12th Jun 2015 11:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 11/06/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,130,116 | 19.41 GBP | 19.2 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,825,937 | 19.66 GBP | 19.17 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,085,878 | 19.14 GBP | 18.93 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 676,562 | 26.47 EUR | 26.16 EUR |
Common - ISIN GB00B03MLX29 | Sale | 862,137 | 19.15 GBP | 18.92 GBP |
Common - ISIN GB00B03MLX29 | Sale | 584,243 | 26.48 EUR | 26.21 EUR |
ADR - ISIN US7802592060 | Sale | 1,905 | 59.17 USD | 59.09 USD |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 26,876 | 19.061 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,731 | 26.309 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 971 | 26.377 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 29 | 26.377 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 718,010 | 19.046 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,285 | 19.046 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 160 | 26.473 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 175 | 26.474 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 206 | 26.474 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,000 | 19.114 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 19.029 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 281 | 19.114 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 101 | 19.114 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 320 | 26.273 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,707 | 19.063 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 25 | 18.967 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 42 | 19.037 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,329 | 18.967 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,199 | 18.967 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 24 | 18.967 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,418 | 18.967 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 58 | 18.967 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 903 | 19.008 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 903 | 19.089 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 451 | 19.023 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 18.996 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 48 | 26.302 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14 | 18.957 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 19 | 26.298 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 412,911 | 26.298 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 31 | 19.009 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,693 | 19.009 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,898 | 19.034 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 728 | 19.113 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,993 | 19.03 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 34,083 | 26.241 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,044 | 19.045 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 718,010 | 19.045 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 15,000 | 18.947 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 104 | 19.115 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 78 | 26.462 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 111 | 26.462 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 241 | 26.463 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 241 | 26.461 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 203 | 26.461 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 460 | 19.116 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,517 | 19.118 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,240 | 19.119 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,200 | 19.122 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 85 | 19.081 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,577 | 26.39 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,922 | 26.368 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 800 | 26.361 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,598 | 26.375 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,966 | 18.989 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14 | 19.133 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 412,759 | 26.297 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,693 | 18.97 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,427 | 18.97 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 728 | 19.001 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 968 | 19.001 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,930 | 19.033 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,910 | 19.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 400 | 19.312 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 600 | 19.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,581 | 19.285 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 65 | 19.248 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 688,997 | 19.302 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,000 | 19.317 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 251 | 19.344 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,202 | 19.216 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 202 | 19.307 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,066 | 29.896 USD |
Common - ISIN GB00B03MM408 | Swaps | Long | 61,989 | 19.376 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 49,418 | 19.273 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 30,668 | 19.376 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 61,097 | 19.376 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 48,707 | 19.273 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 24,448 | 19.273 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,366 | 19.273 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,477 | 19.376 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 54,390 | 19.317 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 53,607 | 19.317 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 26,909 | 19.317 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,807 | 19.317 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,595 | 19.313 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,724 | 19.315 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,703 | 19.313 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 476 | 19.347 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 689,663 | 19.299 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,093 | 19.299 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,334 | 19.295 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 22,057 | 19.274 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 748 | 19.252 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 16,808 | 19.254 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,197 | 19.333 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,055 | 19.333 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,370 | 19.25 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,703 | 19.366 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,724 | 19.293 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,595 | 19.293 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN GB00B03MLX29 | Call Option | Writing | 34,400 | 26.5 EUR | American | 19/06/2015 | 0.14 EUR |
Common- ISIN GB00B03MLX29 | Call Option | Writing | 40,600 | 26.5 EUR | American | 19/06/2015 | 0.16 EUR |
Common- ISIN GB00B03MLX29 | Call Option | Purchasing | 50,000 | 27 EUR | American | 19/06/2015 | 0.03 EUR |
Common- ISIN GB00B03MLX29 | Call Option | Purchasing | 25,000 | 27 EUR | American | 19/06/2015 | 0.04 EUR |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 12/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 11/06/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 2,619,877 | 11.185 GBP | 11.03 GBP | |||
Common - ISIN GB0008762899 | Sale | 1,732,563 | 11.185 GBP | 11.05 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Short | 114 | 11.081 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 2,208 | 11.108 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 818,038 | 11.108 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 817,565 | 11.109 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 10,000 | 11.123 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 27,238 | 11.08 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 8,862 | 11.08 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 324 | 11.169 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 150 | 11.133 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,186 | 11.133 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 820 | 11.105 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 11 | 11.094 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 385 | 11.133 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 4,539 | 11.128 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 385 | 11.091 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 7,433 | 11.103 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 5,905 | 11.104 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 135,000 | 11.118 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 200 | 11.09 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,124 | 11.08 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,744 | 11.159 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,488 | 11.08 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 109,354 | 11.108 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 137,172 | 11.147 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 110,951 | 11.108 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 139,176 | 11.147 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 12,298 | 11.147 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 54,891 | 11.108 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 68,854 | 11.147 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 9,804 | 11.108 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 29,050 | 11.101 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 22,406 | 11.101 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 16,151 | 11.101 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 789 | 11.094 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 712 | 11.081 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 712 | 11.081 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 789 | 11.093 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 29,050 | 11.095 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 38,557 | 11.1 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 12/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L