12th Oct 2015 11:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 09/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,504,632 | 18.58 GBP | 18.23 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,577,915 | 18.54 GBP | 18.22 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,558,704 | 18.27 GBP | 17.99 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,496,771 | 24.94 EUR | 24.34 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,377,085 | 18.26 GBP | 18.08 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,460,212 | 24.95 EUR | 24.33 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 510 | 18.189 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,055 | 18.189 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,031 | 18.189 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 486 | 24.665 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,973 | 24.666 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,268 | 27.817 USD |
Common - ISIN GB00B03MLX29 | Swaps | Short | 22 | 18.105 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,436 | 18.073 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 24 | 24.659 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 977 | 18.226 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 187 | 18.068 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 60,797 | 18.202 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 118,019 | 18.202 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 15,200 | 24.865 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 720 | 18.023 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,870 | 18.078 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 124 | 24.683 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 289 | 24.625 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 776,261 | 24.625 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,044,217 | 18.167 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,985 | 18.189 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 15,811 | 18.188 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,680 | 24.726 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 405 | 24.923 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 58 | 24.631 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 229 | 24.425 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 266 | 24.721 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 589 | 24.631 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 609 | 24.425 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,492 | 24.667 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,001 | 24.868 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,499 | 24.868 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,761 | 18.149 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 19,590 | 18.149 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 78,810 | 24.7 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,022 | 18.162 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,536 | 24.548 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,597 | 24.691 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,555 | 18.115 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,261 | 18.109 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 977 | 18.109 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 187 | 18.142 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,027 | 24.7 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,192 | 24.7 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 120 | 18.09 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 775,286 | 24.625 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,043,489 | 18.169 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 202 | 18.169 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,985 | 18.195 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,565 | 18.198 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,246 | 18.195 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 344 | 24.452 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 818 | 24.812 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 625 | 24.494 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 65 | 24.444 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 90 | 18.124 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,412 | 18.119 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 35,659 | 24.711 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,758 | 18.465 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 21 | 18.332 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,549 | 18.347 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 56 | 18.301 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 545 | 18.531 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 609 | 18.531 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,074 | 18.331 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,233 | 18.531 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,387 | 18.331 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,076 | 18.34 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 570 | 18.42 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,296 | 18.354 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,684 | 18.354 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 115 | 18.427 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,897 | 18.409 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 470 | 18.42 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,778,662 | 18.42 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 68 | 18.48 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 43 | 18.466 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 99 | 18.456 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 186 | 18.456 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 206 | 18.466 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,109 | 18.479 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,989 | 18.541 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,372 | 18.541 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 150,000 | 18.504 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,407 | 18.404 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,231 | 18.328 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 266 | 18.499 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,929 | 18.4 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,400 | 18.315 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 39,600 | 18.315 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,515 | 18.499 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 75 | 18.412 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 59,924 | 18.448 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 116,324 | 18.448 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,684 | 18.368 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,046 | 18.368 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 397 | 18.51 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,779,393 | 18.423 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 68 | 18.5 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 270 | 18.379 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 254 | 18.464 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 43 | 18.464 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,323 | 18.343 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,134 | 18.339 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 600 | 18.289 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,243 | 18.492 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 12/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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