Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

18 Jul 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

770,690

0.16%

4,414,241

0.93%

(2) Cash-settled derivatives:

4,286,684

0.90%

579,280

0.12%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

5,057,374

1.07%

4,993,521

1.05%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

245903

11.1825 GBP

10.9362 GBP

0.4p ordinary

Sale

162418

11.1800 GBP

10.9250 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Increasing Short

13,200

11.0800 GBP

0.4p ordinary

SWAP

Increasing Short

200

11.1075 GBP

0.4p ordinary

CFD

Increasing Short

1,251

11.1574 GBP

0.4p ordinary

SWAP

Opening Short

187

11.1084 GBP

0.4p ordinary

SWAP

Increasing Long

882

11.0746 GBP

0.4p ordinary

SWAP

Increasing Long

10,459

11.0748 GBP

0.4p ordinary

SWAP

Increasing Long

575

11.0862 GBP

0.4p ordinary

SWAP

Increasing Long

10,743

11.0875 GBP

0.4p ordinary

SWAP

Increasing Long

7,713

11.0984 GBP

0.4p ordinary

SWAP

Decreasing Long

10,138

11.0188 GBP

0.4p ordinary

SWAP

Decreasing Long

6,264

11.0758 GBP

0.4p ordinary

SWAP

Decreasing Long

23,149

11.0799 GBP

0.4p ordinary

SWAP

Decreasing Long

977

11.0813 GBP

0.4p ordinary

SWAP

Decreasing Long

6,041

11.0933 GBP

0.4p ordinary

SWAP

Increasing Long

10,736

11.1162 GBP

0.4p ordinary

SWAP

Decreasing Long

17,495

11.0800 GBP

0.4p ordinary

SWAP

Decreasing Long

1,725

11.1112 GBP

0.4p ordinary

SWAP

Decreasing Long

3,316

11.1163 GBP

0.4p ordinary

SWAP

Decreasing Long

6,083

11.1181 GBP

0.4p ordinary

SWAP

Decreasing Long

1,986

11.1410 GBP

0.4p ordinary

SWAP

Decreasing Long

13,885

11.1436 GBP

0.4p ordinary

SWAP

Decreasing Short

1,000

11.0941 GBP

0.4p ordinary

SWAP

Decreasing Short

2,113

11.0777 GBP

0.4p ordinary

SWAP

Closing Long

9,280

11.0984 GBP

0.4p ordinary

SWAP

Increasing Long

1,437

11.0741 GBP

0.4p ordinary

SWAP

Increasing Long

7,961

11.0963 GBP

0.4p ordinary

SWAP

Increasing Long

8,036

11.1016 GBP

0.4p ordinary

SWAP

Decreasing Long

12,202

11.0800 GBP

0.4p ordinary

SWAP

Decreasing Long

13,718

11.0948 GBP

0.4p ordinary

SWAP

Decreasing Long

482

11.0950 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Jul 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213