.01 ordinary

SWAP

Opening a long position

1,200

4.1347 GBP

USD 0.01 ordinary

SWAP

Opening a long position

21,800

4.1347 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

18,026

4.1643 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

12,814

4.1643 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

29,438

4.1643 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

38,001

4.1643 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

1,881

4.1643 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

687,627

4.1643 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

305,642

4.1643 GBP

USD 0.01 ordinary

SWAP

Reducing a short position

28,991

4.1643 GBP

USD 0.01 ordinary

SWAP

Opening a short position

10,000

4.1695 GBP

USD 0.01 ordinary

SWAP

Reducing a long position

2,685

4.1718 GBP

USD 0.01 ordinary

SWAP

Reducing a long position

7,315

4.1718 GBP

USD 0.01 ordinary

SWAP

Reducing a long position

10,000

4.1718 GBP

USD 0.01 ordinary

SWAP

Reducing a long position

65,886

6.6911 USD

USD 0.01 ordinary

SWAP

Reducing a long position

66,649

6.8565 USD

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

08 May 2012

Contact name:

Audrey Malone and Darren Adam

Telephone number:

+44(20) 7552 3836 / +44(20) 7051 4224

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERGIGDUCUGBGDI

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