Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

05 Jun 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

696,370

0.15%

8,451,524

1.78%

(2) Cash-settled derivatives:

8,440,445

1.78%

480,367

0.10%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

9,136,815

1.93%

8,931,891

1.88%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

457100

10.7607 GBP

10.6909 GBP

0.4p ordinary

Sale

197683

10.7550 GBP

10.6500 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Decreasing Long

63

10.7300 GBP

0.4p ordinary

SWAP

Decreasing Long

77

10.7324 GBP

0.4p ordinary

SWAP

Decreasing Long

126

10.6909 GBP

0.4p ordinary

CFD

Decreasing Long

153

10.7128 GBP

0.4p ordinary

SWAP

Decreasing Long

192

10.7182 GBP

0.4p ordinary

SWAP

Decreasing Long

239

10.7156 GBP

0.4p ordinary

SWAP

Decreasing Long

265

10.7453 GBP

0.4p ordinary

SWAP

Decreasing Long

326

10.7606 GBP

0.4p ordinary

SWAP

Decreasing Long

488

10.7350 GBP

0.4p ordinary

SWAP

Decreasing Long

875

10.7254 GBP

0.4p ordinary

SWAP

Decreasing Long

1,124

10.7049 GBP

0.4p ordinary

SWAP

Decreasing Long

1,132

10.7091 GBP

0.4p ordinary

SWAP

Decreasing Long

1,300

10.7061 GBP

0.4p ordinary

CFD

Decreasing Long

2,984

10.7367 GBP

0.4p ordinary

SWAP

Decreasing Long

3,103

10.7319 GBP

0.4p ordinary

SWAP

Decreasing Long

3,480

10.7127 GBP

0.4p ordinary

SWAP

Decreasing Long

3,506

10.7093 GBP

0.4p ordinary

SWAP

Decreasing Long

3,817

10.7269 GBP

0.4p ordinary

SWAP

Decreasing Long

4,017

10.6971 GBP

0.4p ordinary

CFD

Decreasing Long

4,225

10.7231 GBP

0.4p ordinary

SWAP

Decreasing Long

6,378

10.6954 GBP

0.4p ordinary

SWAP

Decreasing Long

10,355

10.7396 GBP

0.4p ordinary

SWAP

Decreasing Long

11,601

10.7275 GBP

0.4p ordinary

CFD

Decreasing Long

18,337

10.7003 GBP

0.4p ordinary

SWAP

Decreasing Long

30,453

10.7237 GBP

0.4p ordinary

SWAP

Decreasing Long

231,574

10.6950 GBP

0.4p ordinary

SWAP

Decreasing Short

74

10.7199 GBP

0.4p ordinary

SWAP

Decreasing Short

376

10.7134 GBP

0.4p ordinary

SWAP

Decreasing Short

598

10.7364 GBP

0.4p ordinary

SWAP

Decreasing Short

2,958

10.7053 GBP

0.4p ordinary

SWAP

Increasing Long

5

10.7223 GBP

0.4p ordinary

SWAP

Increasing Long

76

10.7400 GBP

0.4p ordinary

SWAP

Increasing Long

188

10.7000 GBP

0.4p ordinary

SWAP

Increasing Long

444

10.6900 GBP

0.4p ordinary

CFD

Increasing Long

1,031

10.7012 GBP

0.4p ordinary

SWAP

Increasing Long

2,700

10.7161 GBP

0.4p ordinary

SWAP

Increasing Long

3,432

10.7329 GBP

0.4p ordinary

SWAP

Increasing Long

5,648

10.7119 GBP

0.4p ordinary

SWAP

Increasing Long

6,211

10.7217 GBP

0.4p ordinary

SWAP

Increasing Long

7,449

10.7170 GBP

0.4p ordinary

SWAP

Increasing Long

8,130

10.6950 GBP

0.4p ordinary

SWAP

Increasing Long

10,874

10.7139 GBP

0.4p ordinary

CFD

Increasing Long

17,306

10.6950 GBP

0.4p ordinary

SWAP

Increasing Long

19,061

10.7174 GBP

0.4p ordinary

SWAP

Increasing Short

794

10.7197 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

06 Jun 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213