29th Jul 2011 10:15
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Hansen Transmissions International NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Hansen Transmissions
International NV
principal trader is connected:
(d) Date dealing undertaken: 28/07/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 57,493 GBP 0.65 GBP 0.65
Common - BE0947727377 Sale 39,396 GBP 0.65 GBP 0.65
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap SHORT 10343 GBP 0.65
Common - BE0947727377 Swap SHORT 7273 GBP 0.65
Common - BE0947727377 Swap SHORT 481 GBP 0.65
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 29/07/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Misys Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Fidelity National Information
Services Inc
principal trader is connected:
(d) Date dealing undertaken: 28/07/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B45TWN62 Purchase 115,036 GBP 4.00 GBP 3.91
Common - GB00B45TWN62 Sale 154,753 GBP 4.01 GBP 3.92
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap SHORT 1200 GBP 3.92
Common - Swap SHORT 2437 GBP 3.92
Common - Swap SHORT 3828 GBP 3.97
Common - Swap SHORT 7827 GBP 3.94
Common - Swap SHORT 681 GBP 4.00
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap LONG 3100 GBP 3.97
Common - Swap LONG 16136 GBP 3.97
Common - Swap LONG 15185 GBP 3.93
Common - Swap LONG 7827 GBP 3.97
Common - Swap LONG 3255 GBP 3.97
Common - Swap LONG 69 GBP 3.96
Common - Swap LONG 2734 GBP 3.93
Common - Swap LONG 1570 GBP 3.99
Common - Swap LONG 1207 GBP 4.01
Common - Swap LONG 1200 GBP 3.97
Common - Swap LONG 733 GBP 3.92
Common - Swap LONG 398 GBP 4.01
Common - Swap LONG 377 GBP 4.01
Common - Swap LONG 217 GBP 3.92
Common - Swap LONG 3828 GBP 3.96
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 29/07/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Micro Focus Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Bain Capital
principal trader is connected:
(d) Date dealing undertaken: 28/07/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B079W581 Purchase 28,360 GBP 2.95 GBP 2.91
Common - GB00B079W581 Sale 30,554 GBP 2.95 GBP 2.92
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap SHORT 6365 GBP 2.93
Common - Swap SHORT 282 GBP 2.92
Common - Swap SHORT 568 GBP 2.93
Common - Swap SHORT 684 GBP 2.91
Common - Swap SHORT 725 GBP 2.91
Common - Swap SHORT 861 GBP 2.92
Common - Swap SHORT 1462 GBP 2.91
Common - Swap SHORT 1516 GBP 2.89
Common - Swap SHORT 2136 GBP 2.91
Common - Swap SHORT 3524 GBP 2.93
Common - Swap SHORT 3743 GBP 2.92
Common - Swap SHORT 4161 GBP 2.92
Common - Swap SHORT 200 GBP 2.92
class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap LONG 4161 GBP 2.93
Common - Swap LONG 93 GBP 2.93
Common - Swap LONG 4003 GBP 2.93
Common - Swap LONG 3743 GBP 2.93
Common - Swap LONG 2458 GBP 2.95
Common - Swap LONG 2136 GBP 2.95
Common - Swap LONG 2111 GBP 2.93
Common - Swap LONG 1818 GBP 2.93
Common - Swap LONG 1413 GBP 2.93
Common - Swap LONG 660 GBP 2.92
Common - Swap LONG 400 GBP 2.92
Common - Swap LONG 230 GBP 2.93
Common - Swap LONG 94 GBP 2.93
Common - Swap LONG 6365 GBP 2.93
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 29/07/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
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