22nd Jul 2015 12:06
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 21/07/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 697,333 | 18.51 GBP | 18.34 GBP |
Common - ISIN GB00B03MM408 | Sale | 615,227 | 18.52 GBP | 18.29 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,079,465 | 18.36 GBP | 18.17 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 852,265 | 26.32 EUR | 26.08 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,108,985 | 18.37 GBP | 18.12 GBP |
Common - ISIN GB00B03MLX29 | Sale | 803,443 | 26.32 EUR | 26.08 EUR |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,823 | 26.163 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 213,767 | 26.209 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,141 | 26.141 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,244 | 26.166 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 738 | 26.202 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 346 | 26.192 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 301 | 26.202 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 143 | 26.202 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 99 | 26.192 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 29,320 | 26.187 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 25,680 | 26.187 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,916 | 18.246 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 436 | 18.15 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,670 | 18.347 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 18.335 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 502,141 | 18.264 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 68 | 18.264 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,846 | 18.274 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,686 | 18.295 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 301 | 18.295 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,761 | 18.201 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,463 | 18.334 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 399 | 18.179 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 282 | 18.279 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 255 | 18.334 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 44,786 | 18.243 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,381 | 26.178 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 68,461 | 26.169 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 213,767 | 26.207 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,680 | 26.208 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1 | 26.157 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,498 | 26.157 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 8,903 | 26.152 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 13,138 | 26.159 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 46,170 | 26.158 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 143 | 26.221 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 301 | 26.307 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 545 | 26.186 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,590 | 26.221 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 813 | 18.171 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 429 | 18.273 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 16 | 18.304 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 500 | 18.304 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,664 | 18.304 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 501,568 | 18.261 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,686 | 18.338 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 14,147 | 18.266 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 526 | 18.181 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 565 | 18.341 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 816 | 18.341 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 61 | 18.356 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 111 | 18.239 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 195 | 18.356 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 204 | 18.239 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 221 | 18.362 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 255 | 18.362 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 339 | 18.239 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 375 | 18.231 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 6,346 | 18.231 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 371 | 18.217 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 5,552 | 18.492 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,339 | 18.479 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,888 | 18.483 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,208 | 18.483 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 890 | 18.437 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 335 | 18.437 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 79 | 18.379 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 19 | 18.483 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 4,094 | 18.358 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 191 | 18.358 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 59 | 18.358 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 347 | 18.332 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,600 | 18.491 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 54 | 18.47 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 311,882 | 18.422 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 12,866 | 18.422 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 6,104 | 18.454 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 124 | 18.422 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 101 | 18.429 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 66 | 18.464 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 70,000 | 18.483 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 60 | 18.353 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 303 | 18.486 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,131 | 18.45 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 89 | 18.46 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 502 | 18.477 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,598 | 18.477 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 710 | 18.375 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 413 | 18.418 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 311,882 | 18.418 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 6,228 | 18.419 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 12,866 | 18.423 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 168 | 18.371 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,000 | 18.391 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 483 | 18.397 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 671 | 18.388 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 11,559 | 18.386 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 67 | 18.536 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 224 | 18.536 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 22/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 21/07/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 984,844 | 10.815 GBP | 10.7 GBP | |||
Common - ISIN GB0008762899 | Sale | 881,529 | 10.82 GBP | 10.7 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Short | 24,613 | 10.769 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 2,750 | 10.758 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,735 | 10.774 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 5,914 | 10.77 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 26,382 | 10.77 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 341,427 | 10.758 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,603 | 10.757 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 341,427 | 10.757 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 14,878 | 10.772 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 10,030 | 10.757 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,267 | 10.757 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 2,267 | 10.754 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 10,030 | 10.759 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 14,878 | 10.754 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 5,314 | 10.753 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 6,071 | 10.758 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 10,697 | 10.756 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 42,294 | 10.758 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 776 | 10.784 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 685 | 10.745 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 327 | 10.745 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 176 | 10.745 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 44 | 10.789 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 44 | 10.76 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 327 | 10.736 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 364 | 10.78 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 685 | 10.76 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,947 | 10.76 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 834 | 10.702 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 22/07/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L