Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

22 Aug 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

3,029,943

0.64%

503,290

0.11%

(2) Cash-settled derivatives:

387,171

0.08%

2,905,580

0.61%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

3,417,114

0.72%

3,408,870

0.72%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

347690

11.0186 GBP

11.0000 GBP

0.4p ordinary

Sale

193821

11.0300 GBP

10.9900 GBP

(b)

a

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

CFD

Increasing Short

2,542

11.0174 GBP

0.4p ordinary

SWAP

Decreasing Short

1,149

11.0119 GBP

0.4p ordinary

SWAP

Decreasing Short

4,077

11.0035 GBP

0.4p ordinary

SWAP

Decreasing Short

57,120

11.0050 GBP

0.4p ordinary

SWAP

Increasing Short

6,139

11.0145 GBP

0.4p ordinary

SWAP

Decreasing Short

70

11.0099 GBP

0.4p ordinary

SWAP

Increasing Short

107,529

11.0008 GBP

0.4p ordinary

SWAP

Increasing Short

796

11.0008 GBP

0.4p ordinary

SWAP

Decreasing Short

8,238

11.0030 GBP

0.4p ordinary

SWAP

Decreasing Short

14,280

11.0041 GBP

0.4p ordinary

SWAP

Decreasing Short

14,998

11.0052 GBP

0.4p ordinary

SWAP

Decreasing Short

15,354

11.0174 GBP

0.4p ordinary

SWAP

Increasing Short

32,600

11.0050 GBP

0.4p ordinary

SWAP

Increasing Short

6,921

11.0067 GBP

0.4p ordinary

SWAP

Increasing Short

453

11.0078 GBP

0.4p ordinary

SWAP

Increasing Short

6,241

11.0123 GBP

0.4p ordinary

SWAP

Increasing Short

14,030

11.0140 GBP

0.4p ordinary

SWAP

Increasing Long

818

11.0109 GBP

0.4p ordinary

SWAP

Decreasing Long

225

11.0110 GBP

0.4p ordinary

SWAP

Decreasing Long

1,778

11.0137 GBP

0.4p ordinary

SWAP

Decreasing Long

372

11.0142 GBP

0.4p ordinary

SWAP

Increasing Short

24,257

11.0072 GBP

0.4p ordinary

SWAP

Decreasing Short

958

11.0119 GBP

0.4p ordinary

SWAP

Increasing Long

14,822

11.0041 GBP

0.4p ordinary

SWAP

Decreasing Long

24,713

11.0050 GBP

0.4p ordinary

SWAP

Decreasing Long

6,150

11.0091 GBP

0.4p ordinary

SWAP

Decreasing Long

39,627

11.0097 GBP

0.4p ordinary

SWAP

Decreasing Long

284

11.0125 GBP

0.4p ordinary

SWAP

Decreasing Long

4,379

11.0143 GBP

0.4p ordinary

SWAP

Decreasing Long

635

11.0150 GBP

0.4p ordinary

SWAP

Opening Short

2,513

10.9999 GBP

0.4p ordinary

SWAP

Increasing Short

1,081

11.0080 GBP

0.4p ordinary

SWAP

Increasing Short

3,737

11.0000 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

23 Aug 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213