7th Aug 2015 11:53
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 06/08/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 826,132 | 18.89 GBP | 18.61 GBP |
Common - ISIN GB00B03MM408 | Sale | 951,790 | 18.89 GBP | 18.61 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 999,604 | 18.73 GBP | 18.45 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,420,838 | 26.75 EUR | 26.43 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,089,849 | 18.75 GBP | 18.43 GBP |
Common - ISIN GB00B03MLX29 | Sale | 970,845 | 26.75 EUR | 26.48 EUR |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,256 | 26.628 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 110 | 26.596 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,259 | 26.663 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,898 | 26.663 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,203 | 26.663 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,084 | 26.663 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 257 | 26.653 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 278,282 | 26.589 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,233 | 26.671 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 826 | 26.671 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,388 | 26.455 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 392 | 26.562 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 895 | 26.569 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,570 | 26.562 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20,000 | 18.621 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,348 | 18.684 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,398 | 18.648 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 571 | 18.561 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,640 | 18.717 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 283 | 18.71 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 129 | 18.442 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 891,398 | 18.576 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 989 | 18.576 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,927 | 18.501 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,794 | 18.501 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,960 | 18.5 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,504 | 18.632 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 19 | 18.632 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 109 | 18.634 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,376 | 18.529 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 33,308 | 26.537 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,084 | 26.433 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,203 | 26.605 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 278,282 | 26.588 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 574 | 26.568 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 826 | 26.568 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,388 | 26.455 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 255 | 26.564 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 595 | 26.564 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 52,573 | 26.644 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 106 | 18.483 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 283 | 18.685 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 921 | 18.685 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,196 | 18.685 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 129 | 18.7 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 891,398 | 18.574 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,927 | 18.525 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 17,754 | 18.5 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 19 | 18.521 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 141 | 18.521 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 449 | 18.476 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,083 | 18.604 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 653 | 18.526 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 70,000 | 18.652 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12,098 | 18.848 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,792 | 18.848 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 24,844 | 18.742 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,360 | 18.639 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,575 | 18.733 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,395 | 18.733 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 532 | 18.695 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 469 | 18.695 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 567,061 | 18.741 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13,105 | 18.683 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,225 | 18.754 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 944 | 18.754 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 208 | 18.614 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 160 | 18.734 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 72 | 18.734 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 55 | 18.614 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 494 | 18.782 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,628 | 18.865 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,360 | 18.851 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,109 | 18.851 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,261 | 18.849 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 270 | 18.635 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,775 | 18.655 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,575 | 18.655 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 567,061 | 18.741 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 944 | 18.718 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,225 | 18.716 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 13,105 | 18.718 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,400 | 18.656 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 322 | 18.701 GBP |
Common - ISIN GB00B03MLX29 | Futures | Short | 25,000 | 24.43 EUR |
Common - ISIN GB00B03MLX29 | Futures | Short | 200,000 | 24.43 EUR |
Common - ISIN GB00B03MLX29 | Futures | Short | 50,000 | 24.43 EUR |
Common - ISIN GB00B03MLX29 | Futures | Short | 100,000 | 24.43 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN GB00B03MLX29 | Put Option | Purchasing | 100,000 | 27 EUR | American | 18/09/2015 | 1.16 EUR |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 07/08/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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