Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

07 Jun 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

732,195

0.15%

7,473,755

1.58%

(2) Cash-settled derivatives:

7,460,041

1.57%

481,842

0.10%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

8,192,236

1.73%

7,955,597

1.68%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

444129

10.6940 GBP

10.5771 GBP

0.4p ordinary

Sale

164553

10.6900 GBP

10.5550 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Closing Long

45

10.6751 GBP

0.4p ordinary

SWAP

Closing Long

1,028

10.5850 GBP

0.4p ordinary

SWAP

Decreasing Long

123

10.6065 GBP

0.4p ordinary

CFD

Decreasing Long

142

10.6553 GBP

0.4p ordinary

SWAP

Decreasing Long

166

10.6604 GBP

0.4p ordinary

SWAP

Decreasing Long

206

10.6788 GBP

0.4p ordinary

SWAP

Decreasing Long

216

10.6806 GBP

0.4p ordinary

SWAP

Decreasing Long

233

10.6656 GBP

0.4p ordinary

SWAP

Decreasing Long

238

10.6706 GBP

0.4p ordinary

SWAP

Decreasing Long

263

10.6824 GBP

0.4p ordinary

SWAP

Decreasing Long

264

10.6756 GBP

0.4p ordinary

SWAP

Decreasing Long

270

10.6654 GBP

0.4p ordinary

SWAP

Decreasing Long

329

10.6463 GBP

0.4p ordinary

SWAP

Decreasing Long

356

10.6670 GBP

0.4p ordinary

SWAP

Decreasing Long

390

10.6134 GBP

0.4p ordinary

SWAP

Decreasing Long

443

10.6782 GBP

0.4p ordinary

SWAP

Decreasing Long

460

10.6356 GBP

0.4p ordinary

SWAP

Decreasing Long

477

10.6593 GBP

0.4p ordinary

SWAP

Decreasing Long

484

10.6721 GBP

0.4p ordinary

SWAP

Decreasing Long

548

10.6808 GBP

0.4p ordinary

SWAP

Decreasing Long

642

10.6517 GBP

0.4p ordinary

SWAP

Decreasing Long

794

10.6932 GBP

0.4p ordinary

SWAP

Decreasing Long

846

10.6804 GBP

0.4p ordinary

SWAP

Decreasing Long

879

10.6805 GBP

0.4p ordinary

SWAP

Decreasing Long

1,079

10.6779 GBP

0.4p ordinary

SWAP

Decreasing Long

1,148

10.5771 GBP

0.4p ordinary

SWAP

Decreasing Long

1,472

10.6241 GBP

0.4p ordinary

SWAP

Decreasing Long

1,507

10.6312 GBP

0.4p ordinary

SWAP

Decreasing Long

1,990

10.6657 GBP

0.4p ordinary

SWAP

Decreasing Long

2,019

10.6854 GBP

0.4p ordinary

SWAP

Decreasing Long

2,020

10.6940 GBP

0.4p ordinary

CFD

Decreasing Long

3,792

10.6421 GBP

0.4p ordinary

CFD

Decreasing Long

6,784

10.6436 GBP

0.4p ordinary

CFD

Decreasing Long

8,957

10.5859 GBP

0.4p ordinary

SWAP

Decreasing Long

10,082

10.6176 GBP

0.4p ordinary

SWAP

Decreasing Long

13,460

10.6676 GBP

0.4p ordinary

SWAP

Decreasing Long

34,282

10.6170 GBP

0.4p ordinary

SWAP

Decreasing Long

36,665

10.6282 GBP

0.4p ordinary

SWAP

Decreasing Long

189,104

10.5850 GBP

0.4p ordinary

SWAP

Decreasing Short

39

10.6449 GBP

0.4p ordinary

SWAP

Decreasing Short

186

10.6450 GBP

0.4p ordinary

SWAP

Decreasing Short

2,692

10.6317 GBP

0.4p ordinary

SWAP

Increasing Long

31

10.6765 GBP

0.4p ordinary

SWAP

Increasing Long

360

10.5849 GBP

0.4p ordinary

SWAP

Increasing Long

559

10.5800 GBP

0.4p ordinary

CFD

Increasing Long

1,003

10.5850 GBP

0.4p ordinary

SWAP

Increasing Long

1,445

10.6245 GBP

0.4p ordinary

SWAP

Increasing Long

1,548

10.5850 GBP

0.4p ordinary

SWAP

Increasing Long

1,876

10.6512 GBP

0.4p ordinary

CFD

Increasing Long

2,789

10.6368 GBP

0.4p ordinary

SWAP

Increasing Long

6,626

10.6493 GBP

0.4p ordinary

SWAP

Increasing Long

9,279

10.5885 GBP

0.4p ordinary

SWAP

Increasing Long

12,068

10.6185 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

10 Jun 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213