27th Jul 2010 11:41
|
Please note Bank of America Merrill Lynch has not previously disclosed in any other party to this offer |
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
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|
1. KEY INFORMATION |
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|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
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|
relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management LLC |
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|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
26/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
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|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
18,224 |
GBP 9.22 |
GBP 9.20 |
|
|
Common - NL0009347863 |
Sale |
11,289 |
GBP 9.22 |
GBP 9.21 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
5130 |
GBP 9.20 |
|
|
Common - NL0009347863 |
Swap |
LONG |
2313 |
GBP 9.20 |
|
|
Common - NL0009347863 |
Swap |
LONG |
2252 |
GBP 9.22 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1451 |
GBP 9.20 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1403 |
GBP 9.20 |
|
|
Common - NL0009347863 |
Swap |
LONG |
954 |
GBP 9.20 |
|
|
Common - NL0009347863 |
Swap |
LONG |
493 |
GBP 9.21 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
28 |
GBP 9.22 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
403 |
GBP 9.22 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
523 |
GBP 9.22 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
928 |
GBP 9.22 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
954 |
GBP 9.22 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1847 |
GBP 9.21 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
2252 |
GBP 9.22 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
2313 |
GBP 9.22 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
27/07/2010 |
|
|
Contact name: Bhavika Mistry |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
principal trader is connected: |
Group Plc |
|
|
(d) Date dealing undertaken: |
26/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
189,816 |
GBP 7.05 |
GBP 7.02 |
|
|
Common - GB0001411924 |
Sale |
296,756 |
GBP 7.05 |
GBP 7.02 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
||||||
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
27/07/2010 |
|
|
Contact name: Bhavika Mistry |
|
|
Telephone number: 020 7995 4747 |
|
Please note Bank of America Merrill Lynch has not previously disclosed in any other party to this offer
|
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Dana Petroleum Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Korea National Oil Corporation |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
26/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0033252056 |
Purchase |
643,205 |
GBP 17.10 |
GBP 16.76 |
|
|
Common - GB0033252056 |
Sale |
580,036 |
GBP 17.10 |
GBP 16.72 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
LONG |
906 |
GBP 16.74 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2 |
GBP 16.82 |
|
|
Common - GB0033252056 |
Swap |
LONG |
4922 |
GBP 16.85 |
|
|
Common - GB0033252056 |
Swap |
LONG |
4598 |
GBP 16.85 |
|
|
Common - GB0033252056 |
Swap |
LONG |
4129 |
GBP 16.89 |
|
|
Common - GB0033252056 |
Swap |
LONG |
3670 |
GBP 16.78 |
|
|
Common - GB0033252056 |
Swap |
LONG |
3087 |
GBP 16.85 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2784 |
GBP 16.86 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2314 |
GBP 16.83 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2089 |
GBP 16.85 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2009 |
GBP 16.85 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1010 |
GBP 16.80 |
|
|
Common - GB0033252056 |
Swap |
LONG |
8513 |
GBP 16.76 |
|
|
Common - GB0033252056 |
Swap |
LONG |
929 |
GBP 16.74 |
|
|
Common - GB0033252056 |
Swap |
LONG |
9029 |
GBP 16.85 |
|
|
Common - GB0033252056 |
Swap |
LONG |
795 |
GBP 16.77 |
|
|
Common - GB0033252056 |
Swap |
LONG |
727 |
GBP 16.78 |
|
|
Common - GB0033252056 |
Swap |
LONG |
569 |
GBP 16.78 |
|
|
Common - GB0033252056 |
Swap |
LONG |
505 |
GBP 16.77 |
|
|
Common - GB0033252056 |
Swap |
LONG |
494 |
GBP 16.76 |
|
|
Common - GB0033252056 |
Swap |
LONG |
477 |
GBP 16.83 |
|
|
Common - GB0033252056 |
Swap |
LONG |
438 |
GBP 16.80 |
|
|
Common - GB0033252056 |
Swap |
LONG |
428 |
GBP 16.89 |
|
|
Common - GB0033252056 |
Swap |
LONG |
182 |
GBP 16.82 |
|
|
Common - GB0033252056 |
Swap |
LONG |
16 |
GBP 16.74 |
|
|
Common - GB0033252056 |
Swap |
LONG |
8 |
GBP 16.77 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1009 |
GBP 16.78 |
|
|
Common - GB0033252056 |
Swap |
LONG |
17710 |
GBP 16.87 |
|
|
Common - GB0033252056 |
Swap |
LONG |
22120 |
GBP 16.80 |
|
|
Common - GB0033252056 |
Swap |
LONG |
25000 |
GBP 16.97 |
|
|
Common - GB0033252056 |
Swap |
LONG |
117880 |
GBP 16.80 |
|
|
Common - GB0033252056 |
Swap |
LONG |
5610 |
GBP 16.81 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
100 |
GBP 16.74 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
845 |
GBP 16.88 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
600 |
GBP 16.98 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
475 |
GBP 16.85 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
370 |
GBP 16.87 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1031 |
GBP 16.98 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
184 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
4550 |
GBP 16.98 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
68 |
GBP 17.06 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
42 |
GBP 16.77 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
200 |
GBP 17.06 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1488 |
GBP 17.00 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
2881 |
GBP 16.90 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
2 |
GBP 16.90 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
6375 |
GBP 16.87 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
6500 |
GBP 16.83 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
6606 |
GBP 16.98 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
17710 |
GBP 16.99 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
25000 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
43526 |
GBP 16.99 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
62067 |
GBP 16.99 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
2742 |
GBP 16.77 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
27/07/2010 |
|
|
Contact name: Bhavika Mistry |
|
|
Telephone number: 020 7995 4747 |
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