28th Jun 2016 11:46
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | J Sainsbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc |
(d) Date dealing undertaken: | 27 June 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Home Retail Group Plc
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
28 4/7p ordinary | Buy
| 3463451 | 2.23850 GBP | 2.15250 GBP |
28 4/7p ordinary | Sell
| 6565239 | 2.27987 GBP | 2.15250 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
28 4/7p ordinary | CFD
| Long | 16050 | 2.18781 GBP |
28 4/7p ordinary | CFD
| Long | 28482 | 2.171027 GBP |
28 4/7p ordinary | CFD
| Long | 32100 | 2.194496 GBP |
28 4/7p ordinary | CFD
| Long | 514987 | 2.172181 GBP |
28 4/7p ordinary | CFD
| Long | 27206 | 2.175163 GBP |
28 4/7p ordinary | CFD
| Long | 7000 | 2.21 GBP |
28 4/7p ordinary | CFD
| Long | 10000 | 2.180597 GBP |
28 4/7p ordinary | CFD
| Long | 21148 | 2.17459 GBP |
28 4/7p ordinary | CFD
| Long | 453306 | 2.1849972 GBP |
28 4/7p ordinary | CFD
| Long | 48150 | 2.17202575 GBP |
28 4/7p ordinary | CFD
| Long | 1900 | 2.195579 GBP |
28 4/7p ordinary | CFD
| Long | 800 | 2.193 GBP |
28 4/7p ordinary | CFD
| Long | 8163 | 2.1882 GBP |
28 4/7p ordinary | CFD
| Long | 2053575 | 2.172972 GBP |
28 4/7p ordinary | CFD
| Long | 106 | 2.176509 GBP |
28 4/7p ordinary | CFD
| Long | 422025 | 2.185093 GBP |
28 4/7p ordinary | CFD
| Long | 310310 | 2.17801 GBP |
28 4/7p ordinary | CFD
| Long | 164079 | 2.18512 GBP |
28 4/7p ordinary | CFD
| Long | 3889 | 2.192701 GBP |
28 4/7p ordinary | CFD
| Long | 306 | 2.176569 GBP |
28 4/7p ordinary | CFD
| Long | 768 | 2.1575 GBP |
28 4/7p ordinary | CFD
| Long | 13360 | 2.178 GBP |
28 4/7p ordinary | CFD
| Short | 290 | 2.174 GBP |
28 4/7p ordinary | CFD
| Short | 17400 | 2.18568 GBP |
28 4/7p ordinary | CFD
| Short | 58246 | 2.17123168 GBP |
28 4/7p ordinary | CFD
| Short | 800 | 2.229 GBP |
28 4/7p ordinary | CFD
| Short | 19522 | 2.17946542 GBP |
28 4/7p ordinary | CFD
| Short | 18277 | 2.195661 GBP |
28 4/7p ordinary | CFD
| Short | 2100 | 2.199238 GBP |
28 4/7p ordinary | CFD
| Short | 3500 | 2.202457 GBP |
28 4/7p ordinary | CFD
| Short | 900 | 2.223 GBP |
28 4/7p ordinary | CFD
| Short | 900 | 2.226 GBP |
28 4/7p ordinary | CFD
| Short | 104800 | 2.184588 GBP |
28 4/7p ordinary | CFD
| Short | 18473 | 2.209715 GBP |
28 4/7p ordinary | CFD
| Short | 19755 | 2.178 GBP |
28 4/7p ordinary | CFD
| Short | 46463 | 2.17392613 GBP |
28 4/7p ordinary | CFD
| Short | 878949 | 219.81 GBP |
28 4/7p ordinary | CFD
| Short | 209 | 216.6 GBP |
28 4/7p ordinary | CFD
| Short | 604 | 217 GBP |
28 4/7p ordinary | CFD
| Short | 330 | 217.05 GBP |
28 4/7p ordinary | CFD
| Short | 369 | 217.25 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 28 June 2016 |
| Contact name: | Tahmidul Haque |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Sainsbury's