22nd Jul 2010 12:00
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FORM 8.5 (EPT/RI) |
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PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
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|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
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|
CAPACITY |
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|
Rule 8.5 of the Takeover Code (the "Code") |
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|
1. KEY INFORMATION |
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
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relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management LLC |
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principal trader is connected: |
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|
(d) Date dealing undertaken: |
21/07/2010 |
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|
(e) Has the EPT previously disclosed, or is it today |
YES - |
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disclosing, under the Code in respect of any other |
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|
party to this offer? |
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|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
17,727 |
GBP 9.07 |
GBP 8.99 |
|
|
Common - NL0009347863 |
Sale |
14,200 |
GBP 9.03 |
GBP 8.99 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
2246 |
GBP 9.07 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1514 |
GBP 8.99 |
|
|
Common - NL0009347863 |
Swap |
LONG |
643 |
GBP 9.07 |
|
|
Common - NL0009347863 |
Swap |
LONG |
488 |
GBP 9.00 |
|
|
Common - NL0009347863 |
Swap |
LONG |
336 |
GBP 8.99 |
|
|
Common - NL0009347863 |
Swap |
LONG |
276 |
GBP 8.99 |
|
|
Common - NL0009347863 |
Swap |
LONG |
28 |
GBP 9.00 |
|
|
Common - NL0009347863 |
Swap |
LONG |
12 |
GBP 8.99 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
28 |
GBP 9.01 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
156 |
GBP 9.02 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
291 |
GBP 8.96 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
465 |
GBP 9.01 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
662 |
GBP 9.00 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1514 |
GBP 9.05 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1684 |
GBP 8.99 |
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(c) Options transactions in respect of existing securities |
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|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
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NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
22/07/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
principal trader is connected: |
Group Plc |
|
|
(d) Date dealing undertaken: |
21/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
198,250 |
GBP 6.99 |
GBP 6.97 |
|
|
Common - GB0001411924 |
Sale |
107,537 |
GBP 6.99 |
GBP 6.97 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
22/07/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Dana Petroleum Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Korea National Oil Corporation |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
21/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0033252056 |
Purchase |
20,533 |
GBP 14.90 |
GBP 14.75 |
|
|
Common - GB0033252056 |
Sale |
52,891 |
GBP 14.93 |
GBP 14.18 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
LONG |
97 |
GBP 14.86 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1 |
GBP 14.88 |
|
|
Common - GB0033252056 |
Swap |
LONG |
371 |
GBP 14.90 |
|
|
Common - GB0033252056 |
Swap |
LONG |
346 |
GBP 14.84 |
|
|
Common - GB0033252056 |
Swap |
LONG |
221 |
GBP 14.84 |
|
|
Common - GB0033252056 |
Swap |
LONG |
179 |
GBP 14.86 |
|
|
Common - GB0033252056 |
Swap |
LONG |
465 |
GBP 14.81 |
|
|
Common - GB0033252056 |
Swap |
LONG |
120 |
GBP 14.88 |
|
|
Common - GB0033252056 |
Swap |
LONG |
491 |
GBP 14.88 |
|
|
Common - GB0033252056 |
Swap |
LONG |
27 |
GBP 14.86 |
|
|
Common - GB0033252056 |
Swap |
LONG |
23 |
GBP 14.88 |
|
|
Common - GB0033252056 |
Swap |
LONG |
22 |
GBP 14.88 |
|
|
Common - GB0033252056 |
Swap |
LONG |
10 |
GBP 14.86 |
|
|
Common - GB0033252056 |
Swap |
LONG |
6 |
GBP 14.88 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2 |
GBP 14.88 |
|
|
Common - GB0033252056 |
Swap |
LONG |
174 |
GBP 14.88 |
|
|
Common - GB0033252056 |
Swap |
LONG |
975 |
GBP 14.82 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1110 |
GBP 14.81 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2553 |
GBP 14.86 |
|
|
Common - GB0033252056 |
Swap |
LONG |
3275 |
GBP 14.85 |
|
|
Common - GB0033252056 |
Swap |
LONG |
4443 |
GBP 14.85 |
|
|
Common - GB0033252056 |
Swap |
LONG |
432 |
GBP 14.85 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
SHORT |
6969 |
GBP 14.78 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
174 |
GBP 14.67 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
182 |
GBP 14.67 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
210 |
GBP 14.78 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
248 |
GBP 14.93 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
500 |
GBP 14.80 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1398 |
GBP 14.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
43 |
GBP 14.84 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
40565 |
GBP 14.85 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1110 |
GBP 14.84 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
22/07/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
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