Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

18 Jun 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

746,791

0.16%

6,157,224

1.30%

(2) Cash-settled derivatives:

6,251,246

1.32%

595,930

0.13%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

6,998,037

1.48%

6,753,154

1.42%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

1668670

11.3560 GBP

10.6250 GBP

0.4p ordinary

Sale

2039667

11.3022 GBP

10.6255 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Closing Long

173,953

11.2657 GBP

0.4p ordinary

SWAP

Decreasing Long

13

11.2423 GBP

0.4p ordinary

SWAP

Decreasing Long

75

10.8600 GBP

0.4p ordinary

SWAP

Decreasing Long

1,247

10.8155 GBP

0.4p ordinary

SWAP

Decreasing Long

3,210

11.1237 GBP

0.4p ordinary

SWAP

Decreasing Long

5,444

10.7283 GBP

0.4p ordinary

SWAP

Decreasing Long

8,478

10.8821 GBP

0.4p ordinary

SWAP

Decreasing Long

8,766

11.2960 GBP

0.4p ordinary

SWAP

Decreasing Long

8,783

10.5507 GBP

0.4p ordinary

SWAP

Decreasing Long

14,702

11.1897 GBP

0.4p ordinary

SWAP

Decreasing Long

14,797

11.2089 GBP

0.4p ordinary

SWAP

Decreasing Long

15,382

11.0026 GBP

0.4p ordinary

SWAP

Decreasing Long

17,438

11.2757 GBP

0.4p ordinary

SWAP

Decreasing Long

17,472

10.7314 GBP

0.4p ordinary

SWAP

Decreasing Long

63,957

11.3000 GBP

0.4p ordinary

SWAP

Decreasing Long

88,131

10.9792 GBP

0.4p ordinary

SWAP

Decreasing Long

114,175

10.9775 GBP

0.4p ordinary

CFD

Decreasing Short

608

10.9921 GBP

0.4p ordinary

SWAP

Decreasing Short

1,825

11.0212 GBP

0.4p ordinary

CFD

Decreasing Short

10,330

10.9880 GBP

0.4p ordinary

CFD

Decreasing Short

18,037

11.2445 GBP

0.4p ordinary

CFD

Decreasing Short

50,000

11.2625 GBP

0.4p ordinary

CFD

Decreasing Short

109,617

11.3000 GBP

0.4p ordinary

SWAP

Increasing Long

250

10.6956 GBP

0.4p ordinary

SWAP

Increasing Long

1,079

11.0035 GBP

0.4p ordinary

SWAP

Increasing Long

1,319

11.2777 GBP

0.4p ordinary

SWAP

Increasing Long

1,355

11.2561 GBP

0.4p ordinary

SWAP

Increasing Long

2,279

11.2939 GBP

0.4p ordinary

SWAP

Increasing Long

2,438

11.2741 GBP

0.4p ordinary

SWAP

Increasing Long

2,659

11.2575 GBP

0.4p ordinary

SWAP

Increasing Long

2,979

11.2607 GBP

0.4p ordinary

SWAP

Increasing Long

5,394

11.2997 GBP

0.4p ordinary

SWAP

Increasing Long

6,717

11.2457 GBP

0.4p ordinary

SWAP

Increasing Long

9,346

11.2292 GBP

0.4p ordinary

SWAP

Increasing Long

11,203

11.2340 GBP

0.4p ordinary

SWAP

Increasing Long

23,410

11.2806 GBP

0.4p ordinary

SWAP

Increasing Long

24,624

11.2498 GBP

0.4p ordinary

SWAP

Increasing Long

28,016

11.2788 GBP

0.4p ordinary

SWAP

Increasing Long

30,502

10.8520 GBP

0.4p ordinary

SWAP

Increasing Long

40,480

11.2605 GBP

0.4p ordinary

SWAP

Increasing Long

40,500

11.2806 GBP

0.4p ordinary

SWAP

Increasing Long

67,922

11.1470 GBP

0.4p ordinary

SWAP

Increasing Long

89,567

11.2433 GBP

0.4p ordinary

SWAP

Increasing Long

113,850

11.1806 GBP

0.4p ordinary

SWAP

Increasing Long

185,262

11.3000 GBP

0.4p ordinary

SWAP

Increasing Long

236,752

11.1903 GBP

0.4p ordinary

SWAP

Increasing Short

185

11.2550 GBP

0.4p ordinary

SWAP

Increasing Short

1,000

10.8510 GBP

0.4p ordinary

CFD

Increasing Short

3,000

11.2590 GBP

0.4p ordinary

CFD

Increasing Short

5,000

11.2858 GBP

0.4p ordinary

CFD

Increasing Short

5,000

11.2408 GBP

0.4p ordinary

CFD

Increasing Short

7,334

10.7184 GBP

0.4p ordinary

SWAP

Increasing Short

9,349

11.3022 GBP

0.4p ordinary

CFD

Increasing Short

119,947

11.1504 GBP

0.4p ordinary

SWAP

Opening Short

54,800

11.3000 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Jun 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213