18th Sep 2012 11:03
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS AG London Branch |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BAE Systems PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BAE Systems PLC |
(d) Date position held/dealing undertaken: | 17 September 2012 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES EADS NV |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| ||||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 4714 | 0.00% | 0 | 0.00% |
(2) Derivatives (other than options): | 0 | 0.00% | 0 | 0.00% |
(3) Options and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
TOTAL: | 4714 | 0.00% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
2.5p ordinary | Buy
| 70000 | 3.42000 GBP |
2.5p ordinary | Buy
| 2730 | 3.42200 GBP |
2.5p ordinary | Buy
| 3550 | 3.42400 GBP |
2.5p ordinary | Buy
| 8793 | 3.42500 GBP |
2.5p ordinary | Buy
| 2130 | 3.42600 GBP |
2.5p ordinary | Buy
| 147 | 3.43100 GBP |
2.5p ordinary | Buy
| 6401 | 3.43200 GBP |
2.5p ordinary | Buy
| 26100 | 3.43300 GBP |
2.5p ordinary | Buy
| 12853 | 3.43400 GBP |
2.5p ordinary | Buy
| 2431 | 3.43500 GBP |
2.5p ordinary | Buy
| 6560 | 3.43600 GBP |
2.5p ordinary | Buy
| 5504 | 3.43700 GBP |
2.5p ordinary | Buy
| 7690 | 3.43800 GBP |
2.5p ordinary | Buy
| 48 | 3.43850 GBP |
2.5p ordinary | Buy
| 4421 | 3.44000 GBP |
2.5p ordinary | Buy
| 1155 | 3.44050 GBP |
2.5p ordinary | Buy
| 622 | 3.44200 GBP |
2.5p ordinary | Buy
| 1209 | 3.44300 GBP |
2.5p ordinary | Buy
| 4504 | 3.44400 GBP |
2.5p ordinary | Buy
| 2479 | 3.44600 GBP |
2.5p ordinary | Buy
| 2640 | 3.44800 GBP |
2.5p ordinary | Buy
| 2483 | 3.44900 GBP |
2.5p ordinary | Buy
| 18572 | 3.45000 GBP |
2.5p ordinary | Buy
| 2534 | 3.45100 GBP |
2.5p ordinary | Buy
| 2069 | 3.45400 GBP |
2.5p ordinary | Buy
| 12903 | 3.45500 GBP |
2.5p ordinary | Buy
| 3824 | 3.45600 GBP |
2.5p ordinary | Buy
| 12043 | 3.45700 GBP |
2.5p ordinary | Buy
| 20500 | 3.45800 GBP |
2.5p ordinary | Buy
| 525 | 3.45850 GBP |
2.5p ordinary | Buy
| 7454 | 3.45900 GBP |
2.5p ordinary | Buy
| 2833 | 3.45950 GBP |
2.5p ordinary | Buy
| 2613 | 3.46000 GBP |
2.5p ordinary | Buy
| 2093 | 3.46050 GBP |
2.5p ordinary | Buy
| 11978 | 3.46100 GBP |
2.5p ordinary | Buy
| 800 | 3.46200 GBP |
2.5p ordinary | Buy
| 9811 | 3.46300 GBP |
2.5p ordinary | Buy
| 629 | 3.46350 GBP |
2.5p ordinary | Buy
| 7095 | 3.46400 GBP |
2.5p ordinary | Buy
| 2606 | 3.46500 GBP |
2.5p ordinary | Buy
| 566 | 3.46550 GBP |
2.5p ordinary | Buy
| 12981 | 3.46600 GBP |
2.5p ordinary | Buy
| 2021 | 3.46650 GBP |
2.5p ordinary | Buy
| 3841 | 3.46700 GBP |
2.5p ordinary | Buy
| 395 | 3.46750 GBP |
2.5p ordinary | Buy
| 18798 | 3.46800 GBP |
2.5p ordinary | Buy
| 5091 | 3.46900 GBP |
2.5p ordinary | Buy
| 13094 | 3.47000 GBP |
2.5p ordinary | Buy
| 9944 | 3.47100 GBP |
2.5p ordinary | Buy
| 31860 | 3.47200 GBP |
2.5p ordinary | Buy
| 5952 | 3.47300 GBP |
2.5p ordinary | Buy
| 617 | 3.47350 GBP |
2.5p ordinary | Buy
| 18515 | 3.47400 GBP |
2.5p ordinary | Buy
| 2283 | 3.47450 GBP |
2.5p ordinary | Buy
| 14033 | 3.47500 GBP |
2.5p ordinary | Buy
| 795 | 3.47550 GBP |
2.5p ordinary | Buy
| 1730 | 3.47600 GBP |
2.5p ordinary | Buy
| 4943 | 3.47700 GBP |
2.5p ordinary | Buy
| 3315 | 3.47900 GBP |
2.5p ordinary | Buy
| 7739 | 3.48100 GBP |
2.5p ordinary | Buy
| 8600 | 3.48500 GBP |
2.5p ordinary | Buy
| 6137 | 3.48600 GBP |
2.5p ordinary | Buy
| 8100 | 3.48700 GBP |
2.5p ordinary | Buy
| 7230 | 3.48800 GBP |
2.5p ordinary | Buy
| 3052 | 3.49000 GBP |
2.5p ordinary | Buy
| 1054 | 3.50000 GBP |
2.5p ordinary | Buy
| 10182 | 3.50200 GBP |
2.5p ordinary | Sell
| 90792 | 3.42000 GBP |
2.5p ordinary | Sell
| 3870 | 3.42500 GBP |
2.5p ordinary | Sell
| 5457 | 3.42600 GBP |
2.5p ordinary | Sell
| 2447 | 3.42700 GBP |
2.5p ordinary | Sell
| 1212 | 3.42900 GBP |
2.5p ordinary | Sell
| 7029 | 3.43200 GBP |
2.5p ordinary | Sell
| 977 | 3.43300 GBP |
2.5p ordinary | Sell
| 16410 | 3.43400 GBP |
2.5p ordinary | Sell
| 10154 | 3.43500 GBP |
2.5p ordinary | Sell
| 14880 | 3.43600 GBP |
2.5p ordinary | Sell
| 24442 | 3.43700 GBP |
2.5p ordinary | Sell
| 8810 | 3.43800 GBP |
2.5p ordinary | Sell
| 622 | 3.44300 GBP |
2.5p ordinary | Sell
| 1226 | 3.44400 GBP |
2.5p ordinary | Sell
| 500 | 3.44500 GBP |
2.5p ordinary | Sell
| 185 | 3.44700 GBP |
2.5p ordinary | Sell
| 652 | 3.44900 GBP |
2.5p ordinary | Sell
| 1352 | 3.45000 GBP |
2.5p ordinary | Sell
| 838 | 3.45100 GBP |
2.5p ordinary | Sell
| 1124 | 3.45200 GBP |
2.5p ordinary | Sell
| 2069 | 3.45600 GBP |
2.5p ordinary | Sell
| 5084 | 3.45700 GBP |
2.5p ordinary | Sell
| 5777 | 3.45800 GBP |
2.5p ordinary | Sell
| 223 | 3.45900 GBP |
2.5p ordinary | Sell
| 1390 | 3.45950 GBP |
2.5p ordinary | Sell
| 9548 | 3.46000 GBP |
2.5p ordinary | Sell
| 115 | 3.46200 GBP |
2.5p ordinary | Sell
| 8785 | 3.46400 GBP |
2.5p ordinary | Sell
| 9243 | 3.46500 GBP |
2.5p ordinary | Sell
| 602 | 3.46600 GBP |
2.5p ordinary | Sell
| 15521 | 3.46700 GBP |
2.5p ordinary | Sell
| 8802 | 3.46800 GBP |
2.5p ordinary | Sell
| 5091 | 3.47100 GBP |
2.5p ordinary | Sell
| 8850 | 3.47200 GBP |
2.5p ordinary | Sell
| 13361 | 3.47400 GBP |
2.5p ordinary | Sell
| 20822 | 3.47500 GBP |
2.5p ordinary | Sell
| 1908 | 3.47600 GBP |
2.5p ordinary | Sell
| 3040 | 3.47700 GBP |
2.5p ordinary | Sell
| 1283 | 3.47800 GBP |
2.5p ordinary | Sell
| 886 | 3.48000 GBP |
2.5p ordinary | Sell
| 1409 | 3.48200 GBP |
2.5p ordinary | Sell
| 3190 | 3.48300 GBP |
2.5p ordinary | Sell
| 2247 | 3.48350 GBP |
2.5p ordinary | Sell
| 1470 | 3.48400 GBP |
2.5p ordinary | Sell
| 2532 | 3.48600 GBP |
2.5p ordinary | Sell
| 2696 | 3.48650 GBP |
2.5p ordinary | Sell
| 2395 | 3.48700 GBP |
2.5p ordinary | Sell
| 40622 | 3.48800 GBP |
2.5p ordinary | Sell
| 2340 | 3.48900 GBP |
2.5p ordinary | Sell
| 12833 | 3.48950 GBP |
2.5p ordinary | Sell
| 14108 | 3.49000 GBP |
2.5p ordinary | Sell
| 2491 | 3.49050 GBP |
2.5p ordinary | Sell
| 11747 | 3.49100 GBP |
2.5p ordinary | Sell
| 4605 | 3.49200 GBP |
2.5p ordinary | Sell
| 6242 | 3.49250 GBP |
2.5p ordinary | Sell
| 2657 | 3.49300 GBP |
2.5p ordinary | Sell
| 2580 | 3.49350 GBP |
2.5p ordinary | Sell
| 1715 | 3.50100 GBP |
2.5p ordinary | Sell
| 713 | 3.50300 GBP |
TOTAL BUY :
| 498200 | ||
TOTAL SALE :
| 433971 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
|
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 18 September 2012 |
| Contact name: | Gemma Crewdson |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BAE Systems