Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

10 Jun 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

728,164

0.15%

7,393,622

1.56%

(2) Cash-settled derivatives:

7,362,548

1.55%

479,462

0.10%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

8,090,712

1.71%

7,873,084

1.66%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

329966

10.8705 GBP

10.6450 GBP

0.4p ordinary

Sale

253374

10.8550 GBP

10.6357 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Closing Long

5,373

10.7400 GBP

0.4p ordinary

SWAP

Closing Long

14,637

10.7619 GBP

0.4p ordinary

SWAP

Closing Long

23,233

10.7346 GBP

0.4p ordinary

SWAP

Closing Short

1,168

10.7400 GBP

0.4p ordinary

SWAP

Decreasing Long

23

10.7222 GBP

0.4p ordinary

SWAP

Decreasing Long

62

10.7300 GBP

0.4p ordinary

SWAP

Decreasing Long

116

10.7249 GBP

0.4p ordinary

SWAP

Decreasing Long

214

10.7556 GBP

0.4p ordinary

SWAP

Decreasing Long

227

10.7550 GBP

0.4p ordinary

SWAP

Decreasing Long

270

10.7403 GBP

0.4p ordinary

SWAP

Decreasing Long

444

10.8705 GBP

0.4p ordinary

SWAP

Decreasing Long

532

10.7557 GBP

0.4p ordinary

SWAP

Decreasing Long

572

10.7354 GBP

0.4p ordinary

SWAP

Decreasing Long

646

10.7140 GBP

0.4p ordinary

CFD

Decreasing Long

714

10.8003 GBP

0.4p ordinary

SWAP

Decreasing Long

1,180

10.7562 GBP

0.4p ordinary

SWAP

Decreasing Long

2,200

10.7400 GBP

0.4p ordinary

SWAP

Decreasing Long

3,254

10.7416 GBP

0.4p ordinary

SWAP

Decreasing Long

3,465

10.7362 GBP

0.4p ordinary

SWAP

Decreasing Long

3,774

10.7328 GBP

0.4p ordinary

SWAP

Decreasing Long

4,238

10.7593 GBP

0.4p ordinary

SWAP

Decreasing Long

4,717

10.7980 GBP

0.4p ordinary

SWAP

Decreasing Long

5,177

10.7404 GBP

0.4p ordinary

SWAP

Decreasing Long

5,415

10.7692 GBP

0.4p ordinary

SWAP

Decreasing Long

7,089

10.7891 GBP

0.4p ordinary

SWAP

Decreasing Long

12,121

10.7378 GBP

0.4p ordinary

CFD

Decreasing Long

12,139

10.7720 GBP

0.4p ordinary

SWAP

Decreasing Long

14,234

10.7351 GBP

0.4p ordinary

SWAP

Decreasing Long

19,617

10.7386 GBP

0.4p ordinary

SWAP

Decreasing Long

81,269

10.7400 GBP

0.4p ordinary

SWAP

Decreasing Short

166

10.8335 GBP

0.4p ordinary

SWAP

Decreasing Short

1,046

10.7237 GBP

0.4p ordinary

SWAP

Increasing Long

19

10.8349 GBP

0.4p ordinary

SWAP

Increasing Long

44

10.8059 GBP

0.4p ordinary

SWAP

Increasing Long

162

10.8503 GBP

0.4p ordinary

SWAP

Increasing Long

163

10.7400 GBP

0.4p ordinary

SWAP

Increasing Long

848

10.7126 GBP

0.4p ordinary

SWAP

Increasing Long

1,064

10.7400 GBP

0.4p ordinary

CFD

Increasing Long

2,699

10.6357 GBP

0.4p ordinary

SWAP

Increasing Long

3,938

10.7730 GBP

0.4p ordinary

SWAP

Increasing Long

8,134

10.7842 GBP

0.4p ordinary

SWAP

Increasing Long

8,997

10.7827 GBP

0.4p ordinary

CFD

Increasing Long

9,440

10.7400 GBP

0.4p ordinary

SWAP

Increasing Long

12,077

10.7769 GBP

0.4p ordinary

SWAP

Increasing Long

12,706

10.8033 GBP

0.4p ordinary

SWAP

Increasing Long

29,148

10.7739 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

11 Jun 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213