20th May 2022 10:37
FORM 8.5 (EPT/NON-RI) |
| ||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
| ||||||||||||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
| ||||||||||||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) |
| ||||||||||||||||
Rule 8.5 of the Takeover Code (the "Code") |
| ||||||||||||||||
1. | KEY INFORMATION | ||||||||||||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||||
(b) | Name of offeror/offeree in relation to whose | SHAFTESBURY PLC | |||||||||||||||
relevant securities this form relates: | |||||||||||||||||
(c) | Name of the party to the offer with which exempt | Capital & Counties Properties plc | |||||||||||||||
principal trader is connected | |||||||||||||||||
(d) | Date position held/dealing undertaken: | 19 May 2022 | |||||||||||||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
| ||||||||||||||
trader making disclosures in respect of any other party to the offer? | CAPITAL & COUNTIES PROPERTIES PLC | ||||||||||||||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||||
| to which the disclosure relates following the dealing (if any) |
| |||||||||||||||
Class of relevant security: | 25p ordinary | ||||||||||||||||
Interests | Short Positions | ||||||||||||||||
Number | (%) | Number | (%) | ||||||||||||||
(1) | Relevant securities owned | ||||||||||||||||
and/or controlled: | 196,428 | 0.05% | 2,399,827 | 0.62% | |||||||||||||
(2) | Cash-settled derivatives: | ||||||||||||||||
7,620,670 | 1.98% | 78,752 | 0.02% | ||||||||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||||||||
and agreements to purchase/sell: | 456097.65 | 0.12% | 0 | 0.00% | |||||||||||||
TOTAL: | 8,273,196 | 2.15% | 2,478,579 | 0.65% | |||||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||||
| options) |
| |||||||||||||||
Class of relevant security in relation to | |||||||||||||||||
which subscription right exists | |||||||||||||||||
Details, including nature of the rights | |||||||||||||||||
concerned and relevant percentages: | |||||||||||||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security | securities | paid/received | paid/received | ||||
25p ordinary | Purchase | 27,411 | 5.6804 GBP | 5.6497 GBP | |||
25p ordinary | Sale | 31,055 | 5.7550 GBP | 5.6475 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
25p ordinary | SWAP | Decreasing Long | 1,225 | 5.6909 GBP | |||
25p ordinary | CFD | Decreasing Long | 1,728 | 5.6707 GBP | |||
25p ordinary | CFD | Decreasing Long | 3,848 | 5.6667 GBP | |||
25p ordinary | CFD | Decreasing Long | 4,051 | 5.6504 GBP | |||
25p ordinary | SWAP | Decreasing Short | 553 | 5.6499 GBP | |||
25p ordinary | SWAP | Increasing Long | 603 | 5.7399 GBP | |||
25p ordinary | SWAP | Increasing Long | 671 | 5.6500 GBP | |||
25p ordinary | SWAP | Increasing Long | 890 | 5.6503 GBP | |||
25p ordinary | SWAP | Increasing Long | 1,070 | 5.7198 GBP | |||
25p ordinary | SWAP | Increasing Long | 1,157 | 5.6534 GBP | |||
25p ordinary | SWAP | Increasing Long | 1,429 | 5.6613 GBP | |||
25p ordinary | SWAP | Increasing Long | 1,515 | 5.6701 GBP | |||
25p ordinary | SWAP | Increasing Long | 2,261 | 5.6764 GBP | |||
25p ordinary | SWAP | Increasing Long | 2,596 | 5.6829 GBP | |||
25p ordinary | SWAP | Increasing Long | 2,975 | 5.7337 GBP | |||
25p ordinary | SWAP | Increasing Long | 4,119 | 5.7031 GBP | |||
25p ordinary | SWAP | Increasing Long | 6,478 | 5.6804 GBP | |||
25p ordinary | SWAP | Increasing Long | 6,650 | 5.6500 GBP | |||
25p ordinary | SWAP | Increasing Short | 391 | 5.6917 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 20 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | ||||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | ||||||||
PURCHASE OR SELL ETC. | ||||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | ||||||||
1. | KEY INFORMATION | |||||||
Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | |||||||
are being disclosed: | ||||||||
Name of offeror/offeree in relation to whose | SHAFTESBURY PLC | |||||||
relevant securities this from relates: | ||||||||
2. | OPTIONS AND DERIVATIVES | |||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | ||
of | description | purchasing, | of | price | date | |||
relevant | selling, | securities | per unit | |||||
security | varying etc | to which | ||||||
option | ||||||||
relates | ||||||||
25p ordinary | Exchangeable Bond | Long | 456097.65 | n/a | n/a | 30 Mar 2026 | ||
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully | ||||||||
understood: | ||||||||
Related Shares:
BarclaysSHB.L