16th Jun 2015 11:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 15/06/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,167,175 | 18.92 GBP | 18.66 GBP |
Common - ISIN GB00B03MM408 | Purchase | 167 | 26.1 EUR | 26.1 EUR |
Common - ISIN GB00B03MM408 | Sale | 960,414 | 18.9 GBP | 18.65 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,034,157 | 25.83 EUR | 25.49 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 1,346,219 | 18.66 GBP | 18.39 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,020,953 | 25.83 EUR | 24.94 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,099,487 | 18.62 GBP | 18.43 GBP |
ADR - ISIN US7802592060 | Purchase | 2,157 | 58.09 USD | 58.01 USD |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 921 | 18.511 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 924,033 | 18.511 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,478 | 25.606 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 682 | 25.578 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,535 | 18.565 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 18.565 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 720 | 18.565 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 60,638 | 25.497 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 19,270 | 18.512 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,966 | 18.512 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 21,530 | 18.512 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,558 | 18.498 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 328 | 25.667 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,199 | 18.493 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 126 | 25.668 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 613,862 | 25.668 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,521 | 18.497 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,766 | 18.497 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 644 | 18.446 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,691 | 18.41 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 20,305 | 25.62 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 149 | 18.547 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 45 | 25.748 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 924,125 | 18.511 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 22,000 | 18.455 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 99 | 25.747 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 301 | 25.747 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 222 | 25.793 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 720 | 18.421 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 500 | 18.391 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,212 | 25.807 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,216 | 18.526 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 881 | 25.669 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 613,862 | 25.669 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,766 | 18.493 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,165 | 18.505 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,872 | 18.75 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 57 | 18.803 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 675,782 | 18.783 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,542 | 18.783 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,547 | 18.797 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 520 | 18.797 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 400 | 18.724 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,584 | 18.797 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,042 | 18.869 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,530 | 18.765 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,882 | 18.805 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 342 | 18.869 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,612 | 18.797 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,030 | 18.805 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,013 | 18.787 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,836 | 18.787 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,432 | 18.767 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,013 | 18.689 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 677,392 | 18.781 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 28,000 | 18.731 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,056 | 18.814 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,324 | 18.82 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,676 | 18.82 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,393 | 18.676 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,707 | 18.765 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,547 | 18.684 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 920 | 18.676 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 167 | 26.102 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,838 | 18.838 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,031 | 18.838 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,013 | 18.787 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10,268 | 18.769 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN GB00B03MLX29 | Put Option | Purchasing | 250,000 | 25 EUR | American | 18/12/2015 | 1.41 EUR |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 16/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 15/06/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 1,484,729 | 10.955 GBP | 10.79 GBP | |||
Common - ISIN GB0008762899 | Sale | 1,371,515 | 10.955 GBP | 10.79 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Short | 522 | 10.886 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 500 | 10.869 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,030,909 | 10.869 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 5,483 | 10.869 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,030,909 | 10.869 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 5,526 | 10.865 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,225 | 10.865 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 413 | 10.885 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,217 | 10.865 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 10,134 | 10.885 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,717 | 10.874 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 861 | 10.869 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 196 | 10.806 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 462 | 10.83 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 865 | 10.852 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 196 | 10.819 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 218 | 10.83 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,717 | 10.852 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 218 | 10.806 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 134 | 10.819 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 4,595 | 10.838 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,272 | 10.852 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 9,267 | 10.835 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,712 | 10.849 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,218 | 10.835 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,684 | 10.849 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 8,858 | 10.869 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,681 | 10.853 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 4,052 | 10.89 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,568 | 10.813 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 88,000 | 10.825 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 29,000 | 10.825 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,000 | 10.825 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 19,542 | 10.867 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 20,982 | 10.872 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 19,647 | 10.873 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 19,542 | 10.888 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,335 | 10.888 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 16/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L