3rd Sep 2015 12:06
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 02/09/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,436,230 | 16.75 GBP | 16.15 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,411,744 | 16.75 GBP | 16.17 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,342,510 | 16.55 GBP | 16.06 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,776,730 | 22.82 EUR | 22.01 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,332,413 | 16.55 GBP | 16.09 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,864,003 | 22.76 EUR | 21.99 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,942 | 22.515 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2 | 22.499 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,729 | 16.341 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,130 | 16.341 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,288 | 16.267 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 728 | 16.267 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 368 | 16.267 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,216 | 22.157 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 983 | 22.157 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 561 | 22.159 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,019 | 16.307 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 529 | 16.41 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 391 | 16.307 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 310 | 16.307 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 110 | 16.41 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 434 | 22.475 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,229,387 | 22.389 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 938 | 22.389 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,113,027 | 16.306 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 166 | 16.306 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,307 | 16.332 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,167 | 16.274 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,173 | 16.332 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,186 | 22.408 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,104 | 22.408 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 518 | 22.408 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 400 | 22.408 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,466 | 22.476 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,519 | 22.493 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,140 | 22.49 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 34 | 22.476 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 822 | 22.311 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,355 | 22.595 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,735 | 16.303 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 410 | 16.387 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 305 | 16.387 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 285 | 16.387 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 311 | 16.444 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 61 | 16.444 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,263 | 22.444 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,737 | 22.444 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,376 | 16.282 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,853 | 16.282 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,118 | 16.08 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,197 | 22.162 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 22,945 | 22.135 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 493 | 16.111 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,573 | 22.324 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 238 | 22.357 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,130 | 16.326 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 180 | 16.493 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 313 | 22.255 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 561 | 22.383 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 903 | 22.383 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 310 | 16.16 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,360 | 16.313 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 435 | 22.06 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,494 | 22.387 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,229,387 | 22.387 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,112,364 | 16.305 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16,307 | 16.281 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 21,340 | 16.324 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 469 | 22.438 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 53 | 22.656 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 208 | 22.486 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 389 | 22.656 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 410 | 16.276 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,213 | 16.276 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 115 | 16.35 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 311 | 16.35 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,737 | 22.426 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,877 | 22.426 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 118 | 16.312 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,401 | 16.289 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 244 | 16.252 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,224 | 16.408 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,000 | 16.295 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,313 | 16.404 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 534 | 16.404 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,695 | 16.31 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,717 | 16.31 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 40 | 16.31 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,317 | 16.337 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,144 | 16.337 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,581 | 16.35 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,153 | 16.337 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 366 | 16.337 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,761,086 | 16.4 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 375 | 16.4 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,418 | 16.335 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 399 | 16.469 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 145 | 16.529 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 118 | 16.529 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 100 | 16.314 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 202 | 16.353 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 41 | 16.353 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 13,093 | 16.155 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,922 | 16.426 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,820 | 16.378 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 796 | 16.15 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,762,124 | 16.398 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 399 | 16.38 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,184 | 16.38 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,418 | 16.38 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 145 | 16.641 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 213 | 16.641 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 704 | 16.383 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,418 | 16.335 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,207 | 16.592 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,577 | 16.572 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,535 | 16.582 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 41 | 16.297 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 202 | 16.297 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 03/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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