Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

HARGREAVES LANSDOWN PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

HARGREAVES LANSDOWN PLC

principal trader is connected

(d)

Date position held/dealing undertaken:

01 Aug 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

NO

trader making disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

755,349

0.16%

3,491,491

0.74%

(2)

Cash-settled derivatives:

and/or controlled:

3,372,126

0.71%

572,937

0.12%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

4,127,475

0.87%

4,064,428

0.86%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

paid/received

0.4p ordinary

Purchase

527,058

11.1300 GBP

10.9544 GBP

0.4p ordinary

Sale

373,139

11.1053 GBP

10.9550 GBP

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

0.4p ordinary

SWAP

Increasing Short

200

11.0750 GBP

0.4p ordinary

SWAP

Opening Long

811

11.0516 GBP

0.4p ordinary

SWAP

Opening Short

549

11.0417 GBP

0.4p ordinary

CFD

Decreasing Short

8,650

11.0744 GBP

0.4p ordinary

CFD

Increasing Short

302

11.0359 GBP

0.4p ordinary

CFD

Increasing Short

2,410

11.0586 GBP

0.4p ordinary

SWAP

Increasing Short

3,597

11.0490 GBP

0.4p ordinary

SWAP

Decreasing Short

169

11.1150 GBP

0.4p ordinary

SWAP

Opening Long

1,474

11.0336 GBP

0.4p ordinary

SWAP

Opening Short

6,847

10.9550 GBP

0.4p ordinary

SWAP

Increasing Short

13,728

11.0165 GBP

0.4p ordinary

SWAP

Increasing Short

249

11.0522 GBP

0.4p ordinary

SWAP

Increasing Short

836

11.0900 GBP

0.4p ordinary

SWAP

Increasing Long

1,861

10.9603 GBP

0.4p ordinary

SWAP

Increasing Long

1,326

11.0612 GBP

0.4p ordinary

SWAP

Increasing Long

13

11.0650 GBP

0.4p ordinary

SWAP

Increasing Long

15,638

11.0680 GBP

0.4p ordinary

SWAP

Decreasing Long

74,175

10.9550 GBP

0.4p ordinary

SWAP

Decreasing Long

963

11.0477 GBP

0.4p ordinary

SWAP

Decreasing Long

22,134

11.0549 GBP

0.4p ordinary

SWAP

Increasing Long

99

11.0699 GBP

0.4p ordinary

SWAP

Increasing Long

3,329

11.0704 GBP

0.4p ordinary

SWAP

Increasing Long

623

11.0804 GBP

0.4p ordinary

SWAP

Increasing Long

194

11.0849 GBP

0.4p ordinary

SWAP

Decreasing Long

10,697

10.9550 GBP

0.4p ordinary

SWAP

Decreasing Long

980

10.9800 GBP

0.4p ordinary

SWAP

Decreasing Long

4,484

11.0144 GBP

0.4p ordinary

SWAP

Decreasing Long

7,334

11.0719 GBP

0.4p ordinary

SWAP

Closing Short

1,675

11.0491 GBP

0.4p ordinary

SWAP

Increasing Short

635

11.0535 GBP

0.4p ordinary

SWAP

Increasing Short

788

11.0604 GBP

0.4p ordinary

SWAP

Increasing Long

1,169

11.0549 GBP

0.4p ordinary

SWAP

Increasing Long

27

11.0611 GBP

0.4p ordinary

SWAP

Decreasing Long

31,495

10.9550 GBP

0.4p ordinary

SWAP

Decreasing Long

8,913

11.0335 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

02 Aug 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213