Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

31 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

708,346

0.15%

9,268,164

1.95%

(2) Cash-settled derivatives:

9,341,154

1.97%

565,829

0.12%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

10,049,500

2.12%

9,833,993

2.07%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

1318883

10.7970 GBP

10.4900 GBP

0.4p ordinary

Sale

1058259

10.8050 GBP

10.5150 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Closing Long

54

10.5200 GBP

0.4p ordinary

SWAP

Closing Long

433

10.7822 GBP

0.4p ordinary

SWAP

Closing Long

1,774

10.5555 GBP

0.4p ordinary

SWAP

Closing Long

3,395

10.5885 GBP

0.4p ordinary

SWAP

Closing Long

6,427

10.5550 GBP

0.4p ordinary

SWAP

Decreasing Long

91

10.5284 GBP

0.4p ordinary

SWAP

Decreasing Long

137

10.5278 GBP

0.4p ordinary

SWAP

Decreasing Long

175

10.7510 GBP

0.4p ordinary

SWAP

Decreasing Long

218

10.5706 GBP

0.4p ordinary

SWAP

Decreasing Long

299

10.5204 GBP

0.4p ordinary

SWAP

Decreasing Long

602

10.6611 GBP

0.4p ordinary

SWAP

Decreasing Long

1,030

10.4921 GBP

0.4p ordinary

SWAP

Decreasing Long

1,667

10.6465 GBP

0.4p ordinary

SWAP

Decreasing Long

1,790

10.5554 GBP

0.4p ordinary

SWAP

Decreasing Long

2,462

10.6109 GBP

0.4p ordinary

SWAP

Decreasing Long

2,543

10.5047 GBP

0.4p ordinary

SWAP

Decreasing Long

3,441

10.7030 GBP

0.4p ordinary

SWAP

Decreasing Long

3,869

10.5488 GBP

0.4p ordinary

SWAP

Decreasing Long

5,760

10.5323 GBP

0.4p ordinary

SWAP

Decreasing Long

6,002

10.6922 GBP

0.4p ordinary

SWAP

Decreasing Long

7,407

10.5659 GBP

0.4p ordinary

SWAP

Decreasing Long

7,496

10.5608 GBP

0.4p ordinary

SWAP

Decreasing Long

10,286

10.5338 GBP

0.4p ordinary

SWAP

Decreasing Long

10,360

10.6608 GBP

0.4p ordinary

SWAP

Decreasing Long

14,817

10.5635 GBP

0.4p ordinary

SWAP

Decreasing Long

22,940

10.5439 GBP

0.4p ordinary

SWAP

Decreasing Long

29,056

10.5642 GBP

0.4p ordinary

SWAP

Decreasing Long

31,468

10.5681 GBP

0.4p ordinary

SWAP

Decreasing Long

48,346

10.5485 GBP

0.4p ordinary

SWAP

Decreasing Long

196,502

10.5550 GBP

0.4p ordinary

SWAP

Decreasing Short

112

10.6373 GBP

0.4p ordinary

SWAP

Decreasing Short

623

10.6912 GBP

0.4p ordinary

SWAP

Decreasing Short

1,075

10.6563 GBP

0.4p ordinary

CFD

Decreasing Short

1,414

10.7585 GBP

0.4p ordinary

SWAP

Decreasing Short

2,195

10.6559 GBP

0.4p ordinary

SWAP

Increasing Long

23

10.6800 GBP

0.4p ordinary

SWAP

Increasing Long

46

10.5150 GBP

0.4p ordinary

SWAP

Increasing Long

68

10.6971 GBP

0.4p ordinary

SWAP

Increasing Long

174

10.7749 GBP

0.4p ordinary

SWAP

Increasing Long

340

10.7544 GBP

0.4p ordinary

SWAP

Increasing Long

780

10.7869 GBP

0.4p ordinary

SWAP

Increasing Long

2,435

10.7926 GBP

0.4p ordinary

SWAP

Increasing Long

4,607

10.7894 GBP

0.4p ordinary

SWAP

Increasing Long

5,163

10.7339 GBP

0.4p ordinary

SWAP

Increasing Long

11,556

10.6684 GBP

0.4p ordinary

SWAP

Increasing Long

14,032

10.5550 GBP

0.4p ordinary

SWAP

Increasing Long

16,468

10.7492 GBP

0.4p ordinary

SWAP

Increasing Long

26,871

10.5576 GBP

0.4p ordinary

SWAP

Increasing Long

55,166

10.7663 GBP

0.4p ordinary

CFD

Increasing Short

332

10.5203 GBP

0.4p ordinary

CFD

Increasing Short

809

10.5558 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

03 Jun 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213