Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC Amend

FORM 8.5 (EPT/NON-RI) Amendment in 2(a) and 3(a)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

03 Jul 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

774,810

0.16%

5,231,385

1.10%

(2) Cash-settled derivatives:

5,100,229

1.08%

635,355

0.13%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

5,875,039

1.24%

5,866,740

1.24%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

455056

11.2457 GBP

11.1494 GBP

0.4p ordinary

Sale

274957

11.2400 GBP

11.1499 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Decreasing Short

5,800

11.1500 GBP

0.4p ordinary

CFD

Increasing Short

7,133

11.1510 GBP

0.4p ordinary

CFD

Increasing Short

3,366

11.1886 GBP

0.4p ordinary

SWAP

Increasing Short

20

11.2351 GBP

0.4p ordinary

SWAP

Decreasing Long

279

11.2100 GBP

0.4p ordinary

SWAP

Decreasing Long

22,630

11.1518 GBP

0.4p ordinary

SWAP

Increasing Long

23,007

11.1500 GBP

0.4p ordinary

SWAP

Increasing Long

60

11.2000 GBP

0.4p ordinary

SWAP

Increasing Long

806

11.2111 GBP

0.4p ordinary

SWAP

Increasing Long

507

11.2224 GBP

0.4p ordinary

SWAP

Decreasing Long

72,474

11.1500 GBP

0.4p ordinary

SWAP

Decreasing Long

9,385

11.1857 GBP

0.4p ordinary

SWAP

Decreasing Long

70,006

11.2041 GBP

0.4p ordinary

SWAP

Decreasing Long

1,850

11.2071 GBP

0.4p ordinary

SWAP

Decreasing Long

1,358

11.2266 GBP

0.4p ordinary

SWAP

Opening Long

15,687

11.1499 GBP

0.4p ordinary

SWAP

Increasing Long

794

11.1752 GBP

0.4p ordinary

SWAP

Increasing Long

104

11.1899 GBP

0.4p ordinary

SWAP

Increasing Long

4,290

11.2066 GBP

0.4p ordinary

SWAP

Increasing Long

12,033

11.2121 GBP

0.4p ordinary

SWAP

Increasing Long

2,359

11.2182 GBP

0.4p ordinary

SWAP

Decreasing Long

3,573

11.1500 GBP

0.4p ordinary

SWAP

Decreasing Long

14,826

11.2006 GBP

0.4p ordinary

SWAP

Decreasing Long

2,503

11.2403 GBP

0.4p ordinary

SWAP

Decreasing Long

377

11.2457 GBP

0.4p ordinary

SWAP

Increasing Short

125

11.2341 GBP

0.4p ordinary

SWAP

Decreasing Long

2,240

11.1502 GBP

0.4p ordinary

SWAP

Decreasing Long

6,384

11.1625 GBP

0.4p ordinary

SWAP

Decreasing Long

1,190

11.1921 GBP

0.4p ordinary

SWAP

Decreasing Long

2,682

11.2065 GBP

0.4p ordinary

SWAP

Decreasing Long

60,416

11.1500 GBP

0.4p ordinary

SWAP

Decreasing Long

14,539

11.1600 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

08 Jul 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213