7th Sep 2011 10:19
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 06/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 83,594 GBP 4.18 GBP 4.12
Common - GB00B17BBQ50 Sale 80,809 GBP 4.24 GBP 4.11
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 2747 GBP 4.19
Common - GB00B17BBQ50 Swap SHORT 719 GBP 4.19
Common - GB00B17BBQ50 Swap SHORT 1213 GBP 4.21
Common - GB00B17BBQ50 Swap SHORT 9093 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 11907 GBP 4.13
Common - GB00B17BBQ50 Swap SHORT 26644 GBP 4.15
Common - GB00B17BBQ50 Swap SHORT 11 GBP 4.21
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 351 GBP 4.17
Common - GB00B17BBQ50 Swap LONG 13791 GBP 4.15
Common - GB00B17BBQ50 Swap LONG 5487 GBP 4.13
Common - GB00B17BBQ50 Swap LONG 905 GBP 4.20
Common - GB00B17BBQ50 Swap LONG 500 GBP 4.20
Common - GB00B17BBQ50 Swap LONG 15864 GBP 4.16 Common - GB00B17BBQ50 Swap LONG 10076 GBP 4.19
Common - GB00B17BBQ50 Swap LONG 229 GBP 4.21
Common - GB00B17BBQ50 Swap LONG 138 GBP 4.21
Common - GB00B17BBQ50 Swap LONG 62 GBP 4.21
Common - GB00B17BBQ50 Swap LONG 49 GBP 4.21
Common - GB00B17BBQ50 Swap LONG 22 GBP 4.20
Common - GB00B17BBQ50 Swap LONG 862 GBP 4.18
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 07/09/2011
Contact name: Balenkosi Dungeni
Telephone number: +44 20 7996 1639
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Hansen Transmissions International NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Hansen Transmissions
principal trader is connected: International NV
(d) Date dealing undertaken: 06/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 42,748 GBP 0.63 GBP 0.63
Common - BE0947727377 Sale 63,647 GBP 0.64 GBP 0.63
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap SHORT 8655 GBP 0.63
Common - BE0947727377 Swap SHORT 6765 GBP 0.63
Common - BE0947727377 Swap SHORT 6673 GBP 0.63
Common - BE0947727377 Swap SHORT 4625 GBP 0.64
Common - BE0947727377 Swap SHORT 4422 GBP 0.63
Common - BE0947727377 Swap SHORT 4368 GBP 0.63
Common - BE0947727377 Swap SHORT 2840 GBP 0.64
Common - BE0947727377 Swap SHORT 2134 GBP 0.63
Common - BE0947727377 Swap SHORT 1320 GBP 0.63
Common - BE0947727377 Swap SHORT 946 GBP 0.63
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap LONG 1336 GBP 0.63
Common - BE0947727377 Swap LONG 1767 GBP 0.63
Common - BE0947727377 Swap LONG 2858 GBP 0.63
Common - BE0947727377 Swap LONG 8085 GBP 0.63
Common - BE0947727377 Swap LONG 9601 GBP 0.63
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 07/09/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Autonomy Corporation Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Autonomy Corporation Plc
principal trader is connected:
(d) Date dealing undertaken: 06/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0055007982 Purchase 40,595 GBP 25.20 GBP 25.18
Common - GB0055007982 Sale 32,499 GBP 25.19 GBP 25.18
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0055007982 Swap SHORT 27386 GBP 25.20
Common - GB0055007982 Swap SHORT 9066 GBP 25.20
Common - GB0055007982 Swap SHORT 2544 GBP 25.20
Common - GB0055007982 Swap SHORT 512 GBP 25.20
Common - GB0055007982 Swap SHORT 497 GBP 25.18
Common - GB0055007982 Swap SHORT 363 GBP 25.18
Common - GB0055007982 Swap SHORT 227 GBP 25.18
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0055007982 Swap LONG 19 GBP 25.18
Common - GB0055007982 Swap LONG 336 GBP 25.18
Common - GB0055007982 Swap LONG 598 GBP 25.18
Common - GB0055007982 Swap LONG 724 GBP 25.18
Common - GB0055007982 Swap LONG 928 GBP 25.18
Common - GB0055007982 Swap LONG 27386 GBP 25.19
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 07/09/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
Related Shares:
Investec