Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

HARGREAVES LANSDOWN PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

HARGREAVES LANSDOWN PLC

principal trader is connected

(d)

Date position held/dealing undertaken:

05 Aug 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

NO

trader making disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

740,738

0.16%

3,091,587

0.65%

(2)

Cash-settled derivatives:

and/or controlled:

2,963,581

0.62%

566,352

0.12%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

3,704,319

0.78%

3,657,939

0.77%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

paid/received

0.4p ordinary

Purchase

783,467

10.6700 GBP

10.5144 GBP

0.4p ordinary

Sale

242,629

10.6763 GBP

10.5150 GBP

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

0.4p ordinary

SWAP

Increasing Short

4,100

10.5150 GBP

0.4p ordinary

SWAP

Decreasing Short

29

10.5150 GBP

0.4p ordinary

SWAP

Opening Long

721

10.5928 GBP

0.4p ordinary

SWAP

Closing Long

232

10.6183 GBP

0.4p ordinary

CFD

Decreasing Short

4,428

10.6283 GBP

0.4p ordinary

CFD

Increasing Short

1,691

10.5738 GBP

0.4p ordinary

CFD

Increasing Short

9,680

10.5742 GBP

0.4p ordinary

SWAP

Increasing Short

1,029

10.6275 GBP

0.4p ordinary

SWAP

Opening Long

9,060

10.6099 GBP

0.4p ordinary

SWAP

Opening Short

11,197

10.5740 GBP

0.4p ordinary

SWAP

Decreasing Long

244,490

10.5803 GBP

0.4p ordinary

SWAP

Decreasing Long

17,823

10.6512 GBP

0.4p ordinary

SWAP

Increasing Long

36,729

10.5204 GBP

0.4p ordinary

SWAP

Increasing Long

46,675

10.6163 GBP

0.4p ordinary

SWAP

Increasing Long

451

10.6350 GBP

0.4p ordinary

SWAP

Increasing Long

94

10.7750 GBP

0.4p ordinary

SWAP

Decreasing Long

83,104

10.5150 GBP

0.4p ordinary

SWAP

Decreasing Long

13,456

10.5189 GBP

0.4p ordinary

SWAP

Decreasing Long

44,653

10.5395 GBP

0.4p ordinary

SWAP

Decreasing Long

33,677

10.5694 GBP

0.4p ordinary

SWAP

Decreasing Long

547

10.6086 GBP

0.4p ordinary

SWAP

Increasing Long

13,871

10.6073 GBP

0.4p ordinary

SWAP

Decreasing Long

97

10.5465 GBP

0.4p ordinary

SWAP

Decreasing Long

16,773

10.5723 GBP

0.4p ordinary

SWAP

Decreasing Long

153

10.5764 GBP

0.4p ordinary

SWAP

Decreasing Long

4,576

10.5778 GBP

0.4p ordinary

SWAP

Decreasing Long

1,664

10.5950 GBP

0.4p ordinary

SWAP

Decreasing Long

33,483

10.5977 GBP

0.4p ordinary

SWAP

Decreasing Long

262

10.6399 GBP

0.4p ordinary

SWAP

Increasing Long

1,381

10.5987 GBP

0.4p ordinary

SWAP

Decreasing Long

70,867

10.5150 GBP

0.4p ordinary

SWAP

Decreasing Long

52,445

10.5361 GBP

0.4p ordinary

SWAP

Decreasing Long

22,418

10.5752 GBP

0.4p ordinary

SWAP

Decreasing Long

275

10.6050 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

06 Aug 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213