20th Apr 2015 12:00
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 17/04/2015 | ||
| YES If YES, specify which: Royal Dutch Shell PLC |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 2,217,428 | 11.96 GBP | 11.77 GBP |
Common - ISIN GB0008762899 | Sale | 2,416,106 | 11.96 GBP | 11.77 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Long | 1,049,333 | 11.881 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,046,616 | 11.881 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 308 | 11.905 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 361 | 11.905 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2 | 11.905 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 18,800 | 11.883 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,200 | 11.883 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 12,000 | 11.799 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,960 | 11.886 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 592 | 11.89 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,958 | 11.875 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 401 | 11.944 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,090 | 11.906 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 7,905 | 11.951 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,282 | 11.87 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 7,936 | 11.87 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 7,936 | 11.897 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 36,286 | 11.897 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 100 | 11.902 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 4,301 | 11.87 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 60,349 | 11.88 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 44,782 | 11.87 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 22,134 | 11.88 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 38,215 | 11.87 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 44,782 | 11.88 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 20/04/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 17/04/2015 | |||||
| YES If YES, specify which: BG Group PLC | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common (A Shares) - ISIN GB00B03MLX29 | Purchase | 419,205 | 29.435 EUR | 28.94 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Purchase | 1,280,177 | 21.19 GBP | 20.79 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Sale | 238,291 | 29.42 EUR | 28.95 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Sale | 1,092,694 | 21.19 GBP | 20.79 GBP | |||
ADR (A Shares) - ISIN US7802592060 | Sale | 1,600 | 62.72 USD | 62.51 USD | |||
Common (B Shares) - ISIN GB00B03MM408 | Purchase | 1,405,264 | 21.58 GBP | 21.16 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Sale | 1,155,347 | 21.58 GBP | 21.09 GBP | |||
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 29,460 | 20.835 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 19,088 | 29.346 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 750 | 29.162 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 701,707 | 20.907 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 343 | 20.907 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 309 | 29.365 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 551 | 29.032 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 665 | 29.019 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,122 | 29.011 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 6,361 | 29.01 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 11,000 | 29.014 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 754 | 20.985 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 761 | 29.019 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 15,809 | 21.1 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 29,060 | 29.235 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 701,707 | 20.905 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,931 | 29.098 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 846 | 20.817 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 46 | 20.806 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 6,025 | 29.305 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 11,040 | 20.924 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 41,291 | 20.972 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 2,490 | 21.178 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 6,000 | 21.168 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 40,209 | 21.216 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 268 | 21.216 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 743,848 | 21.288 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 3,446 | 21.385 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 10,000 | 21.385 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 16,797 | 21.256 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 19,438 | 21.29339 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 10,220 | 21.305392 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 6,515 | 21.29339 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 218,155 | 21.326565 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Long | 227,245 | 21.326565 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 2,556 | 21.236 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 16,758 | 21.322 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 742,900 | 21.286 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 18 | 21.173 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 1,486 | 21.186 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 1,933 | 21.182 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 696 | 21.174 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 1,103 | 21.18 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 1,132 | 21.137 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 848 | 21.137 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 206 | 21.306 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 261 | 21.193 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 859 | 21.297 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 168 | 21.277 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 1,195 | 21.289 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 5,939 | 21.275 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 3,644 | 21.25 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 3,352 | 21.176 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 2,097 | 21.176 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 4,454 | 21.205 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 1,368 | 21.205 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 1,023 | 21.176 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 1,916 | 21.156 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 16,735 | 21.368413 GBP |
Common (B shares) - ISIN GB00B03MM408 | Swaps | Short | 19,438 | 21.260814 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" | |||
None | |||
Date of disclosure: | 20/04/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L