12th Aug 2015 10:38
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 11 August 2015 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 994,972766,911 | 18.9300 GBP26.8650 EUR | 18.6450 GBP25.3166 EUR |
EUR 0.07 A ordinary | Sales | 1,253,800496,690 | 18.9300 GBP26.8500 EUR | 18.6500 GBP26.4300 EUR |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 1,243,028 | 19.0650 GBP | 18.7554 GBP |
EUR 0.07 B ordinary | Sales | 1,679,1385,828 | 19.1151 GBP29.2629 USD | 18.7650 GBP29.2629 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Reducing a short position | 545 | 18.6700 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 130,710 | 18.6714 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 9,290 | 18.6714 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 30,310 | 18.6714 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,100 | 18.7100 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,574 | 18.7166 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,574 | 18.7527 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,100 | 18.7675 GBP |
EUR 0.07 A ordinary | Call Option | Selling | 1,200 | 26.6600 EUR |
EUR 0.07 A ordinary | Call Option | Exercising | 1,200 | 26.6600 EUR |
EUR 0.07 A ordinary | SWAP | Reducing a long position | 10,000 | 18.7164 GBP |
EUR 0.07 A ordinary | SWAP | Increasing a long position | 15,000 | 18.7796 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Reducing a long position | 274 | 18.7857 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 724 | 18.7857 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 4,596 | 18.8176 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 2,116 | 18.8176 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 3,915 | 18.8176 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 2,304 | 18.8176 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 2,399 | 18.8176 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 2,814 | 18.8176 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,546 | 18.8305 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 18,632 | 18.8371 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 67,001 | 18.8536 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,546 | 18.8603 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 9,373 | 18.8665 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 4,262 | 18.8874 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,400 | 18.8874 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 59,871 | 18.8874 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,970 | 18.8874 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 21,504 | 18.8874 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 20,000 | 18.8874 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 4,069 | 18.8919 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 357 | 18.8931 GBP |
EUR 0.07 B ordinary | CFD | Increasing a long position | 219 | 18.8931 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 6,464 | 18.9355 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 3,588 | 18.9355 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 1,052 | 19.0125 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 44,540 | 18.8087 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 10,000 | 18.8201 GBP |
EUR 0.07 B ordinary | SWAP | Opening a long position | 200 | 18.8391 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 15,000 | 18.8981 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 2,200 | 18.9250 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 34,003 | 19.0157 GBP |
EUR 0.07 B ordinary | SWAP | Reducing a long position | 15,449 | 19.0157 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 5,828 | 29.2629 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | Put Option / (1.00 : 100.00) | Purchasing | 3,500 (350,000) | 26.0000 EUR | AMERICAN | 18/03/2016 | 1.5900 EUR |
EUR 0.07 A ordinary | Put Option / (1.00 : 100.00) | Purchasing | 1,000 (100,000) | 26.0000 EUR | AMERICAN | 18/03/2016 | 1.5900 EUR |
EUR 0.07 A ordinary | Put Option / (1.00 : 100.00) | Purchasing | 250 (25,000) | 26.0000 EUR | AMERICAN | 18/03/2016 | 1.5900 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 12 August 2015 |
| Contact name: | Aadithya Rao and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9046 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L