28th Jul 2015 12:02
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 27/07/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,800,068 | 17.83 GBP | 17.47 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,100,826 | 17.85 GBP | 17.48 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 891,132 | 17.66 GBP | 17.34 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,356,498 | 24.85 EUR | 24.38 EUR |
Common - ISIN GB00B03MLX29 | Sale | 909,671 | 17.65 GBP | 17.34 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,508,816 | 24.94 EUR | 24.36 EUR |
ADR - US7802592060 | Purchase | 1,934 | 53.92 USD | 53.77 USD |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 41,126 | 24.593 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,161 | 24.758 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,955 | 24.758 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,643 | 24.758 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,772 | 24.758 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 52 | 24.641 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,836 | 24.505 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,745 | 24.505 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 265,824 | 24.57 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,604 | 24.657 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,975 | 24.602 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,598 | 24.602 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 439 | 24.602 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 309 | 24.549 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 274 | 24.744 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 160 | 24.744 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,619 | 24.532 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,250 | 24.629 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 69,585 | 24.642 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 25,415 | 24.642 EUR |
Common - ISIN GB00B03MLX29 | Swap | Long | 27,500 | 17.625 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 21,144 | 17.344 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 805 | 17.608 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 467 | 17.608 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 668,769 | 17.463 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 9,377 | 17.472 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 5,145 | 17.4 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 278 | 17.4 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 204 | 17.634 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 49,519 | 17.594 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 966 | 24.41 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 22,858 | 24.415 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,147 | 24.473 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,745 | 24.455 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 4,836 | 24.455 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 13,877 | 24.455 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 324 | 24.415 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 664 | 24.785 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,551 | 24.562 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,051 | 24.783 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 265,824 | 24.568 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 800 | 24.596 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,255 | 24.596 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,299 | 24.596 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,305 | 24.568 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 7,014 | 24.568 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 160 | 24.692 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 209 | 24.731 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 274 | 24.731 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 748 | 24.692 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,598 | 24.496 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 32,804 | 17.338 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 789 | 17.356 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,599 | 17.356 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 805 | 17.368 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 439 | 17.462 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 668,769 | 17.462 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 5,145 | 17.488 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 9,655 | 17.471 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 500 | 17.451 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 900 | 17.451 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,000 | 17.451 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,250 | 17.482 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 4,850 | 17.482 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 6,983 | 17.468 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 10,047 | 17.468 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 10,832 | 17.468 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,560 | 17.619 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 479 | 17.594 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 303 | 17.594 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 6,521 | 17.748 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 6,947 | 17.623 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,464 | 17.622 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 525,669 | 17.64 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 23,315 | 17.676 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 14,559 | 17.702 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 432 | 17.676 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 919 | 17.509 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 736 | 17.509 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 445 | 17.509 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 15,000 | 17.57 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 11,135 | 17.605 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,508 | 17.531 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,702 | 17.531 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 4,277 | 17.524 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 4,373 | 17.499 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 11,548 | 17.522 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 40,000 | 17.603 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 351 | 17.538 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,840 | 17.538 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,216 | 17.487 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,015 | 17.639 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 525,669 | 17.639 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 14,991 | 17.693 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 23,315 | 17.681 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 400 | 17.624 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 510 | 17.621 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 6,825 | 17.632 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 33 | 17.756 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,368 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 42,027 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 8,824 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 96,545 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 30,857 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 12,960 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 78,668 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 50,061 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 19,636 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 8,248 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 32,540 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 13,667 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 82,959 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 36,068 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 14,131 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 5,921 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 24,929 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 14,084 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 85,020 | 17.578 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 9,587 | 17.578 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 28/07/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 27/07/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 1,091,842 | 10.42 GBP | 10.235 GBP | |||
Common - ISIN GB0008762899 | Sale | 2,630,076 | 10.42 GBP | 10.235 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Long | 70298 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 27524 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 11565 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 160662 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 62906 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 26432 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 239104 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 74726 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 39647 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 176622 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 69280 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 29098 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 112396 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 44087 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 18517 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 186257 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 73058 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 30685 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 18561 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 19969 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 8606 | 10.257 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 25000 | 10.316 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 15053 | 10.37 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1642 | 10.345 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1182 | 10.345 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1642 | 10.317 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 5531 | 10.3 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 388095 | 10.329 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1280 | 10.329 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 2502 | 10.327 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 388095 | 10.327 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 23013 | 10.325 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 14582 | 10.348 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 9300 | 10.325 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 23013 | 10.315 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 23882 | 10.342 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 907 | 10.353 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 717 | 10.353 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 621 | 10.353 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 503 | 10.353 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 422 | 10.353 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 144 | 10.353 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 422 | 10.36 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 621 | 10.335 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 717 | 10.375 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 765 | 10.352 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN GB0008762899 | Call Option | Selling | 500,000 | 11 GBP | American | 21/08/2015 | 0.04 GBP |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 28/07/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L