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Form 8.5 (EPT/NON-RI) xstrata

3rd Sep 2012 12:40

RNS Number : 3559L
BNP Paribas London
03 September 2012
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

BNP Paribas

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Xstrata plc

 

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International plc

(d) Date position held/dealing undertaken:

31/08/2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.5 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,336,922

0.31

n/a

0.00

(2) Derivatives (other than options):

976,222

0.03

5,564,312

0.19

(3) Options and agreements to purchase/sell:

14,852,199

0.49

10,465,793

0.35

 

TOTAL:

24,165,343

0.80

16,030,105

0.53

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

n/a

Details, including nature of the rights concerned and relevant percentages:

n/a

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

 

 

 

 

 

 

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of Securities

Price per unit

USD 0.5 ordinary

Purchase

470

9.5710

USD 0.5 ordinary

Purchase

894

9.5670

USD 0.5 ordinary

Purchase

1,520

9.5650

USD 0.5 ordinary

Purchase

1,620

9.5590

USD 0.5 ordinary

Purchase

17

9.5588

USD 0.5 ordinary

Purchase

500

9.5560

USD 0.5 ordinary

Purchase

3,500

9.5550

USD 0.5 ordinary

Purchase

174

9.5530

USD 0.5 ordinary

Purchase

737

9.5340

USD 0.5 ordinary

Purchase

100,725

9.5220

USD 0.5 ordinary

Purchase

2,789

9.4860

USD 0.5 ordinary

Purchase

2,632

9.4830

USD 0.5 ordinary

Purchase

3,090

9.4400

USD 0.5 ordinary

Purchase

2,481

9.4190

USD 0.5 ordinary

Purchase

4,698

9.4170

USD 0.5 ordinary

Purchase

1,058

9.4150

USD 0.5 ordinary

Purchase

429

9.4020

USD 0.5 ordinary

Purchase

779

9.4000

USD 0.5 ordinary

Purchase

2,496

9.3740

USD 0.5 ordinary

Purchase

3,007

9.3710

USD 0.5 ordinary

Purchase

578

9.3610

USD 0.5 ordinary

Purchase

592

9.3600

USD 0.5 ordinary

Purchase

2,477

9.3580

USD 0.5 ordinary

Purchase

762

9.3540

USD 0.5 ordinary

Purchase

1,277

9.3520

USD 0.5 ordinary

Purchase

3,792

9.3460

USD 0.5 ordinary

Purchase

4,643

9.3450

USD 0.5 ordinary

Purchase

1,198

9.3320

USD 0.5 ordinary

Purchase

734

9.3310

USD 0.5 ordinary

Purchase

2,481

9.3300

USD 0.5 ordinary

Purchase

2,142

9.3290

USD 0.5 ordinary

Purchase

19

9.3289

USD 0.5 ordinary

Purchase

2,553

9.3270

USD 0.5 ordinary

Purchase

1,523

9.3250

USD 0.5 ordinary

Purchase

835

9.3240

USD 0.5 ordinary

Purchase

24,324

9.3238

USD 0.5 ordinary

Purchase

984

9.3230

USD 0.5 ordinary

Purchase

313

9.3220

USD 0.5 ordinary

Purchase

1,377

9.3210

USD 0.5 ordinary

Purchase

902

9.3200

USD 0.5 ordinary

Purchase

744

9.3190

USD 0.5 ordinary

Purchase

447

9.3170

USD 0.5 ordinary

Purchase

2,267

9.3160

USD 0.5 ordinary

Purchase

753

9.3150

USD 0.5 ordinary

Purchase

3,235

9.3130

USD 0.5 ordinary

Purchase

2,720

9.3100

USD 0.5 ordinary

Purchase

46

9.3080

USD 0.5 ordinary

Purchase

2,307

9.3070

USD 0.5 ordinary

Purchase

10,145

9.3022

USD 0.5 ordinary

Purchase

797

9.3000

USD 0.5 ordinary

Purchase

996

9.2900

USD 0.5 ordinary

Purchase

13,852

9.2870

USD 0.5 ordinary

Purchase

1,421

9.2830

USD 0.5 ordinary

Purchase

343

9.2790

USD 0.5 ordinary

Purchase

730

9.2750

USD 0.5 ordinary

Purchase

312

9.2700

USD 0.5 ordinary

Purchase

3,327

9.2500

USD 0.5 ordinary

Purchase

1,281

9.2280

USD 0.5 ordinary

Purchase

1,057

9.2240

USD 0.5 ordinary

Purchase

803

9.2220

USD 0.5 ordinary

Purchase

1,664

9.2200

USD 0.5 ordinary

Purchase

380

9.2190

USD 0.5 ordinary

Purchase

5,000

9.2160

USD 0.5 ordinary

Purchase

1,850

9.2150

USD 0.5 ordinary

Purchase

267

9.2130

USD 0.5 ordinary

Purchase

839

9.2120

USD 0.5 ordinary

Purchase

913

9.2050

USD 0.5 ordinary

Purchase

312

9.2040

USD 0.5 ordinary

Purchase

5,779

9.2000

USD 0.5 ordinary

Purchase

713

9.1940

USD 0.5 ordinary

Purchase

111

9.1870

USD 0.5 ordinary

Purchase

345

9.1860

USD 0.5 ordinary

Purchase

2,071

9.1850

USD 0.5 ordinary

Purchase

145

9.1840

USD 0.5 ordinary

Purchase

1,767

9.1640

USD 0.5 ordinary

Purchase

3,707

9.1630

USD 0.5 ordinary

Purchase

1,358

9.1610

USD 0.5 ordinary

Purchase

2,385

9.1590

USD 0.5 ordinary

Purchase

2,867

9.1540

USD 0.5 ordinary

Purchase

479

9.1500

USD 0.5 ordinary

Purchase

26

9.1460

USD 0.5 ordinary

Purchase

662

9.1380

Total

268,345

USD 0.5 ordinary

Sales

5,000

9.5700

USD 0.5 ordinary

Sales

5,000

9.5600

USD 0.5 ordinary

Sales

5,000

9.5500

USD 0.5 ordinary

Sales

5,699

9.5400

USD 0.5 ordinary

Sales

299

9.5380

USD 0.5 ordinary

Sales

5,000

9.5300

USD 0.5 ordinary

Sales

416,522

9.5220

USD 0.5 ordinary

Sales

1,951

9.5210

USD 0.5 ordinary

Sales

5,000

9.5200

USD 0.5 ordinary

Sales

639

9.5190

USD 0.5 ordinary

Sales

1,372

9.5160

USD 0.5 ordinary

Sales

3,038

9.5150

USD 0.5 ordinary

Sales

1,000

9.5140

USD 0.5 ordinary

Sales

3,577

9.5130

USD 0.5 ordinary

Sales

1,365

9.5120

USD 0.5 ordinary

Sales

2,372

9.5110

USD 0.5 ordinary

Sales

7,310

9.5100

USD 0.5 ordinary

Sales

2,563

9.5090

USD 0.5 ordinary

Sales

2,762

9.5080

USD 0.5 ordinary

Sales

908

9.5070

USD 0.5 ordinary

Sales

500

9.5060

USD 0.5 ordinary

Sales

2,046

9.5050

USD 0.5 ordinary

Sales

5,513

9.5040

USD 0.5 ordinary

Sales

1,685

9.5030

USD 0.5 ordinary

Sales

3,201

9.5020

USD 0.5 ordinary

Sales

6,037

9.5010

USD 0.5 ordinary

Sales

8,825

9.5000

USD 0.5 ordinary

Sales

1,755

9.4990

USD 0.5 ordinary

Sales

5,710

9.4980

USD 0.5 ordinary

Sales

1,542

9.4970

USD 0.5 ordinary

Sales

982

9.4960

USD 0.5 ordinary

Sales

2,660

9.4950

USD 0.5 ordinary

Sales

1,208

9.4940

USD 0.5 ordinary

Sales

830

9.4930

USD 0.5 ordinary

Sales

1,765

9.4920

USD 0.5 ordinary

Sales

2,340

9.4910

USD 0.5 ordinary

Sales

6,902

9.4900

USD 0.5 ordinary

Sales

27,527

9.4890

USD 0.5 ordinary

Sales

500

9.4880

USD 0.5 ordinary

Sales

500

9.4870

USD 0.5 ordinary

Sales

1,000

9.4860

USD 0.5 ordinary

Sales

1,735

9.4850

USD 0.5 ordinary

Sales

2,007

9.4830

USD 0.5 ordinary

Sales

3,540

9.4820

USD 0.5 ordinary

Sales

3,031

9.4810

USD 0.5 ordinary

Sales

28,735

9.4800

USD 0.5 ordinary

Sales

717

9.4780

USD 0.5 ordinary

Sales

1,506

9.4770

USD 0.5 ordinary

Sales

30,000

9.4760

USD 0.5 ordinary

Sales

2,483

9.4730

USD 0.5 ordinary

Sales

1,284

9.4720

USD 0.5 ordinary

Sales

600

9.4710

USD 0.5 ordinary

Sales

9,034

9.4700

USD 0.5 ordinary

Sales

600

9.4690

USD 0.5 ordinary

Sales

609

9.4680

USD 0.5 ordinary

Sales

1,025

9.4620

USD 0.5 ordinary

Sales

5,000

9.4600

USD 0.5 ordinary

Sales

2,519

9.4550

USD 0.5 ordinary

Sales

1,513

9.4530

USD 0.5 ordinary

Sales

5,000

9.4500

USD 0.5 ordinary

Sales

277

9.4490

USD 0.5 ordinary

Sales

2,266

9.4470

USD 0.5 ordinary

Sales

310

9.4460

USD 0.5 ordinary

Sales

5,000

9.4400

USD 0.5 ordinary

Sales

5,000

9.4300

USD 0.5 ordinary

Sales

1,093

9.4250

USD 0.5 ordinary

Sales

1,000

9.4240

USD 0.5 ordinary

Sales

331

9.4230

USD 0.5 ordinary

Sales

57

9.4220

USD 0.5 ordinary

Sales

5,000

9.4200

USD 0.5 ordinary

Sales

2,214

9.4190

USD 0.5 ordinary

Sales

197

9.4170

USD 0.5 ordinary

Sales

4,407

9.4150

USD 0.5 ordinary

Sales

3,114

9.4140

USD 0.5 ordinary

Sales

6,510

9.4110

USD 0.5 ordinary

Sales

8,802

9.4100

USD 0.5 ordinary

Sales

16,211

9.4090

USD 0.5 ordinary

Sales

927

9.4070

USD 0.5 ordinary

Sales

671

9.4060

USD 0.5 ordinary

Sales

886

9.4030

USD 0.5 ordinary

Sales

789

9.4020

USD 0.5 ordinary

Sales

545

9.4010

USD 0.5 ordinary

Sales

5,000

9.4000

USD 0.5 ordinary

Sales

1,403

9.3990

USD 0.5 ordinary

Sales

2,377

9.3980

USD 0.5 ordinary

Sales

2,328

9.3970

USD 0.5 ordinary

Sales

3,036

9.3960

USD 0.5 ordinary

Sales

69

9.3959

USD 0.5 ordinary

Sales

233

9.3920

USD 0.5 ordinary

Sales

10,584

9.3900

USD 0.5 ordinary

Sales

1,264

9.3890

USD 0.5 ordinary

Sales

321

9.3880

USD 0.5 ordinary

Sales

1,081

9.3870

USD 0.5 ordinary

Sales

624

9.3840

USD 0.5 ordinary

Sales

5,000

9.3800

USD 0.5 ordinary

Sales

4,214

9.3770

USD 0.5 ordinary

Sales

1,289

9.3760

USD 0.5 ordinary

Sales

5,000

9.3700

USD 0.5 ordinary

Sales

5,724

9.3600

USD 0.5 ordinary

Sales

885

9.3580

USD 0.5 ordinary

Sales

892

9.3560

USD 0.5 ordinary

Sales

1,685

9.3520

USD 0.5 ordinary

Sales

5,000

9.3500

USD 0.5 ordinary

Sales

5,000

9.3400

USD 0.5 ordinary

Sales

3,808

9.3390

USD 0.5 ordinary

Sales

358

9.3380

USD 0.5 ordinary

Sales

217

9.3340

USD 0.5 ordinary

Sales

1,617

9.3320

USD 0.5 ordinary

Sales

5,000

9.3300

USD 0.5 ordinary

Sales

377

9.3270

USD 0.5 ordinary

Sales

1,363

9.3230

USD 0.5 ordinary

Sales

1,176

9.3220

USD 0.5 ordinary

Sales

1,931

9.3210

USD 0.5 ordinary

Sales

5,363

9.3200

USD 0.5 ordinary

Sales

169

9.3190

USD 0.5 ordinary

Sales

3,450

9.3180

USD 0.5 ordinary

Sales

669

9.3170

USD 0.5 ordinary

Sales

1,729

9.3160

USD 0.5 ordinary

Sales

860

9.3150

USD 0.5 ordinary

Sales

4,902

9.3140

USD 0.5 ordinary

Sales

185

9.3130

USD 0.5 ordinary

Sales

5,628

9.3110

USD 0.5 ordinary

Sales

8,491

9.3100

USD 0.5 ordinary

Sales

489

9.3090

USD 0.5 ordinary

Sales

1,310

9.3080

USD 0.5 ordinary

Sales

3,096

9.3070

USD 0.5 ordinary

Sales

174

9.3060

USD 0.5 ordinary

Sales

3,340

9.3050

USD 0.5 ordinary

Sales

4,376

9.3040

USD 0.5 ordinary

Sales

2,482

9.3030

USD 0.5 ordinary

Sales

6,653

9.3020

USD 0.5 ordinary

Sales

145

9.3010

USD 0.5 ordinary

Sales

8,977

9.3000

USD 0.5 ordinary

Sales

1,948

9.2980

USD 0.5 ordinary

Sales

1,117

9.2970

USD 0.5 ordinary

Sales

7,798

9.2960

USD 0.5 ordinary

Sales

3,349

9.2950

USD 0.5 ordinary

Sales

735

9.2940

USD 0.5 ordinary

Sales

5,316

9.2930

USD 0.5 ordinary

Sales

8

9.2925

USD 0.5 ordinary

Sales

78

9.2921

USD 0.5 ordinary

Sales

365

9.2920

USD 0.5 ordinary

Sales

2,316

9.2910

USD 0.5 ordinary

Sales

5,685

9.2900

USD 0.5 ordinary

Sales

305

9.2890

USD 0.5 ordinary

Sales

209

9.2880

USD 0.5 ordinary

Sales

17

9.2871

USD 0.5 ordinary

Sales

58,825

9.2870

USD 0.5 ordinary

Sales

793

9.2860

USD 0.5 ordinary

Sales

2,184

9.2850

USD 0.5 ordinary

Sales

9,018

9.2820

USD 0.5 ordinary

Sales

2,199

9.2810

USD 0.5 ordinary

Sales

6,749

9.2800

USD 0.5 ordinary

Sales

642

9.2780

USD 0.5 ordinary

Sales

977

9.2750

USD 0.5 ordinary

Sales

1,618

9.2740

USD 0.5 ordinary

Sales

1,000

9.2730

USD 0.5 ordinary

Sales

2,690

9.2720

USD 0.5 ordinary

Sales

5,000

9.2700

USD 0.5 ordinary

Sales

1,274

9.2690

USD 0.5 ordinary

Sales

1,401

9.2680

USD 0.5 ordinary

Sales

1,726

9.2670

USD 0.5 ordinary

Sales

1,086

9.2650

USD 0.5 ordinary

Sales

1,226

9.2630

USD 0.5 ordinary

Sales

2,383

9.2620

USD 0.5 ordinary

Sales

5,000

9.2600

USD 0.5 ordinary

Sales

3,100

9.2590

USD 0.5 ordinary

Sales

1,774

9.2580

USD 0.5 ordinary

Sales

3,270

9.2570

USD 0.5 ordinary

Sales

2,485

9.2520

USD 0.5 ordinary

Sales

86

9.2510

USD 0.5 ordinary

Sales

5,197

9.2500

USD 0.5 ordinary

Sales

5,734

9.2490

USD 0.5 ordinary

Sales

3,332

9.2470

USD 0.5 ordinary

Sales

3,428

9.2460

USD 0.5 ordinary

Sales

6,546

9.2400

USD 0.5 ordinary

Sales

7,755

9.2320

USD 0.5 ordinary

Sales

1,415

9.2310

USD 0.5 ordinary

Sales

6,001

9.2300

USD 0.5 ordinary

Sales

4,301

9.2290

USD 0.5 ordinary

Sales

1,162

9.2280

USD 0.5 ordinary

Sales

1,439

9.2260

USD 0.5 ordinary

Sales

1,320

9.2240

USD 0.5 ordinary

Sales

3,452

9.2210

USD 0.5 ordinary

Sales

5,777

9.2200

USD 0.5 ordinary

Sales

683

9.2160

USD 0.5 ordinary

Sales

5,000

9.2150

USD 0.5 ordinary

Sales

420

9.2130

USD 0.5 ordinary

Sales

5,000

9.2100

USD 0.5 ordinary

Sales

1,373

9.2080

USD 0.5 ordinary

Sales

407

9.2060

USD 0.5 ordinary

Sales

5,000

9.2050

USD 0.5 ordinary

Sales

1,487

9.2030

USD 0.5 ordinary

Sales

6,804

9.2000

USD 0.5 ordinary

Sales

992

9.1990

USD 0.5 ordinary

Sales

144

9.1980

USD 0.5 ordinary

Sales

14,268

9.1950

USD 0.5 ordinary

Sales

4,660

9.1940

USD 0.5 ordinary

Sales

483

9.1930

USD 0.5 ordinary

Sales

471

9.1920

USD 0.5 ordinary

Sales

24,224

9.1900

USD 0.5 ordinary

Sales

790

9.1890

USD 0.5 ordinary

Sales

396

9.1880

USD 0.5 ordinary

Sales

2,222

9.1870

USD 0.5 ordinary

Sales

7,455

9.1850

USD 0.5 ordinary

Sales

462

9.1840

USD 0.5 ordinary

Sales

5,000

9.1800

USD 0.5 ordinary

Sales

2,587

9.1780

USD 0.5 ordinary

Sales

78

9.1760

USD 0.5 ordinary

Sales

5,000

9.1750

USD 0.5 ordinary

Sales

740

9.1740

USD 0.5 ordinary

Sales

7,209

9.1700

USD 0.5 ordinary

Sales

1,507

9.1690

USD 0.5 ordinary

Sales

1,336

9.1680

USD 0.5 ordinary

Sales

632

9.1670

USD 0.5 ordinary

Sales

5,000

9.1650

USD 0.5 ordinary

Sales

298

9.1640

USD 0.5 ordinary

Sales

387

9.1620

USD 0.5 ordinary

Sales

145

9.1610

USD 0.5 ordinary

Sales

15,850

9.1600

USD 0.5 ordinary

Sales

16

9.1581

USD 0.5 ordinary

Sales

4,911

9.1580

USD 0.5 ordinary

Sales

73

9.1579

USD 0.5 ordinary

Sales

1,379

9.1560

USD 0.5 ordinary

Sales

444

9.1540

USD 0.5 ordinary

Sales

5,000

9.1520

USD 0.5 ordinary

Sales

364

9.1510

USD 0.5 ordinary

Sales

1,173

9.1500

USD 0.5 ordinary

Sales

1,314

9.1490

USD 0.5 ordinary

Sales

3,046

9.1480

USD 0.5 ordinary

Sales

48

9.1479

USD 0.5 ordinary

Sales

7,548

9.1430

USD 0.5 ordinary

Sales

9

9.1422

USD 0.5 ordinary

Sales

9,990

9.1420

USD 0.5 ordinary

Sales

1

9.1400

USD 0.5 ordinary

Sales

3,642

9.1320

USD 0.5 ordinary

Sales

1,377

9.1260

USD 0.5 ordinary

Sales

659

9.1220

USD 0.5 ordinary

Sales

441

9.1120

USD 0.5 ordinary

Sales

393

9.0900

USD 0.5 ordinary

Sales

62

9.0890

USD 0.5 ordinary

Sales

189

9.0750

USD 0.5 ordinary

Sales

2,000

9.0610

USD 0.5 ordinary

Sales

393

9.0570

USD 0.5 ordinary

Sales

148

9.0520

USD 0.5 ordinary

Sales

625

9.0340

USD 0.5 ordinary

Sales

1,481

9.0300

USD 0.5 ordinary

Sales

792

9.0230

USD 0.5 ordinary

Sales

423

9.0200

USD 0.5 ordinary

Sales

405

9.0180

USD 0.5 ordinary

Sales

1,569

9.0140

USD 0.5 ordinary

Sales

35

9.0120

USD 0.5 ordinary

Sales

8

9.0110

USD 0.5 ordinary

Sales

307

9.0060

USD 0.5 ordinary

Sales

666

9.0000

Total

1,249,346

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

None

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

USD 0.5 ordinary

Call

Buy

25,000

9.40

E

21/09/2012

34.00

USD 0.5 ordinary

Call

Buy

10,000

9.40

E

21/09/2012

34.50

USD 0.5 ordinary

Call

Buy

25,000

9.40

E

21/09/2012

40.50

USD 0.5 ordinary

Call

Buy

15,000

9.40

E

21/09/2012

34.50

USD 0.5 ordinary

Call

Buy

2,000

9.60

E

21/09/2012

31.50

USD 0.5 ordinary

Call

Buy

10,000

9.60

E

21/09/2012

32.00

USD 0.5 ordinary

Call

Buy

25,000

9.60

E

21/09/2012

19.00

USD 0.5 ordinary

Call

Buy

25,000

10.00

E

21/09/2012

19.00

USD 0.5 ordinary

Call

Buy

2,000

10.00

E

21/09/2012

18.50

USD 0.5 ordinary

Call

Buy

25,000

10.00

E

21/09/2012

34.00

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

None

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

None

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

Yes

Date of disclosure:

03/09/2012

Contact name:

Dirk Young

Telephone number:

0207 595 4871

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

BNP Paribas

 

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Xstrata plc

 

 

2. OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.5 ordinary

Put

Buy

60,000

7.60

E

21/09/2012

USD 0.5 ordinary

Put

Sell

20,000

7.80

E

21/09/2012

USD 0.5 ordinary

Put

Buy

5,000

7.80

A

21/09/2012

USD 0.5 ordinary

Put

Buy

140,000

8.00

E

21/09/2012

USD 0.5 ordinary

Call

Sell

30,000

8.40

E

21/09/2012

USD 0.5 ordinary

Put

Buy

40,000

8.40

E

21/09/2012

USD 0.5 ordinary

Put

Buy

10,000

8.40

E

21/09/2012

USD 0.5 ordinary

Call

Sell

20,000

8.60

E

21/09/2012

USD 0.5 ordinary

Put

Sell

500,000

8.80

E

21/09/2012

USD 0.5 ordinary

Put

Buy

610,000

8.80

A

21/09/2012

USD 0.5 ordinary

Call

Buy

750,000

8.80

A

21/09/2012

USD 0.5 ordinary

Call

Buy

725,000

9.00

E

21/09/2012

USD 0.5 ordinary

Put

Buy

120,000

9.00

E

21/09/2012

USD 0.5 ordinary

Call

Buy

100,000

9.20

E

21/09/2012

USD 0.5 ordinary

Put

Buy

511,000

9.20

A

21/09/2012

USD 0.5 ordinary

Call

Sell

500,000

9.40

A

21/09/2012

USD 0.5 ordinary

Call

Buy

100,000

9.40

A

21/09/2012

USD 0.5 ordinary

Call

Buy

32,000

9.60

A

21/09/2012

USD 0.5 ordinary

Put

Buy

1,500,000

10.00

A

21/09/2012

USD 0.5 ordinary

Call

Buy

52,000

10.00

A

21/09/2012

USD 0.5 ordinary

Call

Buy

285,000

11.00

A

21/09/2012

USD 0.5 ordinary

Put

Buy

45,000

11.00

A

21/09/2012

USD 0.5 ordinary

Put

Sell

400,000

12.00

A

21/09/2012

USD 0.5 ordinary

Put

Buy

21,000

12.00

A

21/09/2012

USD 0.5 ordinary

Call

Buy

40,000

14.00

A

21/09/2012

USD 0.5 ordinary

Call

Buy

10,000

14.00

A

21/09/2012

USD 0.5 ordinary

Call

Sell

600,000

8.00

E

20/12/2012

USD 0.5 ordinary

Put

Sell

51,636

7.20

E

21/12/2012

USD 0.5 ordinary

Call

Sell

51,636

7.20

E

21/12/2012

USD 0.5 ordinary

Put

Buy

680,000

8.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

50,000

8.00

E

21/12/2012

USD 0.5 ordinary

Call

Sell

45,095

8.26

E

21/12/2012

USD 0.5 ordinary

Put

Sell

45,095

8.26

E

21/12/2012

USD 0.5 ordinary

Call

Sell

30,000

8.40

E

21/12/2012

USD 0.5 ordinary

Put

Sell

20,000

8.40

E

21/12/2012

USD 0.5 ordinary

Put

Buy

293,000

8.80

A

21/12/2012

USD 0.5 ordinary

Put

Sell

33,000

8.80

E

21/12/2012

USD 0.5 ordinary

Call

Buy

11,000

8.80

E

21/12/2012

USD 0.5 ordinary

Put

Buy

10,000

9.20

A

21/12/2012

USD 0.5 ordinary

Call

Buy

11,000

9.20

E

21/12/2012

USD 0.5 ordinary

Call

Buy

11,000

9.20

E

21/12/2012

USD 0.5 ordinary

Call

Buy

11,000

9.20

E

21/12/2012

USD 0.5 ordinary

Call

Buy

1,000

9.60

E

21/12/2012

USD 0.5 ordinary

Call

Buy

1,500,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Buy

1,500,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

140,000

10.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

110,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

100,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Buy

500,000

11.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

550,000

11.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

150,000

11.00

A

21/12/2012

USD 0.5 ordinary

Call

Sell

500,000

12.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

250,000

12.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

300,000

13.00

E

21/12/2012

USD 0.5 ordinary

Put

Buy

300,000

13.00

E

21/12/2012

USD 0.5 ordinary

Call

Buy

15,000

13.00

A

21/12/2012

USD 0.5 ordinary

Call

Sell

37,000

13.00

E

21/12/2012

USD 0.5 ordinary

Put

Buy

125,000

15.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

16,000

7.20

E

15/03/2013

USD 0.5 ordinary

Put

Sell

16,000

7.20

E

15/03/2013

USD 0.5 ordinary

Put

Buy

50,000

8.40

E

15/03/2013

USD 0.5 ordinary

Call

Sell

16,000

9.60

E

15/03/2013

USD 0.5 ordinary

Call

Buy

10,000

10.00

E

15/03/2013

USD 0.5 ordinary

Call

Sell

24,963

10.57

E

02/05/2013

USD 0.5 ordinary

Put

Sell

24,963

10.57

E

02/05/2013

USD 0.5 ordinary

Call

Sell

250,000

10.00

A

21/06/2013

USD 0.5 ordinary

Put

Sell

150,000

7.20

E

20/12/2013

USD 0.5 ordinary

Call

Sell

150,000

8.00

E

20/12/2013

USD 0.5 ordinary

Put

Sell

150,000

8.00

E

20/12/2013

USD 0.5 ordinary

Put

Buy

250,000

8.20

E

20/06/2014

USD 0.5 ordinary

Put

Buy

90,000

14.00

A

19/12/2014

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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