22nd Oct 2015 11:33
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 21/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,063,188 | 18.31 GBP | 17.94 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,187,427 | 18.31 GBP | 17.94 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,293,683 | 18.05 GBP | 17.69 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 5,313,539 | 24.61 EUR | 24.19 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,329,779 | 18.05 GBP | 17.72 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,341,942 | 24.8 EUR | 24.06 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 47 | 17.771 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,741 | 18.045 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,591 | 17.988 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 447 | 17.961 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,504 | 17.898 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16,665 | 17.898 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,185 | 17.964 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 291 | 24.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 890 | 24.055 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,752 | 24.345 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,280 | 17.97 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 25 | 24.366 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 622,259 | 24.366 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,500 | 17.856 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,154,559 | 17.856 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,904 | 17.813 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,048 | 17.775 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,100 | 24.113 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 251 | 24.209 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 329 | 24.209 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,652 | 24.209 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 56,338 | 24.253 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 578 | 17.971 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,834 | 17.823 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,500 | 17.808 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 200 | 17.922 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,600 | 17.922 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,184 | 24.273 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14,784 | 17.979 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,601 | 24.547 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,299 | 24.547 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,013 | 24.547 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,210 | 24.547 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 31 | 24.547 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3 | 24.539 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,726 | 17.954 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 175 | 24.353 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,290 | 17.879 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 286 | 17.808 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,478 | 24.452 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 890 | 24.453 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 291 | 24.452 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 274 | 24.453 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,375 | 17.968 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 920 | 17.968 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 580 | 18.045 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 340 | 17.968 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 622,259 | 24.368 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 945 | 24.368 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,153,206 | 17.857 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,173 | 17.808 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,904 | 17.808 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,875 | 17.808 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,813 | 24.536 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 356 | 24.534 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,100 | 24.597 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 606 | 24.387 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 464 | 24.399 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,692 | 24.403 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 391 | 24.539 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 251 | 24.499 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 48,244 | 24.198 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,566 | 24.198 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,200 | 24.447 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 779 | 24.396 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 99 | 17.714 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 27 | 17.714 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 17.969 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,199 | 17.84 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,215 | 17.84 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 17.84 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 300 | 17.84 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 51 | 17.968 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20,805 | 17.944 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 22,658 | 24.394 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 46 | 18.001 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 99 | 18.121 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,988 | 18.121 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10,944 | 18.249 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,600 | 18.035 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 972,799 | 18.132 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,100 | 18.221 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10,322 | 18.266 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,101 | 18.15 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 14,388 | 18.242 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,012 | 18.257 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,087 | 18.126 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 575 | 18.063 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,405 | 18.196 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,421 | 18.217 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,146 | 18.217 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10,944 | 18.19 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,095 | 18.136 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,718 | 18.19 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8 | 18.19 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 210 | 18.25 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,030 | 18.072 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,370 | 18.072 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 972,799 | 18.133 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,624 | 18.133 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 274 | 18.279 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 253 | 18.005 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 100 | 18.259 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25 | 18.279 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,545 | 17.929 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,437 | 17.929 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,062 | 17.929 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,783 | 18.251 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 959 | 18.231 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 845 | 18.149 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 345 | 18.249 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,015 | 17.98 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 22/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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