Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

01 Jul 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

780,461

0.16%

5,555,458

1.17%

(2) Cash-settled derivatives:

5,418,245

1.14%

580,853

0.12%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

6,198,706

1.31%

6,136,311

1.29%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

393663

11.4050 GBP

11.2694 GBP

0.4p ordinary

Sale

135533

11.4100 GBP

11.2699 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Decreasing Short

2,900

11.2700 GBP

0.4p ordinary

CFD

Decreasing Short

2,500

11.2942 GBP

0.4p ordinary

CFD

Decreasing Short

10,718

11.3044 GBP

0.4p ordinary

SWAP

Opening Long

300

11.2850 GBP

0.4p ordinary

SWAP

Decreasing Long

21

11.3023 GBP

0.4p ordinary

SWAP

Increasing Long

49,321

11.2803 GBP

0.4p ordinary

SWAP

Decreasing Long

25,876

11.2700 GBP

0.4p ordinary

SWAP

Closing Long

24,496

11.3218 GBP

0.4p ordinary

SWAP

Decreasing Short

980

11.3780 GBP

0.4p ordinary

SWAP

Increasing Long

21,806

11.2710 GBP

0.4p ordinary

SWAP

Increasing Long

6,312

11.3001 GBP

0.4p ordinary

SWAP

Increasing Long

1,673

11.3208 GBP

0.4p ordinary

SWAP

Increasing Long

55

11.3500 GBP

0.4p ordinary

SWAP

Decreasing Long

34,294

11.2700 GBP

0.4p ordinary

SWAP

Decreasing Long

17,679

11.2821 GBP

0.4p ordinary

SWAP

Decreasing Long

94,878

11.3121 GBP

0.4p ordinary

SWAP

Decreasing Long

1,209

11.3185 GBP

0.4p ordinary

SWAP

Decreasing Long

15,330

11.3583 GBP

0.4p ordinary

SWAP

Increasing Long

1,604

11.2699 GBP

0.4p ordinary

SWAP

Increasing Long

36

11.2849 GBP

0.4p ordinary

SWAP

Increasing Long

1,147

11.3020 GBP

0.4p ordinary

SWAP

Increasing Long

26

11.3698 GBP

0.4p ordinary

SWAP

Decreasing Long

14,381

11.2700 GBP

0.4p ordinary

SWAP

Decreasing Long

14,533

11.3045 GBP

0.4p ordinary

SWAP

Decreasing Long

11,354

11.3062 GBP

0.4p ordinary

SWAP

Decreasing Long

3,554

11.3076 GBP

0.4p ordinary

SWAP

Opening Short

19,733

11.3096 GBP

0.4p ordinary

SWAP

Increasing Short

1,579

11.3383 GBP

0.4p ordinary

SWAP

Increasing Short

1,867

11.3483 GBP

0.4p ordinary

SWAP

Increasing Short

50

11.3486 GBP

0.4p ordinary

SWAP

Decreasing Long

1,195

11.2703 GBP

0.4p ordinary

SWAP

Decreasing Long

25,229

11.2700 GBP

0.4p ordinary

SWAP

Decreasing Long

46,824

11.3111 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

02 Jul 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213