16th Aug 2010 11:36
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management LLC |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
13/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
6,290 |
GBP 9.97 |
GBP 9.88 |
|
|
Common - NL0009347863 |
Sale |
2,867 |
GBP 9.94 |
GBP 9.86 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
1113 |
GBP 9.97 |
|
|
Common - NL0009347863 |
Swap |
LONG |
24 |
GBP 9.90 |
|
|
Common - NL0009347863 |
Swap |
LONG |
110 |
GBP 9.92 |
|
|
Common - NL0009347863 |
Swap |
LONG |
145 |
GBP 9.92 |
|
|
Common - NL0009347863 |
Swap |
LONG |
185 |
GBP 9.97 |
|
|
Common - NL0009347863 |
Swap |
LONG |
351 |
GBP 9.88 |
|
|
Common - NL0009347863 |
Swap |
LONG |
526 |
GBP 9.94 |
|
|
Common - NL0009347863 |
Swap |
LONG |
573 |
GBP 9.97 |
|
|
Common - NL0009347863 |
Swap |
LONG |
19 |
GBP 9.92 |
|
|
Common - NL0009347863 |
Swap |
LONG |
941 |
GBP 9.90 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1208 |
GBP 9.91 |
|
|
Common - NL0009347863 |
Swap |
LONG |
910 |
GBP 9.92 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
2 |
GBP 9.88 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
690 |
GBP 9.88 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
588 |
GBP 9.88 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
526 |
GBP 9.89 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
346 |
GBP 9.89 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
305 |
GBP 9.89 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
145 |
GBP 9.93 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
43 |
GBP 9.91 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
16/08/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
principal trader is connected: |
Group Plc |
|
|
(d) Date dealing undertaken: |
13/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
409,269 |
GBP 7.09 |
GBP 7.06 |
|
|
Common - GB0001411924 |
Sale |
381,095 |
GBP 7.08 |
GBP 7.06 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
16/08/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Dana Petroleum Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Korea National Oil Corporation |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
13/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0033252056 |
Purchase |
413,312 |
GBP 16.77 |
GBP 16.69 |
|
|
Common - GB0033252056 |
Sale |
366,933 |
GBP 16.80 |
GBP 16.50 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
LONG |
1520 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
LONG |
25423 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
LONG |
16890 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
LONG |
8188 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
LONG |
8121 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
LONG |
4570 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
LONG |
3878 |
GBP 16.78 |
|
|
Common - GB0033252056 |
Swap |
LONG |
253 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1753 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1337 |
GBP 16.70 |
|
|
Common - GB0033252056 |
Swap |
LONG |
877 |
GBP 16.69 |
|
|
Common - GB0033252056 |
Swap |
LONG |
581 |
GBP 16.78 |
|
|
Common - GB0033252056 |
Swap |
LONG |
370 |
GBP 16.71 |
|
|
Common - GB0033252056 |
Swap |
LONG |
354 |
GBP 16.68 |
|
|
Common - GB0033252056 |
Swap |
LONG |
314 |
GBP 16.71 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2001 |
GBP 16.75 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
SHORT |
4821 |
GBP 16.77 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
501 |
GBP 16.76 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
65 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
70 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
87 |
GBP 16.74 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
130 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
144 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
260 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
8188 |
GBP 16.72 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
370 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
8121 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
629 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
807 |
GBP 16.74 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
834 |
GBP 16.73 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1311 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1337 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
2001 |
GBP 16.65 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
43 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
288 |
GBP 16.75 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
16/08/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Tomkins Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Pinafore LLC and Pinafore, Inc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
13/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0008962655 |
Purchase |
549,890 |
GBP 3.22 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Sale |
290,591 |
GBP 3.22 |
GBP 3.21 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
LONG |
28962 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
333 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
420 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
1816 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
3538 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
4466 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
8158 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
184 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
17351 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
45040 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
10662 |
GBP 3.22 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
SHORT |
7 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
12000 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
8158 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
5868 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
3538 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
753 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
294 |
GBP 3.21 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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Date of disclosure: |
16/08/2010 |
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Contact name: |
Lucy Hayes |
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Telephone number: |
+44 20 7995 9850 |
Related Shares:
BRE.LSky