Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

06 Jun 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

739,262

0.16%

7,763,832

1.64%

(2) Cash-settled derivatives:

7,746,570

1.63%

484,759

0.10%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

8,485,832

1.79%

8,248,591

1.74%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

1256022

10.7900 GBP

10.5750 GBP

0.4p ordinary

Sale

526026

10.7900 GBP

10.5618 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Closing Long

50

10.7589 GBP

0.4p ordinary

CFD

Decreasing Long

77

10.7637 GBP

0.4p ordinary

SWAP

Decreasing Long

116

10.7100 GBP

0.4p ordinary

SWAP

Decreasing Long

234

10.6450 GBP

0.4p ordinary

SWAP

Decreasing Long

263

10.5853 GBP

0.4p ordinary

SWAP

Decreasing Long

464

10.7167 GBP

0.4p ordinary

SWAP

Decreasing Long

1,315

10.6190 GBP

0.4p ordinary

SWAP

Decreasing Long

1,841

10.6020 GBP

0.4p ordinary

SWAP

Decreasing Long

2,104

10.5966 GBP

0.4p ordinary

SWAP

Decreasing Long

2,961

10.6515 GBP

0.4p ordinary

SWAP

Decreasing Long

3,584

10.6343 GBP

0.4p ordinary

CFD

Decreasing Long

7,823

10.6307 GBP

0.4p ordinary

SWAP

Decreasing Long

8,467

10.6546 GBP

0.4p ordinary

SWAP

Decreasing Long

8,657

10.6095 GBP

0.4p ordinary

SWAP

Decreasing Long

10,810

10.6141 GBP

0.4p ordinary

SWAP

Decreasing Long

11,367

10.6168 GBP

0.4p ordinary

CFD

Decreasing Long

14,296

10.6170 GBP

0.4p ordinary

SWAP

Decreasing Long

14,822

10.6559 GBP

0.4p ordinary

SWAP

Decreasing Long

16,728

10.6842 GBP

0.4p ordinary

CFD

Decreasing Long

17,180

10.7073 GBP

0.4p ordinary

SWAP

Decreasing Long

17,675

10.6328 GBP

0.4p ordinary

SWAP

Decreasing Long

21,416

10.6685 GBP

0.4p ordinary

SWAP

Decreasing Long

27,149

10.6311 GBP

0.4p ordinary

SWAP

Decreasing Long

33,602

10.6124 GBP

0.4p ordinary

SWAP

Decreasing Long

38,007

10.6317 GBP

0.4p ordinary

CFD

Decreasing Long

45,559

10.6950 GBP

0.4p ordinary

SWAP

Decreasing Long

72,491

10.6143 GBP

0.4p ordinary

SWAP

Decreasing Long

432,563

10.6550 GBP

0.4p ordinary

SWAP

Decreasing Short

75

10.5722 GBP

0.4p ordinary

SWAP

Decreasing Short

167

10.7642 GBP

0.4p ordinary

SWAP

Decreasing Short

446

10.6718 GBP

0.4p ordinary

SWAP

Decreasing Short

3,538

10.6874 GBP

0.4p ordinary

SWAP

Increasing Long

724

10.6909 GBP

0.4p ordinary

SWAP

Increasing Long

1,535

10.6902 GBP

0.4p ordinary

CFD

Increasing Long

1,818

10.6747 GBP

0.4p ordinary

SWAP

Increasing Long

4,007

10.7241 GBP

0.4p ordinary

SWAP

Increasing Long

11,053

10.6322 GBP

0.4p ordinary

SWAP

Increasing Long

12,618

10.6869 GBP

0.4p ordinary

SWAP

Increasing Long

15,342

10.6550 GBP

0.4p ordinary

CFD

Increasing Long

15,362

10.6550 GBP

0.4p ordinary

SWAP

Increasing Long

22,104

10.6319 GBP

0.4p ordinary

CFD

Increasing Long

45,559

10.6950 GBP

0.4p ordinary

SWAP

Opening Long

3

10.6833 GBP

0.4p ordinary

SWAP

Opening Long

3,254

10.6891 GBP

0.4p ordinary

SWAP

Opening Long

15,759

10.7083 GBP

0.4p ordinary

SWAP

Opening Long

17,773

10.6387 GBP

0.4p ordinary

SWAP

Opening Short

22,331

10.7901 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

07 Jun 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213